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113. The East in the Light of the West: Evolutionary Stages: Saturn, Sun, Moon, Earth26 Aug 1909, Munich
Tr. Dorothy S. Osmond, Shirley M. K. Gandell

Rudolf Steiner
it would be best for me to explain how it is possible for a modern man to acquire a conception of that being by means of spiritual sight. We have already seen that by rising from the physical to the soul world, Spiritual beings can be perceived behind everything surrounding us in the world, behind fire, air, water and earth, which are their external expressions or manifestations.
At a certain moment in evolution something very remarkable with regard to Indra comes to pass. In order to have a clear conception we must repeat certain things. We will direct our spiritual consciousness in the soul world to the ancient Indian god, Indra and follow him through thousands of years.
This seemingly rather sweeping statement is justified by the fact that it deliberately opposes the oft-repeated declaration of mystical world-conceptions that fundamentally the, different religions, etc., are only the transformation of a single primordial wisdom and nothing more than that.
113. The East in the Light of the West: Evolutionary Stages: Saturn, Sun, Moon, Earth26 Aug 1909, Munich
Tr. Dorothy S. Osmond, Shirley M. K. Gandell

Rudolf Steiner

In view of what has been said we may ask whether all the spiritual beings in existence are to be found behind the phenomena of the sense world, or whether there are others having no expression or manifestation in the physical world. Supersensible consciousness knows that although it is true that a spiritual being or spiritual fact is to be found behind every external phenomenon, yet there do exist spiritual beings having no expression in the physical world. Experiences await the initiate other than those whose projections or shadow images are thrown into the physical sense world. There exist, moreover, spiritual beings and spiritual facts that have no expression in the inner life of the soul, in the phenomena of conscience, thought, feeling, and sensation ... The spiritual world is seen by the higher consciousness to embrace much more than can be experienced in the physical world.

Those of my readers who have studied earlier lectures on these subjects, will realise that a host of spiritual beings, at different stages of evolution, have been involved in what has come to pass in the human, animal, vegetable and mineral kingdoms during the course of our Earth evolution All such beings intervene in some way or other in the evolutionary texture of the Earth and of the kingdoms belonging to it. Behind the phenomena surrounding us is a richly constituted spiritual world, just as there was during the periods of Old Saturn, Old Sun, and Old Moon. We must not attempt to understand these spiritual kingdoms by inventing permanent names for these spiritual beings. The names used are not, for the most part, intended to designate individualities, but offices or spheres of duties. So if a particular name is used in connection with a being active during the Old Sun period it cannot be applied in the same sense to that being as regards its work or function in the Earth evolution; it has progressed by that time. It is necessary to speak of these matters with great accuracy and precision.

The Earth period was not only preceded by three embodiments of the Earth globe, but by three mighty spiritual kingdoms, essentially different from one another when examined by super-sensible consciousness. Investigation of the Old Saturn, Old Sun and Old Moon periods reveals many things which cannot be compared with anything we can name on the Earth, and of which one can only speak by analogy.

It will be remembered that I have spoken of the Old Saturn period as being essentially one of warmth, or of fire; on Old Sun this warmth condensed to air; on Old Moon the air condensed to water, and on Earth the earth element appeared for the first time. But the application of our concept of fire or warmth directly to the evolution of Old Saturn would result in an incorrect picture, for the fire of Saturn differed essentially from the fire of our Earth. There is only one phenomenon which can legitimately be compared to the Saturn fire, and that is the fire which permeates the blood as warmth. This vital warmth, or life principle, is more or less comparable to the substance of which Old Saturn was entirely composed, and the physical fire of today is a descendant, a later product of the Saturn fire; in its external form as perceived in space, it has appeared for the first time on the Earth. The warmth of the blood, then, is the only thing which can be compared to what was present during the physical evolutionary period of Old Saturn. There is very little indeed in the realm of our present day experience which can be compared in any way with the qualities of these earlier evolutionary periods, all of which were very different from our present Earth existence.

It must be understood, however, that everything in the Saturn, Old Sun and Old Moon periods is comprised within the Earth evolution, only it has changed in character. What was laid as a germ on Old Saturn and evolved through the Sun and Moon periods, is to be found in the Earth evolution, although in a changed condition; we can, however, instance the fundamental elements brought over from the earlier evolutionary periods by examining what is not to be found in this transformed state.

When the Earth first appeared it had absorbed into itself three preceding evolutionary conditions, and all the degrees of spiritual beings involved in them. The beings were at different stages of evolution, however, so it is obvious that distinction must be made between these three different realms of spiritual beings and of spiritual substances; we must realise, in considering the beginnings of the Earth, that certain things which we find there could come into existence only because the Saturn, Old Sun and Old Moon periods preceded our Earth evolution, and at its beginning the three are united within it.

This fact was always present in the ancient, instinctive consciousness of man, which connected him with the spiritual world. And when the number Three was mentioned as characteristic of the higher worlds, those individuals who looked at things in the concrete and not in the abstract, who had facts rather than conceptions or ideas in their mind's eye, always felt in their souls the truth that our Earth has received, into her womb, as it were, everything that came over from Saturn, Old Sun and Old Moon. That is the so-called higher, pre-terrestrial triad ... This triad consisting of Old Saturn, Old Sun and Old Moon has evolved into our Earth. In its concrete meaning the higher triad signifies these three pre-terrestrial states; but the quaternary refers to the gradual transformation of these three into the Earth. Accordingly men whose instinctive consciousness brought them into touch with the realities of the spiritual world felt the mystery of the birth of the Earth to be expressed by the relation of three to four. And they turned reverent eyes to the sacred triad of Saturn, Sun and Moon, which had become the quaternary manifested by the Earth period. It is obvious that the modern expressions Saturn, Sun and Moon had other equivalents in the instinctive consciousness of ancient humanity.

If we now follow up the course of the Earth evolution we may ask how the separate classes of spiritual beings participate in its progress. Spiritual beings at different stages of evolution directed the processes of the separation of the Sun and Moon from the earth, as a result of which that progress came to pass. We have first to consider a class of spiritual beings which attained a certain stage of evolution during the Old Sun period; they belong to the Old Sun evolution because it was destined to provide a field of action for them. These are beings which separated the sun from the earth during the Earth period, because during Old Sun they were Sun-bound in the same way as humanity is now Earthbound. As we have seen, they needed the Sun for their further evolution and with the Sun they left the Earth in order to work upon the latter from without. When the Sun spirits had withdrawn the Saturn and Moon spirits were left on the Earth. The development of the Saturn spirits was such that they could direct and guide the separation of the Moon from the Earth; they had passed through the same stage on Old Saturn as the Sun spirits had done on the Old Sun; their maturity had preceded that of the Sun spirits, and they were therefore able to separate the Moon from the Earth and to stimulate from within the inner development of man, who, otherwise, would have hardened and become mummified. It may be said that the withdrawal of the Sun was brought about by the Sun spirits, and that of the Moon by the Saturn spirits. The Sun is a cosmic symbol for the act of the Sun spirits, the Moon for that of the Saturn spirits. And what is left upon the earth itself Spirits of the Old Moon period.

It will be useful at this point to bear in mind a definite epoch of the Earth evolution; that at which the Moon had just left the Earth. The Earth, from which the Sun had withdrawn still earlier, was then in a very different condition from that of today. If the Earth had then been in an exactly similar state to that of today, the whole process would have been unnecessary.

It was compared to the present mineral vegetable, animal and human kingdoms—very imperfect in that early period. The various continents had not separated off from each other everything was in a kind of chaos. Super-sensible sight would search in vain at that period for the mineral, vegetable, animal and human kingdoms as they are today. These forms have all developed as a result of the influence of the Sun and the Moon from without, and this was the purpose of the withdrawal of these two bodies. The influences which worked upon the Earth from the Sun and the Moon charmed from it, as it were, everything that has since arisen upon it and all that surrounds us today. The outer forms of the minerals, the plants, the animals and of physical man have been produced by the beings which work from the Sun; whereas the beings which work from the Moon have stimulated the soul life of men and of animals. This is an approximate and broad sketch of evolution from the so-called Lemurian epoch on into that of Atlantis. It was during the Atlantean epoch that, very slowly and gradually, the Earth began to wear an appearance more or less similar to that which we see around us today. It is necessary, therefore, to distinguish in the course of the Earth evolution since the withdrawal of the Moon, between a chaotic Earth and an organised one which has been influenced by the Spiritual beings in its environment.

What is here stated need not necessarily be acquired from historical tradition. Suppose for example that the initiate wisdom of ancient and venerable India, of the Persian sages, of the Egyptian initiations, or of the Greek Mysteries had all been lost; suppose no external documents of any kind whatever were left to tell us of the pristine teaching concerning the spiritual foundations of our earth evolution. Even then the possibility of developing super-sensible consciousness would not be lost; everything that is said here can be discovered by means of super-sensible investigation without the aid of any historical document. We have to do with something, which at the present time can be studied at its source; even mathematics may also be learnt from original sources.

Let us now try to find a link between the results which super-sensible investigation has given us and life in ancient times. It is obvious that some other method might be adopted, but the purpose of this course of lectures is to compare what can be found irrespective of any historical record, with what has been handed down by another kind of tradition. We will go back, not so very far, to a historical personage who lived in a comparatively ancient period of Greek culture, of whom history knows very little and the length of whose life even is veiled in much uncertainty. Pherecydes of Syros is in a certain respect the forerunner of the other Greek sages.

He lived at a time in Greek spiritual development called the epoch of the Seven Sages.—This period preceded that of all historical Greek philosophy. The little that external history tells us of Pherecydes of Syros is very interesting; he, among others, is spoken of as the teacher of Pythagoras; and many of the teachings of Herakleitos, of Plato and of later sages can be traced back to him. It is said that he taught the existence of three principles fundamental to the whole of evolution, and called them Zeus, Kronos and Chthon. Now what precisely did he mean by these names? It will at once be realised that Kronos is only another name for the Old Saturn evolution. In the teaching of Pherecydes, Kronos is the totality of spiritual beings belonging to the kingdom of Old Saturn, who during the course of the Earth evolution were able to bring about the separation of the Moon. Now for Zeus! Zeus is a word of uncertain meaning when used in ancient times, for it was applied to spiritual individualities at very different stages of evolution. But men in ancient Greece who know something of initiation recognised in Zeus the ruler of the Sun spirits. Zeus lives in the influences which came to the Earth from the Sun. Chthon is a designation of the somewhat chaotic condition of the earth after the withdrawal of the moon, at which time neither plant nor animal nor human forms were to be found. In most remarkable words, Pherecydes spoke of the holy primordial triad, of Zeus, Kronos and Chthon, principles fundamental to the earth, having come over from pre-terrestrial ages; he also speaks of a further evolution. But in ancient times men did not clothe matters of this kind in such dry, crude concepts as they do today, they drew vivid pictures of what they saw and recognised in spiritual realms. Pherecydes said: ‘Chthon becomes Gea (today called earth), because of the gift of Zeus whereby she came to be covered as with a garment.’ This is a wonderful description of that evolution which I have just outlined in a few short words. The earth was alone; outside it were the sun and the moon, the spiritual kingdoms of Zeus and of Kronos. The sun from without began to work upon the earth and to fructify it in its then chaotic state; or, in the language of the old Greek sage, Zeus fructified Chthon. The beneficent influences of the kingdom of Zeus were sent down to the physical earth in the warmth and light of the sun. This was the gift made by Zeus to the earth. The earth covered herself with the garment of plant and animal forms, and with the forms of physical men. Chthon becomes Gea; therefore, because of the gift of Zeus the earth covers herself with a garment.

This is a wonderful picture, expressed in beautiful language, of what super-sensible consciousness is able today to rediscover in the epoch of the Seven Greek Sages. And Pherecydes could not have made such strikingly vivid statements, which can be verified by modern super-sensible consciousness, without definite personal knowledge. This knowledge he derived from the so-called Phoenician initiation. He was an initiate of the temples of ancient Phoenicia and had brought over into Greece the Temple wisdom which he was at liberty to teach. A great deal of oriental wisdom came over in this way.

This is one example, among many, of the things that may be re-discovered in the words of the old sages independently of historical tradition. In this instance we have not gone back so very far in human history. If we are able rightly to interpret the expressions used, it is also possible to re-discover original teachings of very ancient times. It would, however, be false to accept the simple explanation that this or that Eastern teaching concerning the evolution of the world is found under the same form in Pherecydes of Syros, in the old Egyptian epoch, in the days of the Chaldean sages, and in the ancient Indian period. If this were the case, it might well be imagined that a wisdom rediscovered today is to be found, in different form, wherever humanity has striven after it; that wisdom is one and the same at all times and in all places. In its abstract sense there is not the slightest objection to be raised to this statement; it is true, but it expresses only a portion of the whole truth. Just as from the rest of a plant to the fruit there is not a regular succession of similar forms, but a variety, composed of green leaves, coloured petals, stamens, etc., of higher and higher development, so does diversity appear in the progress of human life on earth. Correct though it is to say that the sense wisdom appears again and again in different forms, an evolution or a development does nevertheless take place; and it is not at all correct to say that we find in ancient Indian times exactly the same conditions as exist today. That would be as inaccurate as to state that the blossom of a plant is the same as the root. True, the same force exists within it, but the reality emerges only if progress and development are recognised to be fundamental expressions of the secrets underlying human evolution. The teachings of the first post-Atlantean epoch may still be given today; what Pherecydes of Syros taught can be repeated today; but the earth evolution has also been enriched, and impulses have since been poured into it.

The importance of the Christ impulse in human evolution has already been indicated. That is a thing apart, standing alone in the evolution of the earth; there is nothing which can be compared with it. It has come to my knowledge that people have spoken of injustice in connection with human evolution if it were true that, for so many thousands of years before the coming of the Christ, full wisdom could not be imparted to mankind. Why was it, these people ask, that anything could be withheld from pre-Christian men? They seem to think, in view of the fact that justice is universal, that although the forms of truth have changed, new truths cannot have been added to the old; for if it were otherwise, men living in post-Christian days would be destined to receive something higher than men of pre-Christian times. Now it is understandable that such things should be said in the outer world, but it is not understandable that students of spiritual science should make such statements. And why? Because the men who incarnate during the post-Christian epoch are those who have passed through previous incarnations, and what they could not possibly learn before the appearance of Christ on earth they must learn after that event. Anyone who believes that man incarnates again and again only to learn exactly the same wisdom, has no serious appreciation and feeling for reincarnation in his soul; for to believe in reincarnation seriously means to realise its goal and its purpose and to know that there is good reason for our returning to earth repeatedly. We come back in order to have new experiences. It is a platitude to say that exactly the same wisdom is to be met with again and again in different conceptions of the world. The concrete fact is that wisdom develops, that it takes on higher and higher forms, until there comes into being on the Earth something that is ripe to pass over into another condition, in the same way as Saturn, Old Sun and Old Moon passed over to the Earth condition. There is real progress and not mere repetition—that is the whole point. And here lies the difference between Eastern and Western modes of thought. Western thought, in face of the whole task and mission of the West, can never separate itself from an actual, a concrete historical conception of the evolution of the Earth; and an historical conception implies the idea of progress, not of mere repetition. It was in the West that the real concept of historical development arose. If anyone falls into a purely oriental way of thought (and its truth is not in any way questioned, only the historical sense must be added to it) because he has not grasped the idea of historical progress, he may easily lose sight of the meaning of history altogether. He may find himself faced with the question: ‘What is the purpose of this eternal repetition or recurrence of the same thing?’ That was a problem raised by Schopenhauer who had no understanding of history in its real sense, and whose exoteric teaching was influenced in high degrees by what he had absorbed from Oriental life. Statement of a higher truth in no way impugns a lower, lesser truth; spiritual science fully assents to statements of a non-historical nature in Oriental spiritual life. But the point at issue here is that of raising a mode of thinking to a higher level; or, as we may say, of illuminating Oriental thought by the light of the West.1

What I have said here in general terms I should like to illustrate by an example. From what has been said it will be realised that the discoveries of modern super-sensible investigation are to be found under another form in ancient times, if we look for them there. It is only possible to throw light on antiquity by starting from the present. Let us in this connection take a definite spiritual individuality. If we go back to a time when men brought down into the Vedas what was in a certain respect an echo of the sublime wisdom of the Holy Rishis, we find, among many appellations of divine beings, the name of Indra. If, from the point of view of modern super-sensible investigation I were to give an answer to the question: ‘What kind of being is the Indra mentioned in the Vedas?’ it would be best for me to explain how it is possible for a modern man to acquire a conception of that being by means of spiritual sight. We have already seen that by rising from the physical to the soul world, Spiritual beings can be perceived behind everything surrounding us in the world, behind fire, air, water and earth, which are their external expressions or manifestations. In the spiritual realm behind the element of air, for instance, a host of spiritual beings appear, beings which do not descend so far as the physical world, but express themselves—therein through the air. In the soul-world we meet them as entities, as individualities, and the mightiest of them is still to be found today in him who in ancient India was named ‘Indra.’ Indra is associated with the whole regulation of man's breathing process, and to his activity we owe the fact that we breathe as we do today. Humanity may look up to this being forever and realise that it is the mighty Indra who has endowed them with the instrument of breath. The activities of such a being are not however limited to one sphere, and humanity owes much else to Indra; they owe to Indra the force which must pour through their muscles if their enemies are to be conquered in war. Hence men were able to pray to mighty Indra for power to be victorious in battle, since this also was one of his functions. To this same being (which needs no name if only its presence is realised) is to be ascribed the flashing of the lightning effects of storms. For these things, too, prayers may be raised, if, in the praying, the gods are thought of.

Indra exists for us today as he existed in ancient Vedic times, but we must now pass on to another consideration. Suppose we take this being named Indra as actually seen by the Old Indian initiates when their spiritual sight was opened in the soul world, and ask ourselves whether the initiate of modern days sees him in the same form? The answer is that he does, in fact, see everything perceptible to the ancient initiate, but something else as well. To take a rather trivial example, suppose we consider a man in the fortieth year of his life and call him Muller. He is the same person who thirty years previously was a boy of ten, but he has changed, even if his name is the same. It would be incorrect to describe this man Muller as a man of forty if we took his appearance at the age of ten; he has passed through a certain development, which must be taken into account when speaking of him in his present condition. Is it to be imagined, then, that while men on the earth continually develop during their single lives and also from life to life, spiritual beings remain at the same stage at which they manifested themselves to the spiritual consciousness of an ancient Indian initiate? Is it right to conceive of the gods as remaining unchanged through thousands of years? It certainly is not; Indra has passed through an evolution since the days when seers of ancient India looked up to him with reverence. Now what has happened to this mighty figure of Indra, and how does his evolution manifest itself if we look back upon it with spiritual consciousness? At a certain moment in evolution something very remarkable with regard to Indra comes to pass. In order to have a clear conception we must repeat certain things. We will direct our spiritual consciousness in the soul world to the ancient Indian god, Indra and follow him through thousands of years. We come to a point of time when there is an appearance of rays of light falling from an entirely different spiritual being upon Indra, who is himself illumined by them and ascends to a higher stage of development. It is rather like learning something important from another individual at a certain age, which changed one's whole life. This happened in the case of great Indra, and since that time there has streamed from him the same influence as was to be found in ancient India, only enriched by the spiritual light of another being which was shed upon him. It is possible to indicate the precise moment in the history of the evolution of humanity when this took place. The God, Indra, is to be found in the soul world at a time when the Christ was not yet perceptible to Earth evolution, although the Christ light shone upon him. A man who is able to perceive Indra may well say that this Being now reveals something different from his earliest revelations; for at first the Christ light did not ray back from him. Since the point of time in question, Indra has not shed his own light into the spiritual evolution of the earth, but has reflected the light of Christ, just as the moon reflects the light of the sun. The light thus rayed back by Indra, not directly perceptible on earth and in which therefore we cannot actually recognise Christ, was proclaimed by Moses to his people. Moses gave the name of Jahve or Jehovah to this Christ light rayed back by Indra as the sunlight is reflected by the moon. In lectures upon the Gospel of St. John, I have spoken about another aspect of this matter. The Christ is heralded, and Jahve or Jehovah is the name of the Christ light rayed back by an ancient deity. It is a prophetic heralding of Christ. Indra himself passed to a higher stage of evolution through this contact with the Christ light. He did not of course become Jehovah. It is not correct to say that Jehovah is Indra. But we can understand that as Indra manifests himself in lightning and thunder, even so does Jehovah manifest himself therein, because a being can only reflect in accordance with its own nature. Jehovah therefore was manifested in lightning and thunder.

This is an instance of spiritual being accomplished in its own realm in the same way as human evolution in our world, and of the fact that the same picture of the spiritual beings is not forthcoming after the lapse of thousands of years. History is being made in the spiritual world, and earth history is only the outer expression of this spiritual history. Every earthly occurrence has its course in events of the spiritual world, and it is necessary to understand these spiritual events in detail.

By this example I have tried to show what it means to throw light upon antiquity from a modern point of view. History is a concept which must be taken quite seriously, and the instance given should elucidate spiritual life. If we bear in mind the fact that there are wisdom-beings to be found today by occult research which we encounter again when we go back in time, only under different names and different manifestations—and at the same time remember that historical evolution and progress are realities in spiritual life—which underlie all that is physical, we have grasped two principles of fundamental importance to all progressive spiritual science that is to influence the future of humanity.

  • 1. This seemingly rather sweeping statement is justified by the fact that it deliberately opposes the oft-repeated declaration of mystical world-conceptions that fundamentally the, different religions, etc., are only the transformation of a single primordial wisdom and nothing more than that.
275. Art as Seen in the Light of Mystery Wisdom: Cosmic New Year: the Dream Song of Olaf Asteson31 Dec 1914, Dornach
Tr. Pauline Wehrle, Johanna Collis

Rudolf Steiner
Many things will have to happen in order for this change to come about in the right way, in what I would like to call the feeling content of man's world conception. One thing will be particularly necessary—I say one, for it is one among many, but you can only take one at a time—it will be essential for human souls to acquire on the basis of our spiritual-scientific world conceptual stream, reverence and devotion for what was known in ancient times in the old manner about the deep secrets of existence.
That is how we relate to the sense world. We are passive and the sense world, as it were, works its way into our souls. We think about the sense world and make mental images of it.
Having lost the understanding for the spiritual world, mankind has also lost the proper relation to the being of man, to humanity. The materialistic world conception produces chaotic feelings about universal existence.
275. Art as Seen in the Light of Mystery Wisdom: Cosmic New Year: the Dream Song of Olaf Asteson31 Dec 1914, Dornach
Tr. Pauline Wehrle, Johanna Collis

Rudolf Steiner

Our end-of-year festival will begin with Frau Dr. Steiner giving us a recitation of the beautiful Norwegian legend of Olaf Åsteson, of whom we are told that at the approach to Christmas he fell into a kind of sleep which lasted for thirteen days; the thirteen holy days that we have explored in various ways. In the course of this sleep he had significant experiences, that he was able to narrate when he awoke.

During these past days we have examined various things that make us aware that the spiritual-scientific outlook gives us a new approach to an understanding of gems of wisdom which, in past times, people realised belonged to spiritual worlds. Time and again we shall encounter this prehistoric knowledge of the spiritual worlds in one instance or another, and we shall continually be reminded that what was known in former ages, was due to the fact that the human being was so organised at that time that he had the kind of relationship with the whole of the cosmos and its happenings that we would now call being immersed with his human microcosm in the laws or the activities of the macrocosm, and that in this process of immersion in the macrocosm he was able to experience things that deeply concern the life of his soul, but which are hidden from him as long as he lives as microcosm on the physical plane and is equipped only with a knowledge given him by his senses and an intellect bound to the senses.

We know that only a materialistic outlook can believe that man is the only being in the world order equipped with thinking, feeling and willing, whereas a spiritual point of view must acknowledge that just as there are beings below the human level, there are also beings above the human stage of thinking, feeling and willing. The human being can live his way into these beings when, as microcosm, he immerses himself in the macrocosm. However, in this case we should have to speak of the macrocosm not only as a macrocosm of space, but as if the course of time were of significance in cosmic life. Just as in order to kindle the light of the spirit within him when he wants to descend into the depths of his own soul, man has to shut himself off from all the impressions his environment can make on his senses and has, as it were, to create darkness round him by closing off his sense perception, likewise the spirit we can call the spirit of the earth has to be shut off from the impressions of the rest of the cosmos. The outer cosmos has to have least effect on the earth spirit if the earth spirit is to be able to concentrate its forces within. For then the secrets will be discovered that man has to discover in conjunction with the earth spirit, because the earth has been separated as earth from the cosmos.

The time when the outer macrocosm exercises the greatest effect on the earth is the time of the summer solstice, midsummer. And many accounts of olden times connected with festive presentations and rituals remind us that festivals like these take place at the height of summer; that in the midst of summer, the soul, in letting go the ego and merging with the life of the macrocosm, surrenders in a state of intoxication to the impressions from the macrocosm.

On the other hand, the legendary or other kind of presentations of that which could be experienced in olden times remind us that when impressions from the macrocosm have least effect on the earth, the earth spirit, concentrated within itself, experiences within the eternal All, the secrets of the earth's life of soul, and that if man enters into this experience at the point of time when the macrocosm sends least light and warmth to the earth, he learns the most holy secrets. This is why the days around Christmas were always kept so sacred, because whilst man's organism was still capable of sharing in the experience of the earth, man could meet the spirit of the earth during the point of time when it was most concentrated.

Olaf Åsteson, Olaf the son of earth, experiences various secrets of the cosmic All whilst he is transported into the macrocosm during the thirteen shortest days. And the nordic legend which has recently been extricated from old accounts, tells of these experiences Olaf Åsteson had between Christmas and New Year up till the 6th January. We often have reason to remember this former manner in which the microcosm took part in the macrocosm, and we can then take these things further. First of all, however, let us hear the legend of Olaf Åsteson, the earth son, who during the time in which we are now, experienced the secrets of cosmic existence in his meeting with the earth spirit. Let us listen to these experiences.

The Dream Song

I

Come listen to my song!
The song of a nimble youth.

Of Olaf Åsteson will I sing,
Who lay and slept so long.

II

He laid him down on Christmas Eve
And soon lay deeply sleeping.
Nor could he awaken
Until the people went to church
Upon the thirteenth day.

Of Olaf Åsteson will I sing,
Who lay and slept so long.

He laid him down on Christmas Eve
And he slept long indeed!
He could not awaken
Until the bird was on the wing
Upon the thirteenth day.

Of Olaf Åsteson will I sing,
Who lay and slept so long.

Olaf could not awaken
Until the sun shone o'er the peaks
Upon the thirteenth day.
Then saddled he his nimble horse
And rode in haste to the church.

Of Olaf Åsteson will I sing,
Who lay and slept so long.

The priest was at the altar
Reading holy mass
When Olaf alighted at the gate
To tell the many dreams
That had passed through his soul
When he did sleep so long.

Of Olaf Åsteson will I sing,
Who lay and slept so long.

Then old and young they all gave heed,
To Olaf's words they harkened
That told them of his dreams

Of Olaf Åsteson will I sing,
Who lay and slept so long.

III

‘I laid me down on Christmas Eve
And soon lay deeply sleeping.
Nor could I awaken
Before the people went to church
Upon the thirteenth day.

The moon shone bright
And all the paths led far away.

I was borne up into the clouds
Thrown down to the ocean's depths,
And whosoever will follow after
Good cheer he will not find.

The moon shone bright
And all the paths led far away.

I was borne up into the clouds
Then hurled into murky swamps,
And I saw the horrors of hell
And also heaven's light.

The moon shone bright
And all the paths led far away.

I had to go through deep, dark clefts
Where heaven's rivers rushed and roared.
The power to see them was not mine
Yet I could hear their roaring.

The moon shone bright
And all the paths led far away.

My coal-black horse he did not neigh,
Nor did my good hounds bark,
The bird of morning did not sing
For a wonder lay on all.

The moon shone bright
And all the paths led far away.

I had to travel in spiritland
Through stretch on stretch of thorny heath,
My scarlet mantle was torn to shreds
The nails of my feet likewise.

The moon shone bright
And all the paths led far away.

Then I came to the Gjallar Bridge
Suspended in the windblown heights,
Studded it is with rich red gold
And the nails thereon have sharp points.

The moon shone bright
And all the paths led far away.

The spirit snake he struck at me
The spirit hound bit me,
And lo! the bull did bar the way.
These are the three beasts of the bridge,
Most wicked are they all.

The moon shone bright
And all the paths led far away.

The hound he is a snappish beast
The serpent waits to strike,
The bull is ready to attack!
And no one may pass o'er the bridge
Who will not honour truth!

The moon shone bright
And all the paths led far away.

I passed o'er the Gjallar Bridge
On dizzy heights and narrow.
I who had waded in the swamps . . . .
Behind me now they lie!

The moon shone bright
And all the paths led far away.

I had waded in the swamps
There seemed no foothold I could find
As I passed o'er the Gjallar Bridge
Earth did I feel within my mouth
As the dead who lie in their graves.

The moon shone bright
And all the paths led far away.

To the waters then I came,
’Twas where the icy masses gleamed
Like unto flames of blue. . . .
And God did guide me in my steps
That I did not come close.

The moon shone bright
And all the paths led far away.

So I went on the wintry way
And saw on my right hand:
Like unto paradise it was,
Light shining far and wide.

The moon shone bright
And all the paths led far away.

God's Holy Mother then I saw
Amidst most wondrous glory!
‘Now take thy way to Brooksvalin,
the place where souls are judged!’

The moon shone bright
And all the paths led far away.

IV

In other worlds I tarried then
Through many nights and long;
And God alone can know
The suffering I saw there—

In Brooksvalin, where souls
World judgment undergo.

I could see a young man
Who in life had killed a child.
Now he must carry him always
And stand in mud to his knee

In Brooksvalin, where souls
World judgment undergo.

Also I saw an old man
Wearing a cloak of lead;
Thus was he punished,
The miser on earth,

In Brooksvalin, where souls
World judgment undergo.

And men appeared before me
Wearing apparel of fire;
So does their dishonesty
Weigh on their poor souls

In Brooksvalin, where souls
World judgment undergo.

Children I also saw,
Glowing coals beneath their feet,
In life they did their parents ill,
Now must their spirits feel it

In Brooksvalin, where souls
World judgment undergo.

And to a house I had to go
Where witches toiled in blood;
This was the blood of those
Who had enraged them whilst on earth,

In Brooksvalin, where souls
World judgment undergo.

Now there came riding from the North
Wild hordes of evil spooks,
Led by the Prince of Hell,

In Brooksvalin, where souls
World judgment undergo.

This horde riding from the North
Was the wickedest ever seen;
And the Prince of Hell rode out in front,
And he rode on his coal-black steed

In Brooksvalin, where souls
World judgment undergo.

Yet now came a host from the South
Bringing holy calm,
And at their head rode Saint Michael
At the side of Jesu Christ

In Brooksvalin, where souls
World judgment undergo.

The souls weighed down by sin
Had to tremble in anguish and fear!
Their tears ran down in streams
To hear of their wicked deeds

In Brooksvalin, where souls
World judgment undergo.

Michael stood in majesty
And weighed the souls of men
Upon his heavenly scales,
And near him, judging, stood
The Lord of Judgment, Jesu Christ

In Brooksvalin, where souls
World judgment undergo.

V

Blessed is he who in earthly life
Gives shoes unto the poor;
He does not need, with naked feet,
To walk on the heath of thorn.

Thus speaks the Balance,
And World truth
Sounds forth in spirit heights.

Blessed is he who in earthly life
Unto the poor gave bread!
For nothing of harm can come to him
From the hounds of spiritland.

Thus speaks the Balance,
And World truth
Sounds forth in spirit heights.

Blessed is he who in earthly life
Gave corn unto the poor!
The horns of the bull are no threat to him
When he crosses the Gjallar Bridge.

Thus speaks the Balance,
And World truth
Sounds forth in spirit heights.

Blessed is he who in earthly life
Unto the poor gives clothes!
He need not fear the freezing wastes
Of ice in Brooksvalin.

Thus speaks the Balance,
And World truth
Sounds forth in spirit heights.

VI

And young and old they all gave heed,
To Olaf's words they harkened
That told them of his dreams.
You have slept long indeed. . . .
Awaken now, O Olaf Åsteson!

My dear friends, we have just heard how Olaf Åsteson fell into a sleep that was to reveal to him the secrets of worlds that are hidden from the world of the senses and ordinary life on the physical plane. This legend brings us tidings of ancient knowledge and insight into the spiritual worlds, which we shall regain once more through what We call the spiritual-scientific world outlook.

You have often heard the words that are included in all proclamations concerning the human soul's entry into the spiritual world, namely, that man beholds the spiritual world only when he experiences the gates of death and then enters into the elements. This means that the elements of earth existence do not surround him in the way they do in ordinary life on the physical plane, in the form of earth, water, air and fire, but that he is lifted above this sensory exterior of the elements and enters into what these elements really are when you know their true nature, where beings exist that have a relationship with man's soul experience.

We could feel that Olaf Asteson experienced something of this descent into the elements when we come to the part where Olaf reaches the Gjallar Bridge and crosses over it on to the paths of the spiritual world that all led far away. What a vivid description we are given of his experience as he descends into the element of earth. It is described in such detail that he tells us he himself feels earth in his mouth like the dead who lie in their graves. And then there is a clear indication of his going through the element of water, and of all that can be experienced in the watery element when one also experiences its moral quality. Then he also indicates how man meets with the elements of fire and of air.

All this is described in a wonderfully graphic way and centred in the experience of the human soul meeting the secrets of the spiritual world. The legend was found at a later date; it was collected at the place where it lived orally among the people. Parts of the legend in their present form are no longer the same as in the original. No doubt the graphic description of the experiences in the earth realm originally came first and then the experiences in the realm of water. And the experiences in the realms of air and of fire were no doubt far more differentiated than they are in the feeble after-echo that we have today, and which was found centuries later.

The conclusion was undoubtedly also much more impressive and less sentimental, for in its present form it does not in the least remind us of the sublime language of olden times, nor of the capacity to raise one on to a superhuman plane that used to exist in folk legends. The present conclusion merely moves on on a human level, and the reason why it is moving is purely because of its connection with such deep secrets of the macrocosm and of human experience.

If we rightly understand the season of the year in which we now are, we have a strong urge to remember the fact that humanity used to possess a knowledge—even if it was less defined and clear-cut—that has been lost and which has to be regained. And the question can arise in us, that as we surely recognise today that that particular kind of knowledge has to return if mankind is to be made whole, then should we not consider it one of our most urgent tasks to do everything we can to bring knowledge like that into the culture of the present?

Many things will have to happen in order for this change to come about in the right way, in what I would like to call the feeling content of man's world conception. One thing will be particularly necessary—I say one, for it is one among many, but you can only take one at a time—it will be essential for human souls to acquire on the basis of our spiritual-scientific world conceptual stream, reverence and devotion for what was known in ancient times in the old manner about the deep secrets of existence. People must arrive at the feeling that during the materialistic age they have neglected the development of this reverence and devotion.

We must get the feeling of how dried-out and empty this materialistic age is, and how proud of our intellectual knowledge mankind was in the first centuries of the fifth post-Atlantean epoch, in face of the revelations of ancient religion and knowledge handed down from former times, which, when approached with the necessary reverence, truly give us the feeling that they contain the most profound wisdom. Fundamentally speaking we have no reverence for the Bible nowadays, either! Disregarding the kind of atrocious modern research that tears the whole Bible to shreds, we have merely to look at the dry and empty way we approach the Bible today armed, as it were, only with the knowledge of the senses and ordinary intellectual powers, and at the way we can no longer muster a feeling for the tremendous greatness of human perception that comes to meet us in some of its passages. I would like to refer to a passage from the second Book of Moses, chapter 33, verse 18:

And Moses said to God, ‘I beseech thee, shew me thy glory.’

And the Lord said, ‘I will make all my goodness pass before thee, and I will proclaim the name of the Lord before thee; and will be gracious to whom I will be gracious, and will shew mercy on whom I will shew mercy.’

But then the Lord said, ‘Thou canst not see my face: for there shall no man see me, and live.’

And the Lord said, ‘Behold, there is a place by me, and thou shalt stand upon a rock:

And it shall come to pass, while my glory passeth by, that I shall put thee in a clift of the rock, and will cover thee with my hand while I pass by:

And I will take away mine hand, and thou shalt see my back parts: but my face shall not be seen.’

If you gather together various things we have taken up in our hearts and souls during the years we have been working with spiritual science and then approach this passage, you can have the feeling that infinite wisdom is speaking to us there and how, in the materialistic age, human ears are so deaf that they hear nothing of the infinitely deep wisdom that comes to us from this passage. I would like to take this opportunity to refer you to a booklet that has been published under the title Worte Mosis by Bruns Publishing Co. in Minden, Westphalia, because certain things out of the five Books of Moses have been translated better in this booklet than in other editions. Dr. Hugo Bergmann, the publisher of Worte Mosis, has taken a lot of trouble over the interpretation.

The fact that man, if he wants to penetrate to the spiritual world, has to acquire a totally different relation to the world than that which he has to the sense world, has often been stressed. Man has the sense world all about him. He looks at the sense world and sees it in its colours and forms and hears its sounds. The sense world is there, and we are in the midst of it, feeling its influence, perceiving it and thinking about it. That is how we relate to the sense world. We are passive and the sense world, as it were, works its way into our souls. We think about the sense world and make mental images of it.

Our relationship is quite different when we penetrate into the spiritual world. One of the difficulties consists in getting the right idea of what a person experiences when he enters the spiritual world. I have attempted to characterise some of these difficulties in my booklet Die Schwelle der geistigen Welt (‘The Threshold of the Spiritual World’). We make mental images of the sense world and we think about it. If we go through all a person has to go through if he wants to follow the path of initiation, something occurs that can be described like this: We ourselves relate to the beings of the higher hierarchies in the same way as the things around us relate to us; they make a mental image of us, they think us. We think the objects around us, the minerals, plants and animals; they become our thoughts, whereas we are the conceptions, thoughts and perceptions of the spirits of the higher hierarchies. We become the thoughts of the Angeloi, Archangeloi, Archai and so on. They take us in, in the same way as we take in the plants, animals and human beings. And we must feel their sheltering protection when we say, ‘The beings of the higher hierarchies think us, they make mental images of us. These beings of the higher hierarchies take hold of us with their souls’. In fact we can actually picture that when Olaf Asteson fell asleep he became a mental image of the spirits of the higher hierarchies, and in the course of his sleep these beings of the higher hierarchies experienced what the beings of the earth spirit were experiencing (these are, of course, a plurality for us). And when Olaf Asteson sinks back into the physical world he remembers what the spirits of the higher hierarchies experienced in him.

Let us imagine for a moment that we are setting out on the path of initiation. How can we relate to the spiritual world, which is a host of spiritual beings of the higher hierarchies, into which we wish to enter? How can we relate to them? We can appeal to them and say ‘How can we enter into you, how do you reveal yourselves to us?’ And then, when we have acquired an understanding of the different kind of relationship the human soul has to the higher worlds, there will sound forth to us, as it were from the spiritual worlds, ‘You cannot perceive the spiritual world the same way as you perceive the sense world, the way the sense world appears before you and impinges on your senses. We must think you, and you must feel yourself in us. You must feel the kind of experience in you which a thought you think in the sense world would have if it could experience itself within you. You must surrender yourself to the spiritual world, then the beings of the higher hierarchies who can reveal themselves to you will enter into you. This will stream into your soul and live within it, bringing grace, in the same way as you live in your thoughts when you think about the sense world. If the spiritual world wishes to favour you and have compassion on you, it will fill you with its love!’

But you must not imagine that you can approach spiritual beings in the same way as you approach the sense world. Just as Moses had to creep into the cave, you must go into the cave of the spiritual world. You have to put yourself there. Like a thought lives in you, you must be taken up into the life of the spiritual beings. You yourself must live as a universal thought in the macrocosm. To have experiences there of your own accord is not possible during earthly life between birth and death, but only after you have passed through death. No one can experience the spiritual world in this way before he has died, yet the spiritual world can come close to you, bless you and fill you with its love. And if after, or whilst you are within the spiritual world, you develop your earthly consciousness, the spiritual world will shine into this consciousness.

Just as when an object is outside us we confront it, and when it enters our consciousness it is inside us, the soul of man is within the cave of the spiritual world. The spiritual world passes through him. Here, man confronts things. When man enters the spiritual world the beings of the higher hierarchies are behind him. There, he cannot see their face, just as a thought cannot see our face when it is within us. Our face is in front and the thoughts are behind, so they cannot see our face. The whole secret of initiation is concealed in the words Jehovah speaks to Moses.

And Moses said to God, ‘I beseech thee, shew me thy glory.’

And the Lord said, ‘I will make all my goodness pass before thee, and I will proclaim the name of the Lord before thee; and will be gracious to whom I will be gracious, and will shew mercy on whom I will shew mercy.’

But then the Lord said, ‘Thou canst not see my face; for there shall no man see me, and live.’—Initiation does indeed bring you to the Gate of Death.

And the Lord said, ‘Behold, there is a place by me, and thou shalt stand upon a rock:

And it shall come to pass, while my glory passeth by, that I shall put thee in a cleft of rock, and will cover thee with my hand while I pass by:

And I will take away mine hand, and thou shalt see my back parts: but my face shall not be seen.’

It is the opposite of the way we perceive the sense world. You must muster a lot of the spiritual-scientific effort you have developed over the years, in order to encounter a revelation like this with the right kind of reverence and devotion. Then human souls will gradually acquire more and more of this feeling of reverence towards these revelations; and this reverence, this devotion, is among the many things we need in order that the change we have been speaking of can come about in mankind's spiritual culture.

The time when the macrocosm sends down least influence to the earth, the days from Christmas over New Year until roughly the 6th of January, can be a suitable time not only for remembering the facts of spiritual knowledge, but also for remembering the feelings we have to develop as we take up spiritual science. We are really and truly taken up again into the life of the spirit of the earth, together with whom we form a whole, and in which ancient clairvoyant knowledge lived, as this legend of Olaf Åsteson shows us. Humanity in the materialistic age has in many ways lost this reverence and devotion for spiritual life. It is most essential to see to it that this reverence and devotion come back, for without them we shall not develop the mood to approach spiritual science in the right way. Unfortunately the mood with which spiritual science is spproached to start with is still the same mood we have for ordinary science. A thorough change will have to come about in this respect.

Having lost the understanding for the spiritual world, mankind has also lost the proper relation to the being of man, to humanity. The materialistic world conception produces chaotic feelings about universal existence. These chaotic feelings about the world and humanity were bound to come in the age of materialism. Think of a time—and this is our time, the first centuries of the fifth post-Atlantean cultural epoch—when people no longer had any real awareness that the being of man is threefold: a bodily nature, soul and spirit. For it really is like that. The threefold nature of man, which, to us, is one of the basic elements of spiritual science, was something that people did not have the slightest notion of from the first four centuries of the fifth post-Atlantean cultural epoch right into our time. Man was just man, and any talk of membering his being in the way we do into body, soul and spirit was considered complete nonsense.

You might imagine that these things are valuable only in the sphere of knowledge, but that is not so. They are important not only as knowledge, but for the whole manner in which man faces life. In the fourth century of modern times, or, as we say in our language, during the fifth post-Atlantean cultural period, three great words came to the fore in which people saw, or at least endeavoured to see, the essence of human striving on earth. Important though these words are, what made them significant was the fact that they appeared at a time when mankind knew nothing of the threefold nature of man. Everyone heard of liberty, equality and fraternity.

It was a profound necessity that these words were heard at a certain time in modern civilisation. People will only really understand these words when the threefold membering of the human being is understood, because until then they will not realise the significance these words can have with regard to man's real being. Whilst these words are being approached with the sort of chaotic feelings that are engendered by the thought that man is man, and the threefold membering of man is nonsense, human beings will find no guidance in these three words. For the three words, as they stand, cannot be directly applied to one and the same level of human experience. They cannot be. Simple considerations which do not perhaps occur to you because they seem too simple for such weighty matters, can go to show that if they are taken on the same level, what these three words mean can come into serious conflict.

Let us start by looking at the realm where we find fraternity in its most natural form. Take human blood relationship, the family, where there is no need to instil brotherly love because it is inborn, and just think how it warms the heart to see real genuine brotherhood among a family, to see everyone united in a brotherly way. And yet—without losing any of the wonderful feeling we can have about this brotherly love—let us have a look at what can happen to a family fraternity just because of this brotherliness. Brotherliness is justified within a family, yet a member of a family can be made unhappy by it, and can long to get away from it because he feels he cannot develop his own soul within the family fraternity and must leave it in order to develop in freedom. So we see that freedom, the unfolding in freedom of the life of the soul, can come into conflict with even the best-meant brotherliness.

Obviously a superficial person could maintain that it is not proper brotherliness if it does not agree with a person's freedom. But people can say anything they like. No doubt they can say that everything agrees with everything else. I recently saw a thesis in which one of the articles that had to be proved was that a triangle is a quadrangle. You can of course plead for a thing like that, you can even prove exactly that a triangle is a quadrangle! And you can also fully prove that fraternity and freedom are compatible. But that is not the point. The point is that for the sake of freedom many a realm of brotherliness has to be—and in fact is—forsaken. We could give further examples of this.

If we wanted to count up the discrepancies between fraternity and equality it would take us a long time. Obviously we can say in abstracto that everyone can be equal, and can show that fraternity and equality are compatible. But if we take life seriously it is not a question of abstractions but of looking at reality. The moment we realise that the human being has a bodily nature that lives on the physical plane, a soul nature that actually lives in the soul world, and a spiritual nature that lives in the spiritual world, we have the right perspective for the connection between these profound words. Brotherliness is the most important ideal for the physical world, freedom is for the soul world, and insofar as man enters into the realm of the soul we ought to speak of the freedom of the soul, that is, of the kind of social conditions that fully guarantee the soul its freedom. If we bear in mind that in order to develop the spirit and enter spirit land we, that is, each one of us, has to strive for spirit knowledge from our own point of view, we shall soon see where we would get with our spiritual conceptions if each one of us only went his own way and we all filled ourselves with a different content.

As human beings we can only find one another in life if we seek the spirit, each one for himself, yet can arrive at the same spiritual content. We can speak of the equality of spiritual life. We can speak of fraternity on the physical plane and with regard to everything that has to do with the laws of the physical plane and which affects the human soul from the physical plane; liberty with regard to all that comes to expression in the soul in the way of laws of the soul world; equality with regard to everything that comes to expression in the soul in the way of laws of the spirit land.

So you see, a Cosmic New Year must come about, where there will be a sun that will increase in power to give warmth and to radiate light: a sun that must bring light-filled warmth to many a thing that lived on during the age of darkness, yet was not understood. It is characteristic of our time that many a thing is striven for and expressed in words, yet is not understood.

This, too, can bring us to feel reverence and devotion for the spiritual world. For if we ponder on the fact that many people strove for fraternity, liberty and equality in the fourth century of the fifth post-Atlantean epoch and uttered these words without understanding them properly, it is possible for us to see an answer to the question, ‘Where did these words come from?’ The divine-spiritual universal order implanted them into the human soul at a time when we did not understand them, in order that key words of this kind might lead us on to true universal understanding. We can notice the wise guidance in world evolution even in things like this. We can observe this guidance everywhere, whether in past ages or in more recent times, observing that often we do not notice until afterwards that something we did previously was actually wiser than the wisdom we had at our command at the time. I drew attention to this at the very beginning of my book, The Spiritual Guidance of Man.

However, if you look, for instance, at the fact that in world evolution, in the evolution of man, a part is played by directional words that can only gradually be understood, you might be reminded of an image we can use when we want to characterise this period of the fifth post-Atlantean cultural epoch that is drawing to a close. In many respects it can really be compared with the season of Advent where the periods of daylight grow shorter and shorter. And now in our time, when we can begin to have knowledge of revelations of the spiritual worlds again, evolution is entering the phase that we can picture as the days growing longer and longer, and we can speak of this season really being comparable to the thirteen days and to the time of increasing daylight.

But it goes deeper than this. It would be absolutely wrong if we were only to find bad things to say of the materialistic age of the past four centuries. Modern times were ushered in by the great discoveries and inventions that are called ‘great’ in the materialistic age, sailing round the world, for instance, discovering lands that were not previously known and starting to colonise the earth. That was the beginning of materialistic civilisation. And then the time gradually came when people were almost stifled by materialistic civilisation. The time arrived when all our spiritual forces were applied to understanding and grasping material life. Insights, understanding and visions of the spiritual world existing in ancient knowledge were forgotten more and more, as we have seen.

Yet it is wrong to have nothing but bad things to say about this age. It would be far better to put it this way: ‘The human soul has been thinking materialistically and founding a materialistic science and culture in the part of it that is awake, but this human soul is a totality.’ If I wanted to put it schematically I could say that one part of the human soul founded materialistic civilisation. This part was inactive before that, and people knew nothing about external science and outer material life; at that time the spiritual part was more awake. (He did a drawing.) During the past four centuries the part of the soul was awake that founded materialistic civilisation, and the other part was asleep. And, in truth, during the age of materialistic culture, the seeds were being sown in the sleeping parts of the soul for the forces we can now develop in humanity to bring us to spirituality again. During these centuries mankind was really an Olaf Asteson as far as spiritual knowledge was concerned. That really was so. And humanity has not yet woken up! Spiritual science must awaken it. A time must come when both old and young must hear the words that are being spoken by the part of the human soul that was asleep in the age of darkness.

The human soul has slept long indeed, but world spirits will approach and call to it, ‘Awaken now, O Olaf Asteson!’—Only we have to prepare ourselves in the right way, so that it does not happen that we are faced with the call, ‘Awaken now, O Olaf Åsteson!’ and have not the ears to hear it. That is why we are engaged in spiritual science, so that we shall have the ears to hear, when the call to be spiritually awake sounds in human evolution.

It is a good thing if man remembers sometimes that he is a microcosm and that he can be receptive to certain experiences if he opens himself to the macrocosm. As we have seen, the present season is a good one. Let us try to make this New Year's Eve a symbol for the New Year's Eve that has to come to mankind in earth evolution, a New Year's Eve that will herald a new era bringing ever more light, soul light, vision, knowledge of what lives in the spirit and which can stream and flow into the human soul from out of the spirit. If we can bring the microcosm of our experience on this New Year's Eve into connection with the macrocosm of human experience over the whole earth, we shall then have the kind of feelings we ought to experience, sensing as we do the dawning of the great new Cosmic Day of the fifth post-Atlantean epoch, at whose beginning we stand, and the midnight of which we want to understand worthily.

The Dream Song: Draumkvaedet, see collection Norske Folkeviser, edited by Thorwald Lammers, Kristiania 1910, by Aschehoug & Co.

Rudolf Steiner spoke about the Norwegian Dream Song of Olaf Asteson on 1st January 1912, 7th January 1913 and 31st December 1914, and his talks were always accompanied by Marie Steiner-von Sivers reciting the Dream Song. These three lectures or addresses were put together as a volume and published in 1958 as an enlarged new edition of the lecture ‘Cosmic New Year’. Ingeborg Möller-Lindholm, the Norwegian poetess (1878–1964), drew Rudolf Steiner's attention to the old legend, and it is largely due to her initiative that this extraordinary folk epic has acquired such an important place in the anthroposophical movement. Through her help we are in a position to include in this edition the notes she made of her conversation with Rudolf Steiner. We have also included in the references, several points from a lecture Ingeborg Möller-Lindholm gave on the Dream Song of Olaf Asteson, which she kindly put at our disposal in translation, and which we have attributed accordingly.

Notes on the Dream Song by IngeborgMöller-Lindholm of Lillehammer

In June 1910 Dr Steiner held a cycle of lectures in Oslo entitled The Mission of the Individual Folk Souls in Relation to Teutonic Mythology. As I lived in Oslo and had a large room at my disposal, I invited to tea about forty anthroposophical friends who had come to Oslo for this occasion. Dr Steiner and Frau Marie Steiner had also agreed to come. I asked Dr Steiner the previous day whether he could tell us something about the unusual Norwegian folk epic, ‘The Dream Song of Olaf Åsteson’. Rudolf Steiner smiled amiably and said he would first have to have read or heard it. I saw the point of this. Then he himself made the suggestion that he should arrive the next day an hour before the other guests, so that I could read the song to him and make a rough translation. And that is what happened.

While I read it to him, Dr Steiner sat with his eyes closed and listened intently. He was obviously deeply affected by the unusual content of the song. After tea the Dream Song was read out in Norwegian by a member of the Society, whereupon Dr Steiner gave a short but moving lecture on the song. In particular he dwelt on the fact that these events took place during the time of the twelve holy nights when extraterrestrial influences are at their strongest. He also gave special mention to the name of Olaf Asteson. Olaf or Olcifr means the ‘one left behind’ after his predecessors have gone. He is the one who passes on the blood of the father of the generations. Ast means love; so he is ‘the Son of Love’.

Dr Steiner asked me to translate the song into German. He himself did not know Norwegian, let alone the old dialect in which the Dream Song had been written down, and which was difficult even for modern Norwegians. To begin with I made the excuse that I did not have a sufficient command of the German language to convey the wonderful musical rhythm. Dr Steiner said that did not matter, I should just translate the song literally word for word, so that he could get an exact picture of the content. I did this in the course of the autumn and sent him the translation, which was very prosaic and in many respects extremely inadequate. Later on Rudolf Steiner put the song into its own characteristic rhythms and gave several lectures on it. It was also used for eurythmic presentation, especially at Christmas time.

Dr Steiner told me in 1913 that I should not think that Olaf the Saint was the original Olaf Åsteson. (St. Olaf, a Norwegian king, died in 1035 at the battle of Stiklestad, championing the cause of Christendom.) There had been several people with the name of ‘Olaf Åsteson’, said Dr Steiner. It was a kind of mystery title.

Dr Steiner was in Norway again after the First World War, in 1921 and 1923. On these occasions he stayed with engineer Ingero. Mrs Ragnhild Ingero, who died a few years ago, told me that Dr Steiner had talked to her about the Dream Song. He had meanwhile gone into it further and discovered new things. One of these was that the song was much older than people believed. It originated about 400 AD. At that time there was a great Christian initiate in this country. He founded a mystery school in Southern Norway; the place was not mentioned. His mystery name was Olaf Asteson, and the song describes his initiation. Originally, so Dr Steiner says, the song was much longer and had twelve sections, one for each sign of the zodiac. The song describes Olaf Asteson's journey through the whole zodiac and what he saw and experienced there. Today we only have fragments of the original song. The aforesaid mystery school continued into the early Middle Ages. The leader was always called Olaf Åsteson

Dr Steiner said that in course of time he would publish these facts and other important things connected with the song. However he did not want to do this until he had found certain external proofs of his findings. He thought he would be able to find these . But the burning of the Goetheanum, excessive work and finally illness and death prevented this intention being realised. Now these indications are all we have.

I have given much thought to these findings of Dr Steiner's and have come to the conclusion that this mystery school was possibly in Skiringssal. This place is or rather was in Vestfold, a region in south-western Norway. In old legends it has always been described as a holy place. Vikings who died on foreign soil wished to be buried in Skiringssal. There was also a kaupang there (market). Archaeologists are excavating things at present which they assume to be remains of this market. Up to now, though, nobody has been able to prove conclusively where Skiringssal is. At the time of the mystery school it lay on the coast; however loam deposits have now ‘pushed’ the place further inland. Skiringssal means ‘The Hall of Purification’. Skim means baptism or purification (old Norwegian)

Where did the first Olaf Asteson come from? It has been historically proved that Irish-Scottish monks were in this country long before Christianity was officially introduced. According to legend, Joseph of Arimathea came to the British Isles as early as the first century AD, and began his missionary work there. There have been mystery centres in Ireland since very early times. The tribes on the neighbouring islands were heathen. The Irish-Scottish Church, also called the Culdee Church, arose as a result of the confluence of the work of the Christian missionaries and ancient Druid wisdom. It flourished in many places as early as 300 to 400 AD. There were churches, schools and monasteries, despite the fact that these were always under attack from powerful heathen tribes of the neighbourhood. Many priests and monks died a martyr's death. This Culdee Church was based in particular on the Gospel of St. John and the preaching of the apostle John. It was like the first communities of Christians and contrasted strongly with the Petrine or Roman Catholic Church. But the latter was victorious. The Culdee Church was destroyed and dissolved in the year 664 AD. It sent a lot of missionaries to various European countries both before and after being externally destroyed. This Church was definitely of an esoteric nature. Many things suggest that the first Olaf Asteson was a representative of this spiritual stream.

‘Among these Norwegian people, who still possess many things in their popular tongue that approach very closely the threshold of occult secrets, possibilities existed for souls to remain connected longer with everything living and working behind outer material phenomena,’ said Rudolf Steiner in his lecture on Olaf Asteson in Berlin on 7th January 1913, in Der Zusammenhang des Menschen mit der elementarischen Welt (Man's Connection with the Elemental World), GA 158, 1970.

207. Human Freedom and Its Connection with the Mystery of Golgotha16 Oct 1921, Dornach
Tr. Unknown

Rudolf Steiner
Here, between birth and death, man only has a conception of the external world. But of what kind is this conception? It is one which we have frequently characterized as the conception of illusion (Schein), of semblance, and I have again emphasized this yesterday.
But take the modern hypothetical conception of the end of the world: viz. that everything will end in uniform heat. Man's whole being dissolves, there is no room for him in the world.
But this is an erroneous University conception which has no reasonable foundation. We find instead that in the past, man gave himself up entirely to the contemplation of the world; he could see the beginning of the world only in the way in which it appeared to him in the cosmogony and in the myths.
207. Human Freedom and Its Connection with the Mystery of Golgotha16 Oct 1921, Dornach
Tr. Unknown

Rudolf Steiner

Our last lectures showed the fundamental difference between man's whole conception here, from birth to death, and in the spiritual world, from death to a new birth. We have already explained that in the present epoch; i.e., ever since the middle of the Fifteenth Century, man may gain freedom during his existence between birth and death; everything on earth which he fulfils out of the impulse of freedom, gives his being, as it were, weight, reality and life. When we emancipate ourselves from the necessities of earthly existence, when we rise up to free motives guiding our will; that is to say, if we do not take anything out of earthly life for our will, then we create the possibility of independence also between death and a new birth. But in the present epoch this capacity of preserving our own independent existence after death calls for something which we may designate as the connection with the Mystery of Golgotha, for the Mystery of Golgotha may be viewed from many different aspects. In the course of the past years, we have already studied quite a number of these aspects; today we shall view the Mystery of Golgotha from a standpoint arising from the study of freedom and its significance for the human being.

Here on earth, between birth and death, the human being really does not have in his ordinary consciousness any conception of his own self. He cannot look into his own self. It is, of course, an illusion to believe, as external science does, that it is possible to obtain a knowledge of the inner constitution of the human organism by observing man's lifeless parts, indeed sometimes by studying only the corpse. This is an illusion, a deception. Here, between birth and death, man only has a conception of the external world. But of what kind is this conception? It is one which we have frequently characterized as the conception of illusion (Schein), of semblance, and I have again emphasized this yesterday.

When our senses are turned to the things which surround us in the world in which we live from birth to death, then the world appears to us as a semblance, as an illusion. This semblance may be taken into our Ego being. We may, for example, preserve it in our memory, and in a certain sense make it our own. But insofar as it stands before us when looking out into the world, it is an illusion which manifests itself particularly—as I have already explained to you yesterday—by disappearing with death and by re-appearing in another form; that is to say, we then no longer experience it within us, but before or around us.

If, however, in the present epoch we were not able to experience the world as an illusion during our existence from birth to death, if we were unable to experience this illusion, we could not be free. The development of freedom is only possible in the world of illusion. I have mentioned this in my book, The Riddle of Man, and have pointed out that in reality the world which we experience may be compared with the images that look out at us from a mirror. These pictures cannot force us, for they are only pictures, only a semblance. Similarly the world which we experience may be compared with the images that look out at us from a mirror. These pictures cannot force us, for they are only pictures, only a semblance. Similarly the world which we perceive is a semblance, an illusion. But the human being is not completely woven into this illusion of the world. He is woven into it only in regard to his perception, which fills his waking consciousness. But when he considers his impulses, instincts, passions and temperament, and everything that surges up from the human depths without his being able to grasp it in the form of clear concepts, at least in the form of waking concepts, then all this is not only a semblance or illusion; it is a reality, but one which does not rise up in man's present consciousness.

From birth to death, man lives in a real world unknown to him, one which cannot ever give him freedom. It may implant in him instincts which deprive him of freedom; it may call forth inner necessities, but never can it enable him to experience freedom. Freedom can only be experienced within a world of pictures, of semblance. When we wake up in the morning, we must enter a perceptive life of semblance, so that freedom may unfold. But this life of semblance, which constitutes our waking perceptive life, did not always exist in this form in mankind's historical evolution.

If we go back into ancient times, which have so often been envisaged in our lectures, to times when people still had a certain instinctive clairvoyance, or remnants of this clairvoyance (which lasted until the middle of the Fifteenth Century), we cannot in the same way say that man was surrounded only by a world of semblance. Of course, everything which man saw in his own way as the world's spiritual background, spoke through this semblance. He perceived the illusion, but differently; to him it was an expression, a manifestation of a spiritual world. This spiritual world then vanished behind the semblance, and only the semblance remained. The essential thing in the development of mankind is that in older times the semblance was viewed as the manifestation of a divine spiritual world, but the divine spiritual vanished from the semblance, so that man was confronted only by illusion, in order that he might discover freedom in this world of semblance. Man must therefore find freedom in a world of illusion; he does not find it in the world of reality which completely withdrew to the darkened experiences of his inner being; there, he can only find necessity. We may therefore say that the world which man perceives from birth to death—but everything I say applies to our age—is a world of semblance, of illusion. Man perceives the world, but in the form of semblance.

How do matters stand in regard to the life between death and a new birth? In our last lectures we explained that after death the human being does not perceive the external world which he sees here, between birth and death, but between death and a new birth he essentially perceives the human being himself, man's inner being. Man's world is then the human being. What is concealed here on earth, becomes manifest in the spiritual world. Between death and a new birth, man obtains insight into the whole connection between man's soul life and his organic life, or the activity of the single organs; in short, into everything which, symbolically speaking, lies enclosed within the human skin.

But we find that in the present age man cannot live in a world of illusion after death. He can only live in a world of illusion from birth to death. But between death and a new birth he cannot live in an illusion. When he passes through death, necessity imprisons him, as it were. Here on earth, he feels that he is free in regard to his perceptions, for he may turn his eyes to the things he wants to see; he may collect his perceptions in the form of thoughts, so as to feel the freedom of action in the sphere of thought; but between death and a new birth he feels a complete lack of freedom in regard to the world of his perceptions. This world takes hold of him violently, as it were. It is just as if he perceived as he would perceive here on earth if every sense perception were to hypnotize him, as if every sense perception were to take hold of him so as to render him unable to free himself from them of his own accord.

This is the course of man's development since the middle of the Fifteenth Century. The divine spiritual worlds vanished from the semblance which confronted him, but between death and a new birth, the divine spiritual worlds imprison him so that he cannot maintain his independence. I said that if we really develop freedom on earth; i.e., if we submit completely to the semblance in life, we may carry our own being through the portal of death. By envisaging still another difference between the present time and older human conceptions, we shall realize, however, what is needed in addition to this.

Whether we consider mankind in general, or the initiates and the Mysteries of ancient times, we find that the whole conception of the world had another direction from that of today. If we remain standing by what the human being has acquired ever since the middle of the Fifteenth Century, through the form of knowledge which has arisen since that time, we come across certain definite ideas on the development of the earth and of the human race. But man lost track of the conceptions which might have given him satisfactory indications about the beginning and end of the earth. We might say that he was able to survey a certain line of development; he looked back into history; he looked back into the geological development of the earth. But when he went back still further, he began to construct hypotheses. He imagined that the beginning of the world was a nebula, a kind of physical structure. Out of it developed; i.e., not really, but people imagined that this was so—the higher beings of the kingdoms of Nature: plants, animals, etc. Again, in accordance with conceptions of physics, people thought that life on earth and the earth itself would end by heat—again, a hypothesis. A fragment was thus surveyed, which lies between the beginning and end of the earth. Beginning and end became a hazy, unsatisfactory picture.

But this was different in a more remote past. In past times people had very clear notions of the beginning and end of the world, because they still saw the divine spiritual in the semblance. Bear in mind, for example, the Old Testament, or other religious teachings of the past. In the Old Testament we find ideas which are above all connected with the beginning of the world, and they are described in a form accessible to man, which enabled him to grasp his own existence upon the earth. The Kant-Laplace nebula instead, does not enable him to understand human life on earth. If you take the wonderful cosmogonies of the various pagan nations, you will again find that they enabled man to grasp his earthly existence. The human being thus directed his gaze towards the beginning of the earth and obtained thoughts which encompassed man. Conceptions of the end of the earth remained for a longer time in human consciousness. In Michelangelo's “Last Judgment,” for example, we come across ideas connected with the end of the world, which were handed down as far as our own epoch and which encompass man; for although the conceptions of sin and atonement are difficult, they do not do away with man.

But take the modern hypothetical conception of the end of the world: viz. that everything will end in uniform heat. Man's whole being dissolves, there is no room for him in the world. In addition to the disappearance of divine spiritual life from the illusion of perception, man therefore lost, in the course of time, his conceptions of the world's beginning and end. Within these ideas he could still assert himself and view himself within the cosmos as a being connected with the beginning and end of the earth.

How did the people of past epochs view history? No matter in what form they saw it, history was something which moved from the beginning to the end of the earth, and it obtained its meaning through the conceptions of the beginning and end of the earth. Take any of the pagan cosmologies: they will enable you to picture mankind's historical development. They reach back to ages when earthly life was still united with a divine spiritual weaving. History has a meaning. If we turn to the beginning and also to the end of the earth, history acquires a meaning. Whereas the conception of the end of the earth, as an imaginative conception contained in religious feeling, continued to exist even in more recent epochs; the conception of the end of the earth lived on in historical ideas, as a kind of straggler, even in more recent times. In historical works, such as Rotteck's “World History,” you may still find the influence of this idea of the world's beginning, which gives a meaning to history. The significant, peculiar fact is that at the same time in which man entered the stage of perceiving the world as an illusion, so that he perceived external Nature as an illusion, history began to lose its meaning and became inaccessible to man's direct knowledge, because he no longer had any notion of the earth's beginning and end.

Consider this fact quite seriously. Take the nebula at the beginning of the earth's development, from which undefined forms first condensed themselves, and then all the beings, rising as far as man. And consider the death by heat at the end of the earth's development, in which everything will perish. In between lies what we know, for example, concerning Moses, the great men of ancient China, the great men of ancient India, Persia, Egypt—and further on, of Greece and Rome, as far as our present time. In thought we may add all that has still to come. But all this takes place on earth like an episode, with no beginning and end. History thus appears to have no meaning. Let us realize this.

Nature may be surveyed, even if we cannot survey its inner essence. It rises up before us as a semblance together with the experience of our own self, between birth and death. Modern people simply lack the courage to admit that history has no meaning; it is meaningless, because man has lost track of the beginning and end of the world. He should really feel that mankind's historical development is the greatest of riddles. He should say to himself that the historical course of development has no sense.

Some people had an idea of this truth. Read what Schopenhauer wrote on the absence of meaning in history, when one sets out from occidental beliefs. This will show you that Schopenhauer really felt this absence of meaning in history. We should be filled with the longing to rediscover the meaning of history in some other way. The world of semblance enables us to develop a satisfactory knowledge of Nature, particularly in Goethe's meaning, if we give up hypotheses and remain by the phenomena; i.e., by the truths based on semblance, on illusion. Natural science may satisfy us, if we eliminate all the disturbing hypotheses connected with the beginning and end of the world. But we are then imprisoned, as it were, in our earthly cave and we do not look out of it. The Kant-Laplace theory and the end of the world by heat block our outlook into Time's cosmic distances.

This is after all the situation of present-day mankind from the standpoint of ordinary consciousness: consequently mankind is threatened by a certain danger. It cannot quite penetrate into the mere world of phenomena; above all it is unable to penetrate into this world of semblance with the forces of inner life. Man would like to submit to the inner necessity, to his instincts, impulses, and passions. Today we do not see much of all that may be realized on the basis of free impulses born out of pure thinking. But in the same degree in which man lacks freedom during his life from birth to death, he is overcome by lack of freedom, by the necessity of perception arising out of the hypnotizing coercion which exists between death and a new birth. Man is therefore threatened by the danger of passing through the portal of death without taking with him his own being and without penetrating into a free realm in regard to his perceptive world, but into something which submerges him into a state of coercion, which makes him, as it were, grow rigid in the external world.

The impulse which must in future enter the life of mankind is that the divine spiritual should appear to man in a new way, not in the same way in which it appeared in ancient times. In past epochs man could imagine a spiritual essence in the physical at the beginning and end of the earth, to which he was united and which did not exclude him. But this must take place in an ever-growing measure from the centre, instead of from the beginning and end. Even as in the Old Testament the beginning of the world was looked upon as a genesis of the human being, in which his existence was ensured, even as the pagan cosmogonies spoke of mankind's development out of a divine-spiritual existence, even as the contemplation of the end of the earth, which—as stated—was still contained in the conceptions of the end of the world and the final judgment, which do not deprive man of his own self, so modern times must find in a right conception of the Mystery of Golgotha, at the centre of the earth's development, that which again enables man to see divine life united with earthly life.

We should grasp in the right way that God passed through Man in the Mystery of Golgotha. This will replace what we lost in regard to the beginning and end of the earth. But there is an essential difference between the way in which we should now look upon the Mystery of Golgotha and the old way of looking at the beginning and end of the earth.

Try to penetrate into the way in which the pagan cosmogonies arose. In the present time we often come across conceptions stating that these pagan cosmogonies were thought out in the same way in which modern men freely join thought to thought and disconnect them again. But this is an erroneous University conception which has no reasonable foundation. We find instead that in the past, man gave himself up entirely to the contemplation of the world; he could see the beginning of the world only in the way in which it appeared to him in the cosmogony and in the myths. There was no freedom in this; it was altogether the result of necessity. Man had to envisage the beginning of the earth, he could not refrain from doing so. In the present time, we no longer conceive in the right way how in the past man's soul confronted the beginning of the world and, in a certain respect, also the end of the world with the aid of an instinctive knowledge. Today it is impossible for the human soul to envisage the Mystery of Golgotha in this way. This constitutes the great difference between Christianity and the ancient teachings of the Gods. If we wish to find Christ, we must find him in freedom and turn to the Mystery of Golgotha freely. But the content of the ancient cosmogonies was forced upon man, whereas the Mystery of Golgotha does not force itself upon him. He must approach the Mystery of Golgotha in freedom and his being must pass through a kind of resurrection.

Man is led to such freedom by an activity which I have recently designated in anthroposophical spiritual science as the cognitive activity. A clergyman who believes that he may gain knowledge of the “Akasha Chronicle” through an “illustrated luxury edition”, that is to say without any inner activity on his part, for the grasping of truths which should appear before his soul in the form of concepts and become images—such a clergyman would simply show that he is predisposed to grasp the world only in a pagan way, not in a Christian way; for Christ must be reached in inner freedom. Particularly the way in which the Mystery of Golgotha should be faced, constitutes the most intimate means of an education towards freedom.

If the Mystery of Golgotha is experienced rightly, it already tears us away from the world. What arises in that case? In the first place, we live in a world of apparent perception and in it surges up something which leads us to a spiritual life guaranteed by the Mystery of Golgotha. This is one thing. But the other thing is that history ceased to have a meaning, because beginning and end were lost; it obtains a new meaning when it receives it anew from the centre. We learn to recognize that everything before the Mystery of Golgotha tends towards the Mystery of Golgotha as its goal, and everything after the Mystery of Golgotha sets out from it.

History thus once more acquires a meaning, whereas otherwise it is an illusory episode without beginning and end; the world which we perceive outside faces us as an illusion for the sake of our own freedom and also changes history into something which it should not be—an illusory episode without any centre of gravity. It dissolves into fog and mist and theoretically we already find this in Schopenhauer's writings.

By tending towards the Mystery of Golgotha, all that was once mere illusion in history obtains inner life, an historical soul, connected with everything which modern man requires through the fact that he must develop freedom in life. He will then pass through the portal of death with the great teaching of freedom. Avowal of the Mystery of Golgotha throws into life a light which must fall on everything in man that is capable of freedom. And having the disposition to freedom in the illusory aspect of the world which is given to him, he has the possibility to escape the danger of failing to develop freedom, because after death he submits to instincts and passions, thus falling a prey to necessity. By accepting a religious faith which is quite different from those of the past, by allowing his whole soul to be filled by a religious faith which only lives in freedom, he becomes able to experience freedom.

In the present civilization, only a small number of people have really grasped that only a knowledge gained in freedom, a knowledge gained by inner activity, is able to lead us to Christ, to the Mystery of Golgotha. The Bible gave man the historical record so that he might have a message of the Mystery of Golgotha for the time when he could not yet take in spiritual science.

To be sure, the Gospel will never lose its value. It will have an every greater value, but the Gospel must be added to the direct knowledge of the essence of the Mystery of Golgotha. Christ should be felt and recognized also with the aid of human forces, not only with the aid of the forces working through the Gospel. This is what spiritual science strives for in regard to Christianity. Spiritual science seeks to explain the Gospels, but it is not based upon the Gospels. It is able to appreciate the Gospels so fully, just because it discovered, as it were, subsequently, all that lies concealed in them, all that has already been lost in the course of mankind's outer development.

You see, the whole modern development of mankind is thus connected on the one hand with freedom and the illusion of perception, and on the other, with the Mystery of Golgotha and the meaning of the historical development. The sequence of many episodes which constitutes history as it is generally described and accepted today, obtains its true weight if the Mystery of Golgotha can be set into the historical course of development.

Many people felt this in the right way and also used appropriate images for this. They said to themselves: Once upon a time, man looked out into the heavenly spaces; he saw the Sun, but not as we see it now. Today there are physicists who think that out there in the universe there swims a large sphere of gaseous matter. I have frequently said that they would be astonished if they could build a world airship and reach the Sun, for where they suppose the existence of a gaseous sphere, they would find negative space, which would transport them in a moment not only into Nothing, but beyond Nothing, far beyond the sphere of Nothing. The cosmologies developed today, the modern materialistic cosmologies, are pure fantasy. In past epochs, people did not imagine the Sun as a gaseous sphere swimming in the heavenly spaces, but they saw a Spiritual Being in the Sun. Even today the Sun is a Spiritual Being to those who contemplate the world in a real way; it is a Spiritual Being manifesting itself only outwardly in the way in which the eye is able to perceive the Sun. In Christ an older human race felt the presence of this central Spiritual Being. When speaking of Christ, it pointed to the Sun.

By recognizing the Sun as a Spiritual Being, it was possible to connect a conception worthy of man with the beginning and end of the earth. The conception of Jesus, who was Christ's abode, renders possible a conception worthy of man in regard to the middle of the earth's development, and from there will ray out towards beginning and end that which will once more make the whole cosmos appear in a light that gives man his place in the universe. We should therefore envisage a future in which hypotheses concerning the world's beginning and end will not be constructed on the basis of materialistic, natural-scientific conceptions, but in which the point of issue will be the knowledge of the Mystery of Golgotha. This will also enable us to survey the whole cosmic development. In ancient times, the Christ was felt to be outside in the cosmos, where the Sun was shining. A true knowledge of the Mystery of Golgotha enables us to see in the historical development of the earth the Sun of the earth's development shining through Christ. The Sun shines outside in the world and also in history—it shines physically outside, and spiritually in history; Sun here, and Sun there.

This indicates the path to the Mystery of Golgotha from the aspect of freedom. Modern mankind must find it, if it wants to come out of the forces of descent and enter the ascending forces. This should be realized fully and profoundly. This knowledge will not be abstract, not merely theoretical, but one that fills the whole human being. It will be a knowledge which must be felt and experienced in feeling. The Christianity which Anthroposophy will have to teach, will not only imply looking at Christ, but being filled by Christ.

People always want to know the difference between the teachings of the older Theosophy and the truths that live in Anthroposophy. Is this difference not evident? The older Theosophy warmed up the pagan cosmology. In the theosophical literature you will discover everywhere warmed-up pagan cosmologies, which are no longer suited to modern men, and although Theosophy speaks of the world's beginning and end, this no longer means what it meant in the past. What is missing in the writings of an older Theosophy? The centre is missing, the Mystery of Golgotha is missing throughout. It is missing to an even greater extent than in external natural science.

Anthroposophy has a continued cosmology which does not blot out the Mystery of Golgotha, but admits it, so that it is contained in it. The whole evolution, reaching back as far as Saturn and forward as far as Vulcan, will take its course in such a way that the light enabling us to see it, will ray out from our knowledge of the Mystery of Golgotha. If we but recognize this fundamental contrast, we shall no longer have any doubt as to the difference between the older Theosophy and Anthroposophy.

Particularly when so-called Christian theologians again and again put together Anthroposophy and Theosophy, this is due to the fact that they do not really understand much about Christianity. For it is deeply significant that Nietzsche's friend, Overbeck, the truly conspicuous theologian of Basle, wrote a book on the Christianity of modern theology, in which he tried to prove that modern theology; i.e., the Christian theology, is no longer Christian. One may therefore say: Even in regard to this point, external science has already drawn attention to the fact that modern Christian theology does not understand anything about Christianity and knows nothing about it.

One should thoroughly understand all that is unchristian. Modern theology, in any case, is not Christian; it is unchristian through love of ease, through indolence. Yet people prefer to ignore these things, which should not be ignored, for to the extent in which they are ignored, people will lose the possibility to experience Christianity in a real way, from within. This must be experienced, for it is the other pole of the experience of freedom, which must appear. Freedom must be experienced, but the experience of freedom alone would lead us into the abyss. Only the Mystery of Golgotha can lead us across this abyss.

167. Things in Past and Present in the Spirit of Man: Deeper Secrets of Man's Soul-Spiritual Nature07 Mar 1916, Berlin
Tr. E. H. Goddard

Rudolf Steiner
They belong to us and they work in us through our whole life. We make the outside world into our own inner world. Then we carry this external world in the form of memories with us through existence.
Those who have a correct rear head lobe do not become criminals and those with too short rear head lobes must become criminals. From the standpoint of the materialistic world conception you cannot raise any objection against this knowledge, but then all talk about morality is nonsense.
However, I have showed you how he worked out of a very deep spiritual consciousness and that he had a certain spiritual world conception. He died in 1880. Very few people bothered about his books. In 1912 the book entitled A TESTAMENT OF A GERMAN by Karl Christian Plunk appeared,a wonderful book.
167. Things in Past and Present in the Spirit of Man: Deeper Secrets of Man's Soul-Spiritual Nature07 Mar 1916, Berlin
Tr. E. H. Goddard

Rudolf Steiner

Today I would like to return to much of that which I said in previous lectures and I would like to amplify, in the first place, certain ideas about the inner being of man, about the soul spiritual nature of man. You know that we speak in the first place of that particular member of the inner human being which we designate with an abstract expression as the ether body. Whereas the physical body of man is perceptible for the external senses to external science which is bound to the intellect and its observation, we know that the ether body is something of a super-sensible nature. Furthermore, we speak of the next member of human nature as the so-called astral body. We remember how often we have emphasized the fact that one cannot say that the inner being of man is completely unknown to us. Indeed, man perceives within his bodily existence in the physical world, he perceives his thinking, his feeling and his willing. He experiences it inwardly and he experiences this thinking, feeling and willing as being radiated through by his “I”. One can say that man inwardly perceives this thinking, feeling and willing. However one cannot say that you can actually perceive your astral body. Also one cannot say that you really perceive your “I”, because this “I”—and we have brought this to your attention in the course of these lectures—this “I” of which man speaks falls back into unconsciousness with every sleep and is actually only a reflection of the real “I”. Therefore, in a certain sense, it can he concluded also that this “I” with this thinking, feeling and willing, is in a similar way only an expression, a manifestation of the actual inner being of man, just as with the physical body what you have is a manifestation, an expression of the spiritual nature of that which we designate as the etheric body.

Now, man is obviously happy when, in reference to any given domain of knowledge, he has such a very tightly fit division which he can neatly preserve. Therefore people are so happy when they know that man consists of physical body, ether body, astral body and ego. However, in the man—and I want to emphasize this—all you have with these four expressions are just four words, nothing more than four expressions. And when you advance to real contemplation, then you must, in a certain sense, always pass beyond the borders which are so easily established by these expressions. you speak in a general way, to be sure you may say: Thinking, feeling and willing proceed in the astral body. However that is really only a one-sided abstract way in which the fact of thinking exhausts itself. Just as we as human beings stand in the first place within the physical world, so, to be sure, the impulse to the thinking which exist in the astral body is that impulse which proceeds from the “I”. However, the thinking develops itself as a thought only through the fact that we have the mobile ether body. Our whole thinking would remain unconscious to us as physical human beings if the astral body did not send its impulses into the ether body and the ether body in its mobility would be unable to take up the thought impulses of the astral body. And every thought again would simply just pass over in a transitory way without having the possibility of a memory if we did not have a physical body. You cannot say the physical body is the carrier of the memory. No. The carrier of the memory is the ether body. However, for us human beings, if our thinking were to merely flow along just as dreams flow along and if it were not possible to have it engraved in the physical materiality of the physical body, then our thoughts here in the physical body can assert themselves through the fact that we have this physical body. Thus you see how this thinking is actually a very complicated process. It has its impulses in the astral body, actually already in the “I”. These impulses continue themselves as forces in the ether body, call forth the thoughts, and the thoughts in their turn engrave their tracks into the physical body. And through the fact that they are imprinted, you can always fetch them out of the memory again during the physical life.

Now, just consider—and we have often spoken about this situation—what the memory actually represents for man here in the physical body. As you know, man has experiences. He works these experiences over; then he goes away from these experiences. There comes a time when such experiences relate themselves to the human being as if we knew nothing about them, as if we no longer stood in relationship to them. However, there again comes the time when we are able to fetch the thought experiences out of our inner being. That which we have already experienced is present for us again in in the form of memory. Now, in the first place, man must believe the following. This process of memory belongs to him; it belongs to his soul. When we as human beings walk through the streets and associate in society, someone outside of us with external physical sense organs cannot really know what is hidden within us as our memories, that is, he cannot know what sort of experiences we have had. We carry these in our soul. I might say the sheaths of the physical body are so arranged that they cover over our soul for us. It is as if true physical body is a mantle which hides our soul and in which we can preserve these memories. They belong to us and they work in us through our whole life. We make the outside world into our own inner world. Then we carry this external world in the form of memories with us through existence. We carry these memories as our own possession.

Now, it would be a great mistake if one were to believe that this carrying of the memories through life really comprises the whole process. This is not the case. Darwin, for example, had the correct idea when he investigated to see if rain worms had a special task, and he discovered that rain worms are not there just to merely enjoy their existence but have the very important task of making the soil fruitful as they crawl through it. These are things which natural science certainly admits and this is a ground upon which natural science believes itself secure. Now, natural science, in so far as it does that, should not be criticized because it is really good when they enter into certain single details. However, the problem is that one builds world views upon such details. Obviously you must consider the saying about a man who digs for treasure and is happy when he finds rain worms. However, from the spiritual point of view one can ask the following: Was this activity through which man forms thoughts during his whole life and preserves them in his memory, has that any significance for the whole cosmos? Is this process of memorization only a process which occurs in ourselves? Now, the materialist says that obviously that is a process which only occurs in us. With death we put our physical body in the grave and then that which we have preserved in us as memory is obviously something which is rarely an extinguished thing. We are not going to enter into such a materialistic reply. We want to ask the question: Is our thinking process and memory process something quite different from that which occurs in our memory?

So it is. While we think, while we form thoughts and out of our experiences preserve these memories, during this time we occupy ourselves not only with our thoughts, but the whole world of the Third Hierarchy occupies themselves with our thoughts, the Hierarchies of the Angels, Archangels and Archai. When we think, we think not only for ourselves, we think and we preserve our thoughts in our inner being in order that a field of activity should be created for Angels, Archangels and Archai. Whereas we believe that our thoughts live only in us, actually the three spiritual Hierarchies occupy themselves with our thoughts. The very smallest of that which we propose with our thoughts is something which concerns us. Even when we have forgotten the thoughts, they are in us and we again call these thoughts out of our memory. Just as we as human beings occupy ourselves on earth with our machines or with eating and drinking, so do the Angels, Archangels and Archai occupy themselves with a web which is formed from our thoughts; they work continuously on our thoughts. It is thus only the side of the activity of the thoughts which is turned toward us that we know about. There is in addition another side and this other side of our thoughts so appears for spiritual perception that we can say the following. While our thoughts which we have in our inner being occupy themselves from outside, the above mentioned spiritual beings weave these thoughts so that we, when we achieve this knowledge, can say the following of ourselves. Our thought process is acutely not something unnecessary for the world. Our thought process is something not only for ourselves, but it stands within the whole world development and contributes to it so that something new can continuously be woven into the world development. If we were not born as single individuals, if we had no thoughts, if we had not preserved memories in us, then at our death, that portion which would have been able to be woven out of our thoughts, that which we ourselves do not weave, that would be lost for world development. And when we pass through the portal of death—the elementary process I have often described—we put aside our physical body and this is given over to the elements of the earth in various ways. Our ether body remains with for a short time. It represents itself to our inner being as a great life tableau which is in front of us. Everything of that which we otherwise remember, that which has gone on in a time continuum becomes as a mighty panorama all at once, a mighty life tableau placed around us. Then, however, our etheric being is separated from us. It is, as it were, drawn out of us.

Now, who does that? Indeed, that is done by the beings of the three Hierarchies we mentioned and they weave it gradually into the cosmic ether so that after our death this web of the cosmic ether consists of that which we during our life between birth and death have added to it, also that which was worked over by the beings of these next three Hierarchies. The new webbing is taken away from us and is interwoven with the whole cosmic all. Every human being has a knowledge of this when he passes through the portal of death, since, for the human being after he has passed the portal of death, something enters which can be described in no other way than as follows. Now, you must see that the ether body is separated from him; his etheric web has been interwoven into the universal cosmic ether. That which he has carried in himself all through his life is now outside, it is external. And that is important. That person who knows these things indicates it with a short phrase which one should call forth before the soul in a meditative way. It can be described through a very essential process by saying the following. The inner being becomes the external, which means that which we always have felt as our thought life becomes external world. Just as here we are surrounded by rivers, mountains, trees, clouds, stones and stars, so after our death something occurs which one can characterize in following way. That which during our physical life has lived in in us now has become a portion of the external world so that it can now be perceived by us.

In addition to this ether body, we have the world of our astral body. This world of our astral body comes to our consciousness, in the first place, so that we feel it as thinking; we feel the world of the astral body as thinking. However, the thinking I have precisely characterized, indeed, sends its impulses down into the ether body so that the thinking itself cannot be conscious in the astral body. You can only become aware of feeling and willing in your astral body. You cannot be conscious of your thinking there, but you become aware of your thoughts in the ether body. It is very important that feeling and willing can become conscious for us, it has to go down into the ether body. Throughout our whole life we feel and we will, we foster feelings about certain experiences. These are processes in our astral body. That again is a very characteristic weaving, but now not just a web in thoughts as I have formerly described it but a web of perception, feeling and impulses toward willing. Higher beings also work in that which we have throughout our whole life as feeling and will impulses. Just as in our thinking beings of the Third Hierarchy work, so there work in our feeling and our will impulses the beings of the Second Hierarchy including the Thrones.

Just imagine how we stand in the world when we know these things how we feel ourselves inserted into the spiritual world. On the one side we say to ourselves: Man, you go through the world thinking, but your thinking in so far as it is turned to its inner side is only the one side of thinking. That which you think is substance for the work of the Angels, the Archangels, the Archai. In so far as we feel and will, we create substance for the Spirits of Form, the Spirits of Movement, the Spirits of Wisdom, the Thrones, or the Spirits of Will. Just as the human being cultivates the earth and works it over, he does not know that while he is working over the earth that it is only one side which is worked over, but on the other side actual processes are occurring which he does not know of with his normal consciousness. In a similar way, man believes that his feelings and his will impulses merely belong to him, but they are a field for the work of the indicated beings of the hierarchies.We are truly not merely physical body that only stands in connection with our environment, but we are also there as soul spiritual beings so this soul spiritual man can stand in connection with the environment. Normally one does not think about how our physical body belongs to our whole environment. But this is easy to work out.

In any given moment when you visualize yourself in a bodily way, you possess not only bones, blood, muscles and so on, but you also have a certain stream of air in yourself which you have breathed in and which you will soon breathe out. This belongs to you while you have breathed in; that was out of you in the previous moment, in the next moment it is again outside you. Just think of yourself without this stream of air. It is impossible to think in this way without realizing that you have this stream of air within you. It belongs to us, it is nonsense to think of the physical body as if it were only enclosed within the skin; whereas you are pointed to the fact that you live with the whole atmosphere environment. However, just as we through our physical body live with the atmosphere environment, with the warmth environment, so do we live with the environment of the Hierarchy of the Third Order through our thoughts and we live through our feelings and will impulses with the Beings of the Hierarchies of the Second Order and with the Spirits of Will. This is how we stand within the cosmic all.

Let us now turn our attention to passing through of the portal of death. We can then say the following. When man passes through the portal of death, we know that when his ether body is taken away from him, when the interweaving into the universal cosmic ether begins, then he has to live backwards three times as fast as he experienced during physical life between birth and death, in so far as during that period he perceives the effects of his experiences between birth and death. Thus, that which we have experienced in us during our physical life we do not perceive them just because we have perceived it here in physical life. We will perceive the feeling out of which we have executed an injury to someone else, not our feeling but that of the other person, that which we have lived through here in the physical life stands as a causative factor there and carries in itself the karma. We have not experienced the impression that our injury has made upon the other person's soul. We experience here, in the main, not that which our deeds, our actions, our thoughts have resulted in effects in the external world, we do not experience that here in the physical life, but we do experience that when we go through our backward vision in the time between death and a new birth. There we live through everything that is outside, not in the way it was experienced by us but in the way in which it was experienced by the external world with which we were in contact. Really everything which other human beings have perceived, have felt through our thoughts, through our words, we live through and because of this the external must become the inner in our new state of post mortem. Through this experience the effects of our thoughts, the effects of our deeds in life, the external effects now become inner which means something which we inwardly experience, something which is experienced by the spirit human being after death, because now he must live himself into that world in which he lived unconsciously during the time of his life.

In so far as he has an astral body, and the Spirits of the Second Hierarchy have worked upon his astral body, he must now live into that world in which his astral body gradually dissolves itself into the external, but now he experiences the external in an inward way, he really lives through it inwardly. He must learn between death and a new birth to work in that sphere in which the Spirits of the Second Hierarchy work, in which they prepare that which again can lead into a new incarnation. And, indeed, then we know that after the astral body has dissolved into the external world and man lives on further with his actual inner being in the time between death and a new birth.

When we want to understand something of this life between death and a new birth, we must make many points of view valid for ourselves. Our goal is not to be one-sided but to make various viewpoints valid so that gradually a comprehensive understanding of these processes can open themselves to us. Thus you must keep the following in view. Just as man through birth enters natural processes which around him in the mineral world, in the plant world, in the animal world, so he enters into a world where things are happening around him with the beings of the Hierarchies which we have mentioned. He is, as it were, enfolded into their activities and that which he has brought with him for them, they weave together so that it can become the foundation for his next incarnation.

You must realize that in this it is, I might say, very difficult to give our present age the correct concepts and ideas for reasons which I have often presented. The present age works precisely with the most reversed concepts in this realm. When a human being enters through birth into physical existence, he enters with certain characteristics. The present time speaks purely of heredity, and means physical heredity, and one speaks of this physical heredity in the following way. A man shows this or that characteristic. Therefore to find out where those characteristics come from, you must look for its ancestors. For example, there is a very industriously worked over book about Goethe, in which Goethe's characteristics are so presented that it has looked for one thing in this ancestor, another in that, one characteristic from a great-great grandmother, another from a great-great grandfather, and so on, as if everything that Goethe had had came to him through heredity. I have often said the following: When you say that the child has the qualities of his parents, it is just as wise a saying as a human being is wet when he falls into water and is then drawn out of it. Naturally he is wet from the water when he is taken out. In the same way he has the properties of his ancestors in him, because they have been led through his soul. There is no greater wisdom there either. Therefore to go back to causes is, for the logical aspect ultimately the most logical, because one can say the following: One wants to prove that the soul-spiritual properties come through heredity in so far as one shows that a genius like Goethe has the same characteristics which his ancestors had, but as we have said, it is no cleverer than the assertion that the man is wet after he has fallen into water.

Now, if you really want to prove that the properties of genius are concerned with heredity, then you would have to show how the descendents of a genius show the properties of the genius. In other words, if you have to prove that genius can be transmitted by heredity, that would be a proof. Look at Goethe's son. See if he has Goethe's genius. Now, behind all this there is a much deeper process. Just imagine this hypothesis, for example, just imagine that there are beings who are not able to see human beings and just imagine that one of these beings who cannot see the activity of man goes to Berlin and sees how watches are being produced everywhere. This being obviously has to say to himself: These watches produce themselves. And that is no wiser than people who say that you do not need any additional explanations about how human beings come into the world; that that occurs quite of itself in the course of propagation in the generations. These ideas can only be held by people who cannot see human beings, who cannot see that that which occurs here in the physical world is only the external expression of an activity which continuously flows down out of the spiritual world just as the activity of the watchmakers flow into the watches. Therefore that which precisely occurs here upon the earth, of which human beings in their foolishness believe that they occur completely for themselves, that is only an external physical process which is directed just as the activity of making watches is a directing activity, so the moment which I have called the Midnight Hour of Existence in my mystery dramas, from that moment on which lies within the middle between death and a new birth, there already begins that activity of the spiritual world, as it were, of inclining itself into the physical in order after centuries to lead the human being into physical existence. When man goes through the portal of death, there is the activity of a working over of that which the human being experienced in his last life which is exercised in the spiritual world. All this occurs in the first half of the life between death and a new birth. However, in the second half of the life between death and a new birth,
the preparation for the next incarnation begins. And now the following can be said about the situation.

That person who is born has ancestors; ancestors again have ancestors; these ancestors have ancestors. Just see how far this goes when you go through 30 generations. However, if you go through 30 generations, you will find that in many people, as it were, there already is the tendency which ultimately leads to the fact that man A is brought together with woman B and then they bring another human being into existence. And if the whole thing did not so occur through 30 generations, if the people had not married, A not coming together with B, therefore that human being who descends into a physical incarnation would not have ultimately been produced. From the whole working together of many people which finally peaks into two, the single individuality of the human being has been a participation in the spiritual world. Thus when we see that the son has the characteristic of his father, of his mother and then again the father's and mother's characteristics are led back to grandfathers and grandmothers and great-grandfathers and great-grandmothers and so on, that is because there has previously been an influence exerted on these great-great-grandparents through 30 generations by that individuality who then later on after many centuries wants to be born and this has all been determined according to the plan to find himself as a human being through the generations. All that is a participating activity and the fact that you have similar inherited characteristics emanates from the fact that through the generations that power works down through the spiritual world which finally comes to appearance in a certain human being. This individuality already works in a father, a mother, a grandfather, a grandmother, a great-grandfather, a great-grandmother, and ultimately one gets the qualities which come to expression. It is not the physical stream which makes the inheritance, but the physical stream is inserted in this way through inheritance. Therefore, precisely the reverse of that which the so-called natural scientific view maintains, is true. In order that Goethe ultimately comes to appearance through Johann Casper Goethe and his Frau Eiya, Beings of the Second Hierarchy have worked through 30 generations in such a way that Goethe could ultimately be produced. Naturally this applies not only for genius but for eveiy single human being.

Now, you can say that this is difficult to imagine, and you could also ask yourself how is this compatable with human freedom when we have already been determined 30 generations before we descend. I know it is very complicated, but you must remember that this is complicated for the normal consciousness which has been apportioned to you during your earth existence. You will remember that what we are dealing with is not only the individual himself, but the individual in community with the Spirits of Form, with the Spirits of Motion, and so on, and so it is worked out in such a way that freedom is not influenced. Naturally this works in such a way that it corresponds to the working of these Higher Hierarchies. The situation is just like that.

There is worked together that which we are able to give over as thoughts to the cosmic ether with that which we express during our earth existence in our feeling life and in our will life. Therefore Spiritual Science is not supposed to be a totality of knowledge, but above all it should be capable of bringing forth a certain soul mood. I have attempted to indicate this soul mood in the first part of my second mystery play, in the meeting between Capaius and Benedictus, when the goal is that man as a complete human being lives here upon the earth. In order that that can happen, Gods and Gods, Spirits and Spirits work together so that the human being is a goal for Gods and Gods, Spirits and Spirits. This feeling, I might say, the thankfulness, the gratitude to the spiritual universe, this feeling to know ourselves in the spiritual universe must flow into our souls through spiritual science. This must become as natural for us as it is natural for us to know about the connections with the physical world.

Science today has advanced so far that everyone is aware of the fact that man cannot just live on his own resources but needs the atmosphere, that he is a menber of the whole environment. When he is hungry or thirsty, then he notices that the external world is necessary in a physical way for his existence, that he stands within the external world, within a universal process. However, man also stands in a universal process in the spiritual world. When he thinks he stands within Angels, Archangels, Archai, and in so far as he feels and he wills, he then stands in a spiritual connection with the next higher Hierarchy. Just as the air stretches itself into man's physical body in so far as his physical nature is concerned, so the spiritual aspect of the activity of the so-called Hierarchies works in his soul.

Quite often you get a materialist raising the objection: Indeed, it may be true that a spiritual world does exist, but it does not help us to know anything about this spiritual world even when you tell us that thinking, feeling and willing stand in connection with the Higher Hierarchies. It does not matter, because in order to think we do not need to know about these Higher Hierarchies. We already think in the world without knowing anything about them. Man believes, thank God. If he had to wait until he knew about the breathing process in a theoretical way before breathing, then he also would not be able to think unless he knew about the breathing process. You think without knowing anything about these Higher Hierarchies. However, let us present a counter question. Can you really think without one having that? At the present time you see that people work with the inheritance of the ancient times; they work with that which they have inherited and they are still inventing machines from that. All this is an inheritance of an earlier age. Much of what we accomplish today is a result of what we have inherited in the past.

Recently we were in Hamburg and saw a picture done in the 13th, 14th century by Master Bertram and I want to tell you something about this picture. Let us go back to the biblical story of the fall into sin which we in spiritual science call Luciferic temptation. When a painter in our modern age paints the fall into sin, so he would paint Adam and Eve on either side of the tree and then, naturally, a serpent on the tree. According to whether he is an Impressionist, Cubist, Expressionist or any other ‘ist’, he would more or less paint this; he would paint it beautifully. But he will paint a serpent looking like any serpent which crawls in the grass; that is realism. But is it realism? Is it actually not realism? I cannot imagine any simple woman being deceived by such a serpent. We know from spiritual science that Lucifer is a being who had remained behind at the Moon development. Lucifer, during the Moon evolution, could not be seen with physical eyes such as we have upon earth, so the serpent could not be something which could be seen with the physical eye, not the serpent referred to in the Garden of Eden. Lucifer had to be seen inwardly. When you study the human being more accurately, you can see in every skeleton that it consists of two portions. You have the skull and the spinal column attached to it with the brain inside the skull and the spinal fluid in the spinal column, and the rest of the human being is attached to it. You can consider the human being only as being attached to it. You have the head like a small cosmic sphere attached to the whole thing. You can also say: Thank God that man through his own wisdom cannot contribute to this head coming into existence through his birth. It would look very strange if the anatomists and physiologists could contribute anything to produce this wonderful structure of the human head. This human head comes into existence between death and a new birth as in a large sphere which we could compare with our blue heavenly sphere, that in which our karma is woven and is an organization which as it goes towards incarnation, becomes smaller and smaller and then unites itself with the mother. That which then becomes our head is woven through by countless beings of the Hierarchies out of the whole cosmic all. It is a wisdom of the most immense magnitude, a wisdom which has embodied in it all the experiences. Our head is an inheritance of the Saturn, Sun and Moon incarnations. The earth with all its forces could not have been able to produce this head. It is only possible to bring into existence that which is added to the head, not the head with all its forces. The other part of the human being, not the head with the spinal column, but that which is attached to it actually is earth man. Now, how would a person with inner vision try to represent Lucifer actually as a Moon being? One would represent a human head and would attach something like a boned up spinal column to it, something like a serpent; and that is how Master Bertram in the 13th, 14th century presents Lucifer there on the tree between Adam and Even. In the Hamburg Museum you can see the picture represented just like that. So you see that the painter who painted this picture has the living knowledge
of the configuration of Lucifer within him. You can also see that it was not so very long ago that we still had the ancient atavistic clairvoyance which has now been lost.

I would like to present the situation from another side in order that you will see the assertion of the materialist who says that you do not need to know anything that comes out of the spiritual world, that all you need to do is use your thinking and feeling just as we breathe in the atmosphere and take in food for our hunger and thirst. I have often talked about the very significant criminal anthropologist, Benedict. He was the first to investigate the brains of criminals, naturally, after their death. He analyzed these brains in order to see if he could find some connections between the structure of the brain and criminal qualities. Benedict found that they all have a common characteristic, namely, their rear head lobes were too short and did not completely cover up the small brain. Just imagine this: the common qulaities of the criminal brain is to have a too short rear head lobe just as the apes also have it, something which does not cover the small brain. Obviously this actually is a property of the physical body and so from that you can conclude that there are two types of people being born, those having a correct rear head lobe and those with too short lobes. Those who have a correct rear head lobe do not become criminals and those with too short rear head lobes must become criminals. From the standpoint of the materialistic world conception you cannot raise any objection against this knowledge, but then all talk about morality is nonsense. Can we really punish people when we have to say that they have to be criminals because they have too short rear head lobes. You can see how materialism and all that can come about from it can gradually degenerate. You must extinguish all sorts of spiritual aspects from the social, ethical and juristic life, otherwise we are living in a complete lie, because there can be no objection against the facts which have just been presented.

Now, let us see how we approach the situation. To be sure, there are those who have correct rear head lobes and those with too short rear head lobes. However, there is an ether body there which can be developed in a quite different way and is much more mobile than the physical body. Behind the rear head lobes of the physical body there are the rear head lobes of the ether body and the human beings of the future will have to learn to distinguish between children who have too short rear head lobes and those who have longer rear head lobes. The educators will have to know in what characteristics a short hind head lobe manifests itself in the earliest years of childhood. These children will have to be educated in such a way that the ether lobes can be correspondingly developed and so form a counter weight. Then through the fact that you have developed the ether lobes strongly, they will prevent the damage which the physical lobes can produce when they are too short. So we can see that if spiritual science does not enter into our civilization, then as a result of materialism, all morality, all ethics, all justice would be meaningless. The spiritual would be extinguished from mankind's experience.

Recently in my public lectues I spoke about a forgotten thinker, Karl Christian Plunk. I do not intend to defend everything which Karl Christian Plunk has written in a dogmatic way. However, I have showed you how he worked out of a very deep spiritual consciousness and that he had a certain spiritual world conception. He died in 1880. Very few people bothered about his books. In 1912 the book entitled A TESTAMENT OF A GERMAN by Karl Christian Plunk appeared,a wonderful book. Since he died in 1880, this book had to be written before that. In the first edition of my RIDDLES OF PHILOSOPHY which was entitled WORLD AND LIFE VIEW OF THE 19TH CENTURY, I had already pointed in the year 1900 to Karl Christian Plunk. Plunk actually was an Idealist; he really was a man who lived in the spiritual world and wanted to bring into existence that which inserts itself in the world from the spiritual. I could mention many other examples, however, I am just pointing to Karl Christian Plunk. (An extract from Plunk's book TESTAMENT OF A GERMAN written in 1880 is given in which he spoke of the present war ‘1914–1918’) In this book he refers to the fact that in the future war, Germany will have to defend herself in the West and the South; how on all sides the enemy has national jealousy against the Center. The people will be jealous of the success and growth of the culture of Germany. How many people who had a materialistic concept could have thought like that? Very few of them. Yet, these are the very people who call the people who have a spiritual feeling, idealists.

When a spiritual researcher says: Today people are alright, they can still continue to think, because they have an inheritance of the ancient type of thinking and are able to invent machines. However, human beings will come to a standstill before 50 years is over. They will not be able to discover anything more unless they decide to take spiritual influences up into their thinking. They will reach a dead end. They will have to go to the next stage which will be a development of a spiritual scientific point of view, then they will be able to have new discoveries. Today we have machines only because we have inherited the ancient thinking in our consciousness. We see that the time demands that we allow ourselves to become fructified from the spiritual world. And only this fructification will make it possible to be able to understand the spiritual facts as anthroposophical spiritual science gives us. And unless this happens, the great world tasks will not be solved. I have often mentioned the fact that we are living in a time when the second appearance of Christ will occur shortly, the Etheric Christ Being, that second appearance of Christ upon earth. However, it is necessary to have a preparation in order that this event does not go by unnoticed.

Just recently when I gave a lecture, two people came to me after the lecture and said that they are very surprised about what I was saying and they thought that they would not expect a Theosophist to speak the same way that I spoke. They thought Theosophists would speak differently, because they were pacifists. They forgot the fact that ever since pacifism arose, we have had the bloodiest wars. We talked about illnesses and I tried to explain that illness is the reaction of nature in order to make man healthy, that before the appearance of illness there are unnatural relationships and illness is an attempt to compensate for these unnatural relationships. The illness is necessary, because the unnatural relationships were there. You must see that in all circles of materialism, it leads to the unfruitfulness of thinking.

Spiritual scientific truths must work in our feeling, in our soul mood in a fructifying way and there must be a number of people in our age who can hold them true out of an inner conviction to that which is a necessity for world evolution, that which comes out of spiritual science. Then there will be what should be, then the Christ when He appears in His new form will find those people whom He needs; and that must be. When he appears in His etheric figure, and when someone says that he has experienced the Etheric Christ, then he must not be grasped as being an idiot. It is very necessary today to give mankind a strong push forward, a push which is able to overcome the materialism and its consequences, and this century needs it, needs it in order to take up a new form. And we have as the signs of fire for this goal of mankind today the significant bloody events all around us. We take up spiritual science so that the sacrifice of all those people who have died as a result of this will not have died in vain. If we take up spiritual science, then all that which has gone an around us as a sacrifice of these souls in this war, will be some sort of compensation for it and that will contribute towards the elevation of mankind. that must be, that is why we have to express this invocation again and again.

From the Courage of the fighters,
From the blood on fields of battle,
From the grief of the bereaved,
From the people's sacrifice:
There will ripen fruit of Spirit,
If souls will turn in consciousness
Towards the realm of Spirit.

273. The Problem of Faust: Goetheanism In Place of Homunculism and Mephistophelianism19 Jan 1919, Dornach
Tr. George Adams

Rudolf Steiner
We need not realise, my dear friends, that in this connection the Christ-permeated conception of the world and of life must, in the near future, experience a significant change. Hitherto, Christianity through the way it has developed in the different religious denominations is, usually, only at its initial stage.
And take the third moment when Homunculus crashes against Galatea's shell-chariot—feel what this Homunculus is. We come from the spiritual world seeking through conception and birth for physical existence. In this physical existence we meet with what, out of this physical existence, is given us as our physical body.
We might arrive at the real man could we contrive to have a perfectly clear conception just before waking, when all the evolutionary possibilities of the night are exhausted. This clear conception, my dear friends, would be a world-conception, it would be such that we should no longer feel ourselves hemmed in by any boundary, but feel as if poured out over the whole universe, over all cosmic light, all cosmic sound, all cosmic life, and in front of us a kind of abyss.
273. The Problem of Faust: Goetheanism In Place of Homunculism and Mephistophelianism19 Jan 1919, Dornach
Tr. George Adams

Rudolf Steiner

In the two lectures following the performance of the later Walpurgis-night scene, from the second part of Faust, I hoped to evoke the feeling that, in the whole of his inner life, Goethe was in reality on the path to the supersensible world. I wanted you to feel that he succeeded, as perhaps no other artist, no other poet, has ever done, in developing an artistic creation out of this spiritual life, so that in this creation neither the art not the wisdom falls short and, in its own place, each of the spheres—of striving and wisdom—achieves harmonic expression.

I should not like you to think that in what has been said I have been wishing to give an interpretation of this poem; that was not at all my aim. For in this sphere I consider interpretation to be utterly useless. All that was attempted in these studies was to create the possibility for you to absorb and enjoy a poem, a work of art, in the same element in which it was created. Such studies should simply teach the language, as it were, the spiritual language, in which such a work is written, and should not expound or interpret, for as a rule that too often results in misconstruction and misinterpretation.

Now, if we keep to this mood in the matter, the following may perhaps be of use. You see, there are two fundamental feelings at the base of all striving for knowledge, of every kind of striving towards spiritual experience. One of these feelings comes from man having to think, having to form ideas, as he lives his life between birth and death in the physical body. I think you will agree that we should not be complete human beings, were we not to think about things and about ourselves. Then, too, if we wish to make our lives fuller in the physical body, between birth and death, we have not only to think but also to will. And feeling lies midway between thinking and willing; sometimes it partakes more of thinking and forming ideas, sometimes more of willing. Hence, for the purpose of our proposed study, we may ignore feeling, and consider the one pole of forming ideas, thinking, and then turn to the other pole of human activity, the willing. Man is a thinking and a willing being. But there are special features about this thinking and willing. The trivially-minded, average man looks upon what can be attained as the attainment of a goal if, on the one hand, he thinks as clearly and forcibly as possible, in his own opinion, at least, and if he wills in accordance with his needs. What distinguishes the man of learning who is fundamentally honest, is that he finally admits, when he tries to advance on the path of thinking, that with his thinking in the physical body he still only goes a certain distance towards his goal.

With this thinking, my dear friends, it is exactly as if a man were striving towards a goal; he cannot see it though knowing in what direction it lies. He wants to hasten towards it, but although he knows where the goal must be, it is wrapped in darkness. He imagines it will only become clear when he reaches it. And while he is feeling that he is still nowhere near the goal but a considerable distance from it, some being seems to seize from from behind, and to stop him going farther. And he says: Thinking, the forming of ideas, drives me in a certain direction, then I am stopped; were I to pursue the path of thought in this direction, I should never be able to reach the goal thinking itself has indicated.—Thus he comes to one of the boundaries to which he is by nature subject in the life between birth and death. And it may be said that whoever has never experienced the suffering and blows of fate arising from the goal of thought, has certainly no very deep cognitional life. If, by the inner constitution of his soul, a man can fancy he is able to reach the goal of thought by thinking, he is doomed to superficiality. We can be preserved from superficiality only when by trying to think as deeply and clearly as possible, we begin to feel harassed by the hindrances to thought. This feeling of being frustrated in thought is a profound human experience, without which we cannot pass beyond superficiality into a really deep comprehension of life.

And this is not the only boundary set to the human being's full experience between birth and death; the other is encountered where the will is unfolded. This is the sphere in which there germinate men's desires arising out of the life of instinct. Man is driven to willing in the crudest sense through hunger and thirst and other instincts; and there is then a rising scale from instinct up to the purest spiritual ideals. In all these impulses, from grossest instincts up to spiritual ideals, willing is deployed. But now, if we are to try and establish ourselves in life with our will that passes over into action, we again come to a boundary. Fundamentally, Goethe's aim in Faust was to establish Faust in life by means of his will, so that he should be able to experience all that makes life happy, all that shatters life, all that gives freedom and all that is sinful. And if we try to take our stand in life with the will that passes over into action, the will translated into deed, we again find ourselves up against a boundary. But now it is a different feeling that arises. It is not so much that in our thinking we are stopped and hindered from reaching our goal, but rather that, while we are willing, we are seized upon, and our willing goes on no longer in accordance with our own wishes. In the act of willing one is snatched away. Someone else arises in our willing, who carries us off.

This then is the second feeling which, when experienced by man, leads him out of superficiality into a profound conception of life. Self-satisfied philistines, it is true, are of the opinion that a man reaches his goal by sufficiently developing his thinking and willing. But it is on these paths of complacency and self-satisfaction that the superficiality of life lies. There does not lie here what makes it possible in life's testing, after suitable probation and the crossing of an abyss, to enter another world, a world that cannot be lived through with the consciousness developed in the life between birth and death. A man is tested when, with suitable intensity, he realises in his soul the two boundary lines already referred to. Men must understand precisely from what Goethe has given, that it is not merely the bliss of endeavor—often imaginary and based on pure illusion—that can be experienced, but rather what leads a man to his goal over all hindrances, disappointments and disillusions. And whoever strives to avoid disillusionment, and refuses to transform, to metamorphose, the whole human being in certain moments of life, cannot press forward to knowledge of man, to the understanding of man.

We need not realise, my dear friends, that in this connection the Christ-permeated conception of the world and of life must, in the near future, experience a significant change. Hitherto, Christianity through the way it has developed in the different religious denominations is, usually, only at its initial stage. If we want to describe this development, we might say that it has created the feeling in man that Christ did once exist. And even this feeling that Christ once existed has been lost again in the materialistic research of the nineteenth century. What Christ brought into the world, Christ's connection with the striving of the human soul, into all this life will first pour in future through the researches of Spiritual Science, and through a spiritual kind of cosmic feeling—a supersensible experience. This will be seen if, to begin with, in this intellectual age, the majority of mankind can only have the experience in Imaginations, in imaginative pictures.

But these two basic feelings of which I have just spoken as arising from the two boundaries of self-knowledge and self-comprehension, these two feelings must find a crossing-point from a passive to an active Christianity. Just think how, for many people in the past, Christ has been nothing more than a helper in straits where a man is unable to help himself. Think of the strange way in which the Roman Catholic Church took on, at a certain time, the forgiveness of sins; anyone might sin as much as he liked, provided he repented and did due penance afterwards, he was forgiven. In short, Christ was there to help in time of need, to make good what men as a whole had no intention themselves of making good. And then look at the other, more Protestant error, where a man remains passive too, arranging his worldly life, his worldly activities, to suit himself, and then perhaps expecting that merely by belief in Christ, by a passive feeling of being united with Christ, he will be saved. This twofold passive relation to Christ belongs, and must belong, to the past. And what is to take its place must be a relation to Christ that is an active force, a going to meet Him, so that Christ does not do for a man what the man does not want to do, but gives him power through His being to do it himself. An active Christianity—or rather a Christianity that comes to activity—is what must take the place of passive Christianity in which actually (forgive the trivial mode of expression) a man does what he pleases on the physical plane, making God into a kindly friend who pardons everything if only man turns to Him at the right moment.

This my dear friends, will at the same time mark the dividing line between the age which must now belong to the past, the age that has led to so terrible a human catastrophe, and the age that must come. It is only when this coming age has passed over from a Christianity that is passive to one that is active, that it will be qualified to heal those evils that have already shown themselves and will continue to do so increasingly so long as the principles of the past prevail. These evils are rooted deep in human hearts and souls; and they must be healed if earth-evolution is to proceed.

The two basic feelings of the boundaries to thinking and willing may also be described by saying: The one boundary makes it clear that a man cannot arrive at knowledge of his own nature. As human beings we are so constituted that we cannot, on the one hand, arrive at our own human nature, cannot with our thinking reach ourselves. In willing we do this, for willing actually proceeds form ourselves; in willing we lose ourselves; but here another seizes us—another cosmic being is formed simply according to the principle of this duality. He is a dual being, not a monad, but a dual being. The one member of this twofold being cannot reach itself, the other loses itself.

Hence man is never correctly represented when shown as a mere monad, but only when an effort is made to show him as standing midway between being unable to reach himself, and losing himself. And when it is possible for men to feel both at the same time with all intensity, then he feels himself rightly as a man on earth. When he feels a kind of oscillation between the two, then he feels himself man on earth. In spite of this oscillation, what must be arrived at is repose of being. This repose of being is attained in the physical sphere by the pendulum, the balance; in the spiritual, moral sphere, man must be able to attain the condition of repose reached by the balance and the pendulum. He must not aspire to a position of absolute rest; that would make him indolent and corrupt. He should strive for the state of repose midway between the beats, midway between the not-reaching and the losing himself.

In order to develop these feelings correctly it is essential that other feelings be added concerning life and reality.

You know, my dear friends, I have often called your attention to the one-sided way in which evolution is understood today. Think how the whole of evolution is now conceived as if what comes after were always the result of what went before. Actually, the man of today thinks of the successive stages of evolution almost like a set of cardboard boxes fitting into one another. And then, as for development, one box represents the human being between birth and the seventh year; then the second is taken out, and that is the human being from seven to fourteen; the third from fourteen to one-and twenty, and so on—one always coming out of another. To modern man the most acceptable idea is evolutionary advance in a straight line.

This is really at the bottom of all the grotesque notions that are learnt at school nowadays, notions which in future will be regarded as scientific lunacy of the enlighted period of the nineteenth and twentieth centuries. To imagine thus that there was once a nebular condition (the Kant-Laplace theory) and that then, one after another, cardboard box out of cardboard box, the successive stages always proceeded out of the earlier—this is an abnormal idea of present-day science. For things are not like that. Just think how evolution in the individual man between birth and death appears, to even a moderately unprejudiced observation! The actual limit of the first period in life is the change of teeth, as we know—the cutting of the second teeth. I have often drawn attention to this. How what is this second cutting of teeth at about the seventh year, at the close of the first life-period? It is a consolidation, a hardening, of the human being, when a hardening process takes place in men. It is like a drawing together of all the life-forces, so that eventually the densest, most mineralised part, the second teeth, can appear. It is a real concentration and densification of all the forces of life.

The second period in life ends at puberty. And the case here is exactly the reverse. Here there is no concentration of life-forces but, on the contrary, a rarefication of them all, a dispersal, an overflowing. An opposite condition pulses in the organism. And then again, only in a more refined way, in the twenty-first year when the third life-period ends, consolidation takes place in man, the forces of life are once more drawn together. With the twenty-eighth year there is again expansion. The twenty-first year has more to do with the placing of what is within man,the twenty-eighth more with his attitude to the whole wide universe. Approximately at the thirty-fifth year there is again a kind of contraction. That is the middle life—the thirty-fifth year.

Thus, evolution does not go in a straight line but, rather, in waves: contraction, hardening; softening, expansion. That is essentially the life of man as a whole. By being born here in the physical world, we contract into our individual skins; while we are living our life between death and a new birth, we are increasingly expanding.

What follows from all this, my dear friends? It follows that the idea of evolution going in a straight line is of no help at all; it leads mankind astray, and we must reject it. All evolution proceeds rhythmically; all evolution goes with the rise and fall of waves—expanding, contracting.

Contraction, expansion. Goethe sensed this in its elementary stages. Read his Metamorphosis of Plants; read his poem The Metamorphosis of Plants, and you will see how he follows the particular formation from foliage leaf to foliage leaf, then to petal, stamen, on to pistil; how he describes it as a continuous expansion, contraction, not only in external forms, the saps also expand with their forces and again contract—expand, concentrate; expand, concentrate. When in the eighties of the last century I wrote my first introduction to Goethe's scientific works, I tried to reconstruct his archetypal plant, tried to bring into a picture this expansion, contraction, expansion, contraction—on and on right up to the blossom. No one can really understand life who does not picture it in rhythm, as a progressive rhythmic process. It must be repeatedly emphasised that to imagine evolution as proceeding in a straight line does not help us to a true understanding of life.

The same applies to the understanding of man's historical life. In the most recent number of the periodical Das Reich (October 1918) where I dealt with Lucifer and Ahriman in life, I pointed out how luciferic and ahrimanic periods alternate rhythmically in historic evolution. Life never proceeds in a straight line; it goes in waves. But while this is so, it is associated also with an external change. And only by looking clear-sightedly into these relations can we arrive at a deeper comprehension of life. Those who think of evolution as proceeding in a straight line, say: First there existed the most undeveloped animals, then more and more perfect ones, up to the apes, and out of these developed man.—If we apply this to what is moral—I have often called your attention to this—if we extend this further, it follows that the genuine, thorough-going Darwinian says: We already see in the human kindliness, and so on. This again is a worthless idea, for it takes no account at all of the rhythm of life. According to this idea evolution goes on in a straight line, one cardboard box coming out of another. In reality the matter is like this. Imagine the most highly developed animals with their proclivities further developed in a straight line—this way you do not arrive at man, you would never come to man. But the more highly developed animals would evolve those very qualities you find attractive in the animal kingdom, in a most unattractive way. What you admire in animals as companionableness, as incipient good-will and social behaviour, when further developed turns to its rhythmic opposite—to the principle of evil. Mad man developed according to Haeckel's idea, then, my dear friends, there would have evolved from the anthropoid apes a human society inevitably destined to develop the war of all against all. For in all these aptitudes, good as they may be in animals, there lies the further evolutionary impulse to clash together in violent and most bloody conflict. That is rhythm, a wave-like rise and fall, and no one finds what is hidden in nature who does not see the possibilities of evolution in rhythm. To look only on the outside of events can never teach us to realise what in reality is there. Man was able to develop only because, in the higher animals, their evolutionary possibilities did not come to anything, for these were met by another wave of cosmic becoming which subdued the tendency to evil, in a way overcame it, by what men were meant to be in the very beginning. So that we have to picture it thus: The animal kingdom rises to a certain height; then comes the other wave to meet it, and this deadens the evil development.

My dear friends, reincarnation can also be regarded from the moral point of view. What would man have become had he just been born, over and over again on the physical plane, and being thus born physically on the physical plane, he had not been met by all that is constantly being taken up into the spiritual world and again sent down; were man not thus ensouled after birth then he would live always at war on earth. They would only with to live in conflict and would develop the most terrible fighting instincts. These fighting instincts rest on the foundation of the human soul; they are rooted in the human organism. But they are paralysed, if I may so express it, by what comes from above out of the supersensible, from those human beings who are constantly taken up into the spiritual world. This is expressed also in the outward form, my dear friends. It is altogether grotesque for those with inner sight when the human head is represented as having gradually evolved from the animal head. It is indeed complete nonsense. The truth is that, were the animal head to develop further, a fearsome monster would emerge in what, in the present incarnation, you evolve out of the lower part of your body. Were that alone to form the head, were it to form the head out of itself, the result would be a real abortion of a head—a horrible animal-monster. For that is where the possibility of such a monstrosity lies. Only because the spiritual comes from above and, as it were, washes up against it, is the human head able to arise. It springs from the relationship of two forces, the one pressing upward from the body, the other coming to meet it from the cosmos. This human head is constructed in a state of equilibrium; and it is because of its equilibrium that we are not able to deal freely with what we bring with us from the spiritual world. We slip into our physical head and cannot there clearly express what we actually are, when we hurry into existence through birth. If we could think as we did before birth, we should not think a Homunculus, we should think a man, a hom*o.

You remember in my Christmas lecture at Basle (December 22, 1918) not long ago, I mentioned in passing that, before his birth, Nikolaus von der Flüe saw scenes that he lived through as a man after his birth. But when a man is born, and does not overcome being asleep in his cognition—that is, when he cannot develop waking existence outside his body, but thinks only with his body—then he never thinks a man but only a Homunculus. A man never reaches the real man by seeking to enter into himself through the head. It is really a fact thgat he seeks to enter in but is held back; somewhere in the middle of man there exists what his is unable to reach. This is within man himself, yet he remains Homunculus and does not come to hom*o.

Actually were we in possession of every technical resource, we should put into the phial that represents Homunculus on the stage, only a horrible little monstrosity, small, and therefore not unattractive; and this is really what would come into being were it left to the human body alone, out of itself, to produce something. There would come forth a sort of animal that nevertheless would be no animal but a human abortion; something on the way to becoming human yet not quite succeeding. Neither do we succeed if we do not make the approach by way of this path to becoming men, this path that does not reach man. We do not then succeed for we do not thus enter inside ourselves.

And again, if man grasps himself through his will, he is immediately seized upon by another being. Then he loses himself, then all kinds of strange motives and impulses surge up into his willing. Only when a man endeavours to bring the inner forces into equilibrium does he succeed in becoming complete man.

Now, my dear friends, with what I have said compare three different passages in the second part of Goethe's Faust that you can now have the opportunity on witnessing. Think of the sublime moment when Faust appears before Manto. Goethe is trying here to shed over the whole incident the inner repose of the human soul called forth by experiencing equilibrium. Faust would like, on the one hand, to avoid the sentimentality of the abstract mystic, and one of his last speeches is “O, could I from my path all magic ban”. He did not want external magic, he wanted to find the inner path to the supersensible world. He is near it, and then again far from it. As I explained yesterday Goethe is perfectly honest when Faust is standing before Manto. But Faust, my dear friends, does not hold to this abstract repose; he is tossed from pillar to post. Hence from the one side he is continually thrown to the opposite, where man loses himself through the will. Compare all this with what happens to Faust in the scenes where he is developing his life with Mephistopheles. There you have always the Faust of will, who, however is continually losing himself by his impulses being seized by Mephistopheles. This is where a man goes astray in his willing, where he will lose himself; here you have all the dangers that threaten man's moral impulses. And this is expressed with tremendous depth in Goethe's Faust.

Then take the moment when Mephistopheles joins the Phorkyads, when he himself takes on the form of a Phorkyad, and in all his ugliness goes as far as admitting it. Previously he was lying, but when the Phorkyads surround him he is obliged to admit his ugliness. Read the speech of the Phorkyads again; they too acknowledge their ugliness, and are in a certain way honest in their ugliness. In this moment you have a contrast to that sacred and sublime moment when Faust stands before Manto. What makes us lose ourselves in motives of will is clearly seen when Mephistopheles appears for the last time in the Classical Walpurgis-Night. Faust appears for the last time visibly, in the external drama, precisely in this scene with Manto—Mephistopheles in the scene with the Phorkyads. Goethe wished to indicate from the depths of his profound experience that, fundamentally, what makes us lose ourselves in the motives of will can only be set right if we not merely abhor it morally, but also experience it as something offending our taste. This was at the root of Schiller's feeling too, when he placed what is moral in such close connection with the aesthetic in his Aesthetic Letters.

This is just what is so distressing, my dear friends, that in the recent development of mankind culture has been brought to such a high pitch as, for instance, we see in Schiller's Aesthetic Letters, and this has all been forgotten. Imagine how Schiller believed that in these letters, written in the first place to the Duke of Augustonburg, he had brought about a deed of political significance. Whoever grasps the following two facts in their true depth learns much concerning the evolution of mankind. First he learns that Schiller's Aesthetic Letters were the outcome of his conception of Goethe's urge towards becoming; and, secondly, that this could be forgotten, that this forgetting has largely contributed to the present human catastrophe. Those who keep these two facts before them indeed learn much about the evolution of humanity.

And, from the point of view of drama, how great is the moment when in the terrible scene where Mephistopheles is among the Phorkyads we are shown how what is morally impermissible lives in man like a feeling that is aesthetically offensive. There, shown in all its atrocity, is the impulse, the essential impulse, that drives man to lose himself in the pole of will. Should a man fail to recognise this it will prove his ruin; only by realising it is one freed from it. You will find this expressed in the last scene of my first Mystery Play, The Portal of Initiation. There it is shown how only knowledge, a clear conception of who it is who tempts and seduces us, can save us from being led astray. It is therefore essential in the age of the consciousness-soul now entered that, in order to overcome temptation, we should strive in the right way to come to know the tempter, not allowing ourselves to sink down into a merely external knowledge of nature and a merely abstract mysticism.

In short, my dear friends, abstract mysticism, the ‘easy understanding of the divine within’, from which nothing results but a terrible egotistical abstraction—this abstract mysticism is just as bad as materialism.

As I said, take three moments in Goethe's Faust. Take purely artistically what you can feel as Faust stands before Manto; what you feel when Mephistopheles becomes a Phorkyad among the Phorkyads. And take the third moment when Homunculus crashes against Galatea's shell-chariot—feel what this Homunculus is. We come from the spiritual world seeking through conception and birth for physical existence. In this physical existence we meet with what, out of this physical existence, is given us as our physical body. Every evening we go back into the world that we leave at birth; every morning we, as it were, repeat our birth when we plunge again into our physical body. Then we can feel how, coming in from without, we do not arrive at what man is; we meet only with Homunculus, the manikin, the human being in embryo, and we realise how difficult it is to come to the real man. We might arrive at the real man could we contrive to have a perfectly clear conception just before waking, when all the evolutionary possibilities of the night are exhausted. This clear conception, my dear friends, would be a world-conception, it would be such that we should no longer feel ourselves hemmed in by any boundary, but feel as if poured out over the whole universe, over all cosmic light, all cosmic sound, all cosmic life, and in front of us a kind of abyss. One the far side of this would be a continuation of what we were feeling before we met the abyss on waking—namely, warmth. Warmth flows out over the abyss. Now, however, we cross the abyss by waking, into air, water and earth of which our organism is composed. Certainly we are approaching man, and by letting Homunculus fructify in the spiritual world, we have prepared ourselves to understand man. But in the ordinary course of life we do not do what I have just mentioned. The living conception we develop when sleep should have had its effect upon us before we wake, would have to be brought with us into waking life. This conception would be an experiencing ourselves in light, in cosmic sound, in cosmic life, a meeting with the beings of the higher hierarchies, just as here the physical body comes into connection with the mineral, vegetable and animal kingdoms. This conception, developed concisely just before waking when sleep has done its work upon us, we should have to bring deep down into our physical body; then we should be able to understand what this human body is. But alas “the Gods will not suffer it”. We plunge down; it flashes, flames up, and we hardly notice it. Instead of looking into ourselves, we hear with our external ears; instead of feeling ourselves within our skin, we feel what is outside with our sense of touch. If we did not sink down into what we are able to reach only by the physical eye, the physical ear, through physical sound and physical touch, Homunculus would receive new life and become man, but against the resistance of the elements he is dashed to pieces. The light of the eye flames up instead of cosmic light, we begin to hear physical sound in the ear instead of cosmic sound, the life of the body is aroused instead of cosmic life—Homunculus is shattered. If we experience this consciously, we experience the end of the Classical Walpurgis-night. Thus, this end scene is taken from actual, true life.

These things are not there merely to be spoken of on Sunday afternoons in the Anthroposophical Society. They are there as truth, to become gradually known to mankind, so that as impulses they may with their being penetrate what must be accepted in the future evolution of man, if he is to advance to what can save and not destroy. For men will really find the correct connection with reality only if they adopt new concepts and from now onwards they begin to see what has always been extolled as the great achievement of the nineteenth century is at an end.

You see, my dear friends, it is not surprising that, from a certain point of view, this achievement of the nineteenth century, that continued into the twentieth, should be felt to be perfect. It is not to be wondered at all. Is it not true that before the tree becomes bare in autumn, it is in its fruiting in its most perfect stage of development. This natural science of the nineteenth century, that still haunts the twentieth, al these technical perfections that have reached a certain height, are the tree before it yields its fruit. All from which it has grown has to wither, and it is not enough that the tree should go on growing, a fresh seed must be sown in the field of human culture, a new tree must be planted. It does not suffice to think we understand the evolution of animals, to think of them as having advanced to the stage of man. It is not enough that frequently some spirit arises, who first writs articles of genius about animals, and later, to follow these, a book about the origin of man. Rather is it essential that men should discard the idea of a straight line in evolution, that they should learn to understand the rhythm of life, flowing like the waves of the sea, that they should learn how, in the inner being of man, the way does not go straight on, but across two boundaries. At the one boundary we feel almost suffocated, for someone seizes us and will not allow us to go where our thinking would take us. On the other side we feel as if the powers of Mephistopheles were dragging us to destruction. We must find the balance between what belongs to Homunculus and what belongs to Mephistopheles, between not being able to reach ourselves in Homunculus, and grasping the self only to lose it in Mephistopheles. The understanding of this equilibrium is what modern man must gain. And Goethe, foreseeing this in feeling, lived himself into this understanding when with absolute honesty he tried in his Faust to speak as he did of the riddle of humanity.

Mankind must strive to grow out of what today is the typical point of view of the crowd. Nothing is more resented at present than this striving, and nothing is more injurious to mankind than this hostility against any effort to rise above the commonplace. On the other hand, as long as this resistance is not definitely opposed by those who recognise the necessity of penetrating into the supersensible, there can be no sure human evolution. At the end of the nineteenth century Hamerling, in his Homunculus sought to make what we might call a last appeal to mankind out of the past, by presenting all that is decadent in modern humanity as Homunculism.

We might picture this to ourselves, my dear friends; suppose someone were now to read this Homunculus of Hamerling's which appeared at the end of the eighties of the nineteenth century. I have given many lectures about it, even before the war I actually spoke of it, not without a certain significance. Let us suppose then that someone reads Hamerling's Homunculus and lets work upon him what Hamerling imagines as the evolutionary progress of his Homunculus. He thought it out at that time, when men had already broken away from Goethe and all that he gave, and wished to hear no more of it. Hamerling represented the evolution of his Homunculus, how he was completely under the sway of materialistic thinking, how he lived in a world where people did not enrich themselves with spiritual treasure but became millionaires instead. Homunculus was a millionaire. He pictured the world where men treat even spiritual matters with frivolity, the world in which journalism—with respect be it mentioned—that was already developing, has since sunk yet deeper into the slough. We assume then that someone reads this Homunculus, and he might say: Why, yes, this Hamerling who died in 1889, had, when he wrote his Homunculus, with his physical eyes actually only seen mankind as it then was, hurrying on its chosen path. He might continue: Had people then taken seriously what Hamerling emphasises in his Homunculus, had they let it work upon them a little more deeply and not just as a literary production, but as something to be taken in earnest, then indeed they would not have been surprised to learn that, because of men being as they then were, our present world-catastrophe had of necessity to arise. This is what anyone reading Homunculus today might say to himself. What is there in the development of this world-catastrophe to astonish us, when a writer in the eighties of the last century was able to represent the man Homunculus in this way? But, underlying this representation of man, of Homunculus, is at the same time the appeal not to stop short at the life that can give us only Homunculism, but to cross the abyss where Spiritual Science speaks of the supersensible knowledge that alone can change Homunculus into hom*o. And so it might be said: Mankind is placed in the Homunculism which, in the scent we are today presenting, finds itself in a world the man of today is not very eager to enter—in a world leading to the region of the Phorkyads, between Homunculism and Mephistophelianism. Goethe divined this and represented it in his Faust; he also divined that a path must be made that will avoid the crags of fantastic, abstract mysticism, as it avoids the other crags of a phantom-like conception of nature, remote from all reality,a path that leads to supersensible knowledge where fresh social impulses will be found.

This is a very deep layer of consciousness. Let us penetrate it, let us permeate our feeling with it, let us learn to understand the language of this sphere of consciousness, coming as it does from the region where we feel: Through thinking, a man cannot reach himself; through willing he loses himself. To be unable to reach oneself in thinking is Homunculism; losing oneself in willing is Mephistophelianism. And when we feel this then we enter into such profound scenes with a language that makes intelligible what forms the conclusion of the Classical Walpurgis-night. Ultimately, everyone views the universe according to how the forces he has received enable him to represent it. But the present task of mankind consists in raising those forces, so that much of the universe may be seen that, to man's hurt, has not been seen during the last decades.

Thus, going deeply into such a profound scene as the one we are now producing, is a way for men to advance in the direction which mankind at this time should take. What lies in true Goetheanism is what mankind at this time should take. What lies in true Goetheanism is what mankind must seek. This is not the Goetheanism of the professors, not the Goetheanism of the Goethe Society at the head of which is not a Goethe enthusiast at all but a former finance minister bearing the significant name of Kreuzwendedich; neither is it all that men thought they must make out of Goethe's teaching at the end of the nineteenth and the beginning of the twentieth century. What must be sought will become something good and a good impulse towards man's advancement in the direction he must go—if in the coming age he is to find salvation and not destruction.

128. An Occult Physiology: The Systems of Supersensible Forces24 Mar 1911, Prague
Tr. Unknown

Rudolf Steiner
For it represents, to begin with, what we may conceive as the combination of all the substances taken in from the outer world which at the same time have brought into it their own inner forces, even though in a transformed condition.
A materialistic thinker, for instance, might come forward and say: “But why do we need to assume that there are intelligent forces and beings behind that which gives form to our physical world? We can, indeed, explain the physical world through itself, by means of its own laws: a watch or a machine, for example, can be explained by means of its own laws.” Here we have arrived at a point where the worst kind of errors appear, on this side and that, where from the anthroposophical standpoint also, or among those who stand for some other spiritual world-conception, such errors occur. If it should be disputed, for example, by a spiritual-scientific world-conception that the human organism as it presents itself to us and which we are now observing according to its form, can be explained purely mechanically, or mechanistically through its own laws, that would naturally be going too far and would be quite unjustified.
128. An Occult Physiology: The Systems of Supersensible Forces24 Mar 1911, Prague
Tr. Unknown

Rudolf Steiner

It will be my task to-day, before we continue our studies, to present certain concepts which we shall need to use in the further development of our discussions. In this connection it will be especially important for us to come to an understanding as regards the meaning of that which we call in a spiritual-scientific, anthroposophical sense, a “physical organ,” or rather the “physical expression of an organ.” For you have already seen that we have a right to say with regard to the spleen, for example, that, as something material, the physical spleen may even be removed or become useless without thereby causing the activity of what we call “the spleen” in the anthroposophical sense to be eliminated. We must say, then, that when we have actually removed a physical organ such as this, there still remains in the organism the inner vital activity which should be carried on by the organ. From this we already see, and I beg you most earnestly to adopt this concept for all that follows, that we can think away, as it were, everything physically visible and perceptible in an organ such as this (it is not possible in the case of every organ) and yet there still remains the functioning, the activity of the organ, with the result that we must consider what then remains as belonging to what is super-sensible in the human organism. But, on the other hand, when we speak on the basis of our spiritual science about such organs as the spleen, the liver, the gall-bladder, the kidneys, the lungs, and the like, we are by no means referring when using these names, to what we can see physically, but rather to force-systems that are in reality of a super-sensible nature. For this reason, precisely in the case of such an organ as the spleen we must think, to begin with, when we speak about it from the spiritual-scientific standpoint, of a force-system not physically visible to external sight.

Let us then, in the first sketch that I shall draw here, think of a force-system not physically visible. This would represent a force-system visible only to super-sensible vision; and a system such as that in the region of the spleen, for example, would be visible only as a super-sensible force-system. Now if we bear in mind that, in the actual human organism which we have directly before us, this super-sensible force-system is filled out with physical matter, we must ask ourselves how we shall have to think of the relationship between it and that which is sense-perceptible matter.

I am sure it will not be difficult for you to believe that forces not visible to the senses can traverse space. One need only recall, for example, the following: Anyone who had never heard anything about the reality of air in a bottle would be rather surprised if we were to place an empty bottle on a table and tightly insert a funnel in it, when, on pouring water quickly into the funnel the water in the funnel is held there and cannot flow down into the bottle because the latter contains air. He would then become aware of the fact that there is, indeed, in the bottle something invisible to him which holds back the water. If we imagine this concept carried somewhat further, it will not be difficult to think that space around us may likewise be completely filled with force-systems which are obviously of a super-sensible nature, moreover, of such a super-sensible nature that not only can we not cut through them with a knife, but that they cannot be affected when any physical matter such as the kidneys, embedded within these force-systems, becomes diseased. We must realise, therefore, that the relation between a super-sensible force-system of this sort and what we see as a physical-sensible organ is such that physical matter, belonging to the physical world fits itself in and, attracted by the force-centres, deposits itself within the lines of force. Through the depositing of the physical matter in the super-sensible force-system does the organ become a physical thing. We may say, therefore, that the reason why, for instance, a physical-sensible organ is visible at the place where the spleen is located is that, at this point, space is filled in a certain definite manner by force-systems which attract the material substance in such a way that this deposits itself in the form in which we see it in the external organ of the spleen when we study it anatomically.

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So you may think of all the different organs in the human organism as being first planned as super-sensible organs, and then, under the influence of the most varied sorts of super-sensible force-systems, as being filled with physical matter. Hence, in these force-systems which at different points of the organism deposit physical matter within themselves, we must recognise a super-sensible organism which is differentiated within itself and which incorporates physical matter within itself in the most diverse ways. We have thus obtained, not only this one concept of the relation of the super-sensible force-systems to the physical matter deposited in the organs, but also the other concept of the process of nourishing the organism as a whole. For this process of nourishing the entire organism consists in nothing else, after all, than in so preparing the nutritive substances taken in that it is possible to convey them to the different organs, and then in the incorporating of these substances by these organs. We shall see later how this general concept regarding the process of nutrition, which appears to be a power of attraction in the different organ-systems for the nutritive substances, is related to the coming into existence of a single human being, the embryonic development of the single human being which takes place before birth. The most comprehensive concept of nutrition, accordingly, is this: that by means of a super-sensible organism, the different nutritive substances are absorbed in the greatest variety of ways.

Now we must bear clearly in mind that man's ether-body, the super-sensible member of the human organisation nearest to the physical body, is the coarsest, so to speak; but that it underlies the entire organisation as its super-sensible prototype, is differentiated within itself, and contains the most manifold sorts of force-systems, in order that it may incorporate in the greatest variety of ways the substances taken in through the process of nutrition. But, in addition to this etheric organism, which we may look upon as the nearest prototype of the human organisation, we have still a higher member in the so-called astral body. (Just how these things are inter-related we shall see in the course of these lectures.) The astral body can become a member of the organism only when the physical and the etheric organisms have each been prepared according to its disposition. The astral body is that which presupposes both the other organisms. We have, moreover, the ego; so that the human being is composed of a union of these four members.

Now, we may picture to ourselves that even in the ether-body itself there are certain force-systems that attract to themselves particles of food taken in, and then shape these in quite definite ways in the physical organism. But we can also picture to ourselves that such a force-system is determined not only by the ether-body but also by the astral body, and that the latter sends its forces into the ether-body. If accordingly we first think away the physical organ and conceive the physical matter as cut out we have, first, the etheric force-system and next the astral force-system, which in turn permeates the etheric force-system in a perfectly definite manner. Indeed we may also conceive radiations passing down into these from the ego.

Now there may be organs which are so incorporated in the whole organism that their essential characteristic, for example, lies in the fact that the etheric currents in them are, as yet, very indefinite. We find, therefore, if we investigate the space in which such an organ is located, that the etheric portion of the human organism in this spatial formation is very slightly differentiated in itself, contains very little in the way of force-systems; but that, to make up for this, these weak forces of the ether-body are influenced by strong astral forces. When, therefore, physical matter is incorporated into such an organ as this, the ether-body exercises only a slight force of attraction and the chief forces of attraction must be exercised by the astral body upon the organ in question. It is as if the relevant substances are brought, as it were, by the astral body into this organ. From this we see that the values of the human organs here in question vary considerably. There are certain organs which we have to recognise as being determined principally through the force-systems of the ether-body; and others which are determined, rather, through the currents or forces coming from the astral body; whereas others again are to a greater degree determined through the currents of the ego.

Now, as a result of all that has thus far been presented in these lectures, one may say that especially that organic system conveying our blood is essentially dependent upon the radiations going forth from our ego; and that the human blood, therefore, is connected essentially with the currents and radiations of the human ego. The other organ-systems, with what they contain, are determined in the greatest variety of ways by the super-sensible members of man's nature.

But the reverse situation may occur when we consider the physical body per se, which, indeed, disregarding for the moment its higher members, exhibits likewise a force-system. For it represents, to begin with, what we may conceive as the combination of all the substances taken in from the outer world which at the same time have brought into it their own inner forces, even though in a transformed condition. Thus the physical body is also a force-system; also a force-system; so that we may also imagine cases in which this physical organism with its force-system works back upon the etheric, or even upon the astral, force-system, indeed even as far back as the ego-system. Not only may we conceive that the etheric force-system is seized upon by the astral- or the ego-system, but it is equally possible that there are organic systems which are specially requisitioned by the physical force-systems, in which cases it is the physical force-systems that prevail. Organ-systems of this sort, in which the physical body preponderates over the others, and which are therefore only to a lesser degree influenced by the higher members of the human organisation—while on the other hand more strongly influenced by the laws of the physical body—these are more especially the organ-systems which serve in a very comprehensive sense as organs of secretion and excretion,1 as glandular organs or secretory and excretory organs in general. All organs of secretion, therefore, organs which secrete substances directly in the human organism, are induced to do so—a process that has its essential significance purely in the physical world—chiefly through the forces of the physical organism. Wherever in the human body there are organs such as these, existing for the special purpose of being used by the physical organism to secrete substances, such organs, when they become ill or are removed—which means when they become useless in some quite definite way—cause the ruin of the organism so that it cannot any longer continue its normal development.

In the case of an organ like the spleen, with regard to which the statement was ventured in yesterday's lecture that, when it becomes ill or in any way useless, its own function is affected less than would be true in the case of other organs, we see that it is very specially influenced by the super-sensible portions of man's nature, by the ether-body and more especially by the astral body. And we see that in the case of some other organs the physical forces predominate. The thyroid gland, which in certain disease conditions becomes enlarged into the so-called goitre, may have a very injurious influence upon the whole organism, because the activities which it especially has to manifest are such that what it brings about in the physical world as a physical process is absolutely essential to the general economy of the human organism.

Now there may be organs that are to a very high degree dependent upon the other, the super-sensible force-systems of the human organism, but which are none the less closely bound to the physical organism and are induced through its forces to secrete physical matter. Such organs, for example, are the liver and the kidneys. These are organs which, like the spleen, are dependent upon the super-sensible members of the human organisation, the ether-body and the astral body, but which are seized upon by the forces of the physical organism, and are drawn downward in their activities even into the forces of the physical organism. It is, therefore, of far greater importance for them to be in a healthy condition as physical organs in the human organism than for other organs, those, for example, in which conditions are such that the physical demands are far outweighed by what is derived from the other members, so that we have in the spleen an organ of which we can say that it is a very spiritual organ, that is, the physical part of this organ is its least significant part. In occult literature which has come forth from circles where something was really known about these matters, the spleen has always been looked upon as a particularly spiritual organ and is described as such.

Thus we have now arrived at what we may call the concept of the “complete organ.” An organ, as such, may be looked upon as a super-sensible force-system; although physical-sensible substances are stored up, as it were, in the organs through the entire process of nutrition. Another concept we must acquire raises this question: What is the significance in general of taking in something, whether it be a physical substance or what is received through the influence of our soul-activity; for example, through perception? And what is the significance of the excreting2 of a physical substance?

Let us begin with the process of excretion in its most inclusive sense. We know, in the first place, that from the food taken, a large portion of the material substance is excreted. We know, further, that carbonic acid is excreted from the human organism through the lungs; that, after the blood has been sent out of the heart and through the lungs in order to be renewed, the carbonic acid is thrown off. We have, then, another excretory process through the kidneys, but also one through the skin. In this last process which goes on primarily in the forming of perspiration, but also in everything occurring by way of the skin which must be classed as an excretory process, we have those excretory processes in the human being which take place at the outermost circumference of the body, its outermost periphery. Let us now ask ourselves the question: What is the full significance of the excretory process in the human being?

Only in the following way can we be clear as to the significance of a process of excretion. You will see that, without such concepts as we are developing to-day, it will be impossible for us to get any further with our study of the human organism. I should like, in order to be able gradually to carry forward our thinking to the essential nature of a process of excretion, first to submit for your consideration another concept which has, to be sure, only a remote similarity to the excretory processes, but which can nevertheless guide us to them, namely, the concept of the becoming aware of our Self.

Think for a moment, how is it really possible after all to affirm that there is such a thing as the becoming aware of one's Self? If you move incautiously in a room and stumble against some external object you say that you have run into something. This impact is actually a becoming aware of your own Self in such a way, that the collision has in reality become for you an inner occurrence. For what is the collision with a foreign object so far as it affects you? It is the cause of a hurt, a pain. The process of feeling pain takes place entirely within yourself. Thus an inner process is called forth by the fact that you come into contact with a foreign object, and that this constitutes a hindrance in your way. It is the becoming aware of this hindrance that calls forth the inner process which, in the moment of collision, makes itself known as pain. In fact, you can easily conceive that you do not need to know anything else whatever in order to experience this becoming aware of your Self except the effect, the pain, caused by coming into contact with an external object. Imagine that you stumble against an object in the dark without knowing at all what it is, and that you hit it so hard that you do not even stop to think what it might be, but notice only the effect in the pain.

In this case you have felt the blow in its effect in such a way that you live through an inner process within yourself. You are not inwardly conscious of anything but an inner process in such a case, where you think of the blow as having taken place in the dark and of your having experienced its effect in pain. Of course, you say to yourself “I have run into something,” but this is nevertheless a more or less unconscious conclusion resulting from your inner experience of the outer object.

From this you can see that man becomes aware of his inner Being in the sensing of resistance. This is the concept we must have: becoming aware, consciousness of inner life, of being filled with real inner experiences through the sensing of a resistance. This is somewhat the concept which I have here developed in order to be able to make the transition to another concept, that of the excretions in the human organism. Let us suppose that the human organism takes into itself in some way or other, into one of its organ-systems, a certain kind of physical substance, and that this organ-system is so regulated that through its own activity it eliminates something from the substance taken in, separates it from the substance as a whole, so that through the activity of this organ the original complete substance falls apart into a finer, filtered portion and a coarser portion, which is excreted. Thus there begins a differentiating of the substance taken in, into a substance that is further useful, which can be received by other organs, and another that is first separated and then excreted. The unusable portions of the physical substance are thrust away in contrast with the usable portions, an expression here justified, and we have such a collision as I described roughly in the case of one's running against some outer object. The stream of physical matter as a whole, when it comes into an organ, runs against a resistance as it were; it cannot remain as it is, it must change itself. It is told by the organ, as we might say: “You cannot remain as you are; you must transform yourself.” Let us suppose that such a substance goes into the liver. There it is told, “You must change yourself.” A resistance is set up against it. For further use it must become a different substance, and it must cast off certain portions. Thus it happens in our organism that the substance perceives that resistance is present. Such resistances are to be found within the entire organism in a great number of different organs. It is only because secretion takes place at all in our organism, because we have organs of secretion, that it is possible for our organism to be secluded within itself; to be a self-experiencing being. For only so can any being become conscious of its own inner life, through the fact that its own life meets with resistance. Thus we have in the processes of secretion processes important for human life—processes, in other words, by means of which the living organism secludes itself within itself. Man would not be a Being secluded within himself if such processes of secretion did not take place.

Let us suppose that the flow of nourishment or of oxygen that has been absorbed, were to pass through the human organism as if through a tube. The result, if no resistance were offered through the organs, would be that the human organism would not be conscious within itself of its own inner life but would experience itself; on the contrary, only as belonging to the great world as a whole. We might, to be sure, imagine also that the crudest form of this resistance were to appear in the human organism, that the substance in question might knock itself against a solid wall, and turn back again into itself. This would not, however, make any difference to the inner experience of the human organism; for whether a flow of food or of oxygen were to pass through the organism, entering at one end and passing out at the other, being reflected back on itself as through a hose, this would not make any real difference to an inner experience of the human organism. That this is so we can at once gather from the fact that, when we bring it about in our nervous system that a concept turns back into itself, we thereby lift our nervous system right out of the inner experience of the human organism. It makes no difference why the human organism is left unaffected, whether because the streams entering from without are completely reflected or merely pass through. What makes it possible to realise the inner life of the human organism is the processes of secretion.

Now if we observe that organ which we must consider the central organ of the human organism, the organ of the blood, noting how it continually renews the blood in one direction by taking in oxygen, and if we see in this organ the instrument of the human ego, we may then say that if the blood were to go through the human ego unchanged, it could not in that case be the instrument of the human ego, that which in the very highest sense enables man to be conscious of his own inner life. Only through the fact that the blood undergoes changes in its own inner life, and then goes back as something different, in other words, that something is excreted from the changed blood, only because of this is it possible for man, not only to have an ego, but to experience it inwardly with the help of a physical-sensible instrument.

We have now enunciated the concept of the process of excretion. We shall next have to ask ourselves how it is with that excretion pertaining to the outermost boundary of the human organism. It will certainly not be difficult for us to conceive that the human organism as a whole must operate in such a way that this excretion can take place just where it does, on the periphery. For this purpose it is necessary that, confronting all the streams of the human organism, there should be one organ which is connected with this most extensive of all the processes of excretion. And this organ which is, as you will readily surmise, the skin in its most comprehensive sense together with everything pertaining to it, presents most directly to the view what we call essential in the human form. When we picture to ourselves, therefore, that the human organism can be inwardly conscious of its own life at its outermost periphery only through the fact that it has placed the organ of the skin where it confronts all its various streams, we are obliged to see in the peculiar formation of the skin one of the expressions of the innermost force of the human organism.

How shall we think of the skin-organ with everything pertaining to it? We shall see later in detail what it is that pertains to it, but to-day we shall characterise these relationships as a whole.

Here we must be clear about one thing. In what belongs to our conscious inner experience, about which we can still have a kind of knowledge through some sort of self-observation, there is not to be included that structure which comes to expression in the form of our skin. Even though we are still actively sharing in the fashioning of the outer surface of our body, this active sharing is such that we may say all directly voluntary action is completely excluded. It is true that as regards the mobility of the surface of our body, in our facial expression, gestures, etc., we have an influence which still extends to what we may call our conscious activity; but in the actual formation we have no longer any influence. It must, of course, be admitted that man does have a certain influence within narrow limits upon the outer form of his body through his inner life between birth and death. With regard to this anyone can convince himself who has known a man at a certain definite time of life, and who then sees him again after perhaps ten years. Especially is this true if, during these ten years, this man has gone through profound inner experiences, and especially those connected with the acquiring of knowledge, not such knowledge as constitutes the subject-matter of external science, but rather those which cost blood and are connected with the destiny of the whole inner life. We then see, indeed, how within certain narrow limits the physiognomy changes; how to a certain extent, therefore, man does have within these limits an influence upon the formation of his body. Yet he has it only to a very slight degree, as anyone will have to admit; for the most essential share in the forming of man is not entrusted to his volition with the help of what reaches him through his consciousness. On the other hand we must admit that the entire human form is adapted to man's essential being. Anyone who looks into these things will never for a moment imagine that what we mean by the whole range of human capacities could develop in a being having any other form than the human form as it exists in the physical world. Everything in the way of human capacities is related to this human form. Just suppose for a moment that the frontal bone were in any other position with relation to the whole organism than what it is; in that case you would have to suppose that this different position of the frontal bone, this changing of form, would presuppose at the same time entirely different capacities and forces in man. It is possible, indeed, to make a study of this in mankind as one comes to see clearly that there are different capacities among human beings having a different outer formation of the head or other organs. This is the way, then, that we must create for ourselves a concept of the conformity of the human form to man's being in its totality, of the complete correspondence between the outer form and the essential quality of man's entire being. What lies in the forces that are active in this adaptation has nothing to do with what enters into man's own activity within the compass of his own consciousness. Since, however, man's form is connected with his spiritual activity, and with his soul-life as well, it would not be possible to imagine otherwise than that the forces which bring about the human form are those which come from another direction, to meet the forces that man himself develops within his form. Here within him are the forces of intelligence, of feeling, of temperament, etc. These the human being can develop only in the physical world, as conditioned by his particular form. This form must be given to him. Whatever capacities of ours need this form must receive it already prepared, if I may express it thus, from corresponding forces of a similar kind, which, working from the other direction, first build up the form in order that these capacities may be used as they ought to be used. It is not difficult to gain this concept. We need only think of a case like the following. When we have a machine which is to be used for some intelligent activity, some activity that has a purpose, we have to do in the first place with the machine and this purposeful activity. In order, however, that the machine may come into existence, it is necessary that similar activities be carried out, which assemble the parts of the machine and give form to the whole. These activities must be similar to those which are later carried on by means of the machine itself. We must say, therefore, that when we observe a machine it is wholly and absolutely explicable on mechanical principles; but the fact that the machine is adapted to its purpose requires us to suppose that it came into existence through the activity of a mind which had thought out that purpose beforehand. This spiritual activity has withdrawn, to be sure, and does not need to be brought forward when we wish to explain the machine scientifically; yet it is there, behind the machine, and first produced it.

So likewise can we say that, for the developing of our capacities and powers as human beings, we need above all those systems of forms which lie within the moulding of our organism. There must be behind this human form, however, forces that do the forming, which we can as little find in the already fashioned form as we find the builder of the machine in the machine itself.

Through this idea something else will become quite clear to you. A materialistic thinker, for instance, might come forward and say: “But why do we need to assume that there are intelligent forces and beings behind that which gives form to our physical world? We can, indeed, explain the physical world through itself, by means of its own laws: a watch or a machine, for example, can be explained by means of its own laws.” Here we have arrived at a point where the worst kind of errors appear, on this side and that, where from the anthroposophical standpoint also, or among those who stand for some other spiritual world-conception, such errors occur. If it should be disputed, for example, by a spiritual-scientific world-conception that the human organism as it presents itself to us and which we are now observing according to its form, can be explained purely mechanically, or mechanistically through its own laws, that would naturally be going too far and would be quite unjustified. The human organism is, indeed, absolutely and entirely explainable out of its own laws, just as is the watch. Yet it does not follow from the fact that the watch can be explained by means of its own laws that the inventor was not behind the watch. This objection, accordingly, answers itself through the very fact that it must be admitted that the human organism must be explained on the basis of its own laws.

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When we think, therefore, from the point of view of spiritual science, we have first to seek behind the form of a man as a whole for the form-creative beings—that is for what underlies this entire human being. If we wish to form a concept of how the human form comes to be at all, we must think of it as coming about on the one side through the fact that the form-giving forces unfold themselves, and that in the building up of this human form they at first enclose themselves within it. We have presented to us, accordingly, in the formation of the skin, the most extensive circumference spatially of that which stands for the self-enclosing of the formative forces in man. We might draw a sketch and think of of these form-giving forces in man as flowing outward and enclosing themselves within the outer form, which shall here be indicated simply by the line AB. It will becom clear to us that we shall have further need for this concept in order to understand what goes on at this outermost circumference of the human being, anywhere inside the skin. There is something else, however, about which we must be clear: that not only within the human skin do we find such enclosing, but also within the human organism itself we have the same sort of self-enclosing of the activity and fullness of being which work into it from outside. You need only reflect upon all that has been said up to this point and you will remember that we do find just such self-enclosing activity inside the human being, one in which we take no more part than in the forming of our skin-surface. We mean here those very activities which come about in the organs of the liver, the gall-bladder, the spleen, etc. That which streams into the organism by means of the forces contained in the nutritive substances is stopped by these organs. Something is pushed against it; a resistance is set up in opposition to it. In other words here in these organs the external vital activity of these substances is transformed. Whereas, therefore, in the case of the form-giving forces within us, it is necessary to think of these as being active as far as the skin, and whereas outside the skin we find no more form-giving forces, we must picture to ourselves that in the case of those forces which enter into us with the stream of nutrition or air, there is not a complete enclosing of what finds its way inward as currents from without, but rather there takes place a transformation. We must not think of these organs as stopping something, as is the case with the skin, but must rather think that the vital activity of the substances is so changed by them that the stream of food taken in by these organs (a) is then conveyed further in a changed form (b) after it has met with resistance. Thus we have here to do with a process of change, and this concerns especially those particular organs which we have characterised as the inner cosmic system in man. They change the external movements of the substances. These are forces which, in contrast to the form-forces that build up the whole organism, we may call forces of movement. Within our inner cosmic system these forces, which transform the inner vital activity of the nutritive substances, themselves become movement; so that we can rightly speak here of forces of movement in these organs.

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We are now far enough advanced in our considerations to be able to say that there are forces which work from outside into the human organism, forces whose activity we cannot compass within the horizon of our consciousness. All that we can refer to as “activities” in this case takes place below the threshold of our consciousness, for certainly no one in a normal state of consciousness can observe the activity of his liver, his gall-bladder, spleen, etc. And now, since our whole nervous system is a member of our organism, the question arises: what prevents this nervous system from knowing something about the formation of the organs in this organism? This certainly does take place there; the forces that give us our form are at work in our organism, and similarly those within our inner cosmic system which change the movement and the vital activity of substances. How does it come about that we know nothing of all this?

The nervous system of our brain and spinal cord is intended, in a normal state of consciousness, to convey external impressions to the blood, that is, to take the impressions in as physical processes in such a way that these processes beat against the blood, as it were, and in doing this inscribe themselves upon the instrument of the ego, the blood, so that the outer impressions are thereby transferred to it. And just as truly the branches of the sympathetic nervous system which, with its ganglions and ramifications, stands guard over the inner cosmic system, are intended to keep the processes that go on in this inner cosmic system from approaching as far as the blood, to hold these processes back, so to speak. You have now heard something more in regard to what I have previously touched upon, namely, that the sympathetic nervous system has a function contrary to that of the nervous system of the brain and spinal cord. Whereas the latter must make the effort to convey external impressions to the blood in the best possible way, the sympathetic nervous system, with its opposite activity, must be continually holding back from the blood, from the instrument of the ego, the transformed vital activities of the substances that have been taken in. If we observe the digestive process, we have there, first, the taking in of external nutritive substances; then the holding back of the vital activities peculiar to these nutritive substances, and the transformation of these by means of the inner cosmic system of man. The vital activities of these substances, accordingly, are changed into other sorts of vital activities. In order that we need not, placed as we are in the world, continually perceive inwardly what goes on in our inner organs, this entire stream of processes must be held back from the blood by means of the sympathetic nervous system, whereas that other nervous system goes to meet what is taken in from outside.

Here, then, you have the function of the sympathetic nervous system, which becomes a part of our organism for the purpose of holding our inner processes, not allowing them to penetrate to the ego-instrument, the blood. I called your attention yesterday to the fact that the outer life and the inner life of man, as they are expressed in the ether-body, present a contrast; and that this contrast between the inner life and the outer is expressed in tensions which finally come to a climax, as we saw, in those organs of the brain called the pineal gland and the pituitary body.

Now, if you put together yesterday's and to-day's discussions, you will be able to understand that everything which beats in upon us from outside, in order to stand in the closest possible contact with the circulation of the blood, strives to unite with its counterpart, with what is held back by the sympathetic nervous system. For this reason we have, in the pineal gland, the place where what has been brought to the blood by means of the nervous system of the brain and spinal cord unites with what approaches man from the other direction; and the pituitary body is there as a last outpost to prevent the approach of what has to do with the life of the inner man. There are opposite to each other, at this point in the brain, two important organs. Everything that we live through in our inner organisation remains below our consciousness; for it would, indeed, be terribly disturbing to us if we were to share consciously in our whole process of nutrition. This is kept back from our consciousness by means of the sympathetic nervous system. Only when this reciprocal relationship between the two nervous systems, as this is expressed in the state of tension between the pineal gland and the pituitary body, is not in order does something result which we may call a “glimmering through from the one side to the other,” a being disturbed on the one side by the other. This takes place when some irregularity in the activity of our digestive organs expresses itself in our consciousness in feelings of discomfort. In this case we have a raying into the consciousness, although very obscure, of the internal life of the human being, which has first been changed with the help of the inner cosmic system from the form it had in the life outside. Or in special emotions, such as anger and the like—which have a particularly strong influence on man, originating in the consciousness, we have a breaking through from the other direction into the organism. We then have one of these cases in which emotions, unusual inner disturbances of the soul, can influence in a specially harmful way the digestion, the respiratory system and also, consequently, the circulation of the blood and everything that lies below consciousness.

It is thus possible for these two sides of human nature to act reciprocally upon each other. And we are obliged to state that, as human beings, we actually stand in the world as a duality: a duality in the first place which has, in the nervous system of the brain and the spinal cord, instruments that bring external impressions to the blood, the instrument of the ego. From this whole stream of soul-life is held back, by means of the sympathetic nervous system, everything in the way of inner realisation of the life of the organs. These two streams confront each other all along the line, so to speak; but we find their special expressions in those two organs of which we spoke at the close of yesterday's lecture. From this point we will continue our considerations in the next lecture.

  • 1. Absonderungsorgane. The term Absonderung is applied in these lectures to the process whereby various organs take out a portion of the nutritive matter and hold this for use (=secretion) and at the same time reject the rest of the matter (=excretion), either discharging this portion out of the body or passing it on to be discharged. The important aspect of the process, from the point of view of these lectures, is that of separation, implying resistance, through which alone man can become conscious of himself. Hence the term excretion is used for Absonderung except where secretion is obviously required.
  • 2. See footnote, p. 79.
80b. The Threshold In Nature and In Man01 Feb 1921, Basel
Tr. Mary Adams

Rudolf Steiner
We find thus in Greek times the heliocentric conception of the world; we find the very same picture as we have to-day of man's place in the planetary system and his relation to the heaven of the fixed stars. In olden times, however, this heliocentric conception of the world was a secret known only to a few, who had undergone a strict training of the will before such knowledge could be imparted to them.
The men of olden times were threatened with the loss of self, with a kind of faintness of the soul. We are faced with the danger of losing the world for our ego-consciousness; of being so surrounded and overborne by purely mathematical pictures of the world, purely atomistic conceptions, that we lose all sense of the “whole” world in its infinite variety and richness.
80b. The Threshold In Nature and In Man01 Feb 1921, Basel
Tr. Mary Adams

Rudolf Steiner

This lecture is also known as The Human Soul and the World of Nature.

It will be clear, I think, from what has been said on earlier occasions that the Spiritual Science cultivated at the Goetheanum has nothing sectarian about it, nor does it set out to found a new religion. It gives full recognition to the progress of natural science in modern times, drawing indeed, in a certain sense, the ultimate necessary consequences of the whole trend and spirit of modern science. This will be particularly evident when we come to consider questions concerning our inner life and our knowledge of the world; and to-day I will ask your attention for one such specific question. It embraces a very wide realm, and all I can do here is to give a few indications towards its solution. I shall try to give these in such a way as to throw light on what we consider to be the tasks of the Goetheanum in Dornach.

The subject before us is concerned with two ideas that man can never contemplate without on the one hand feeling an intense longing awaken within him, and on the other being brought face to face with deep doubts and riddles. These two ideas are: the inner being of Nature and the inner being of the human soul.

In his knowledge man feels himself outside Nature. What would induce him to undertake the labour of cognition, were it not the hope of penetrating beyond the immediate region within which he stands in ordinary life, of entering more deeply into the Nature that presents herself in her external aspect to his senses and his intellect? It is, after all, a fact of the life of soul, and one that becomes more and more apparent the more seriously we occupy ourselves with questions of knowledge, that man feels separated from the inner being of Nature. And there remains always the question—to which one or another will have a different answer according to his outlook on the world—whether it be possible for men to enter sufficiently deeply into the being of Nature to allow him to gain some degree of satisfaction from his search. We have at the same time the feeling that whatever in the last resort can be known concerning the being of Nature is somehow also connected with what we may call the being of man's soul.

Now this question of the being of the human soul has presented itself to human cognition since very early times. We have only to recall the Apollonian saying: “Know thyself.” This saying sets forth a demand which the conscientious seeker after knowledge will feel is by no means easy of fulfillment.

We shall perhaps be able to come to a clearer idea of the tasks of the present day in this connection if we go back to earlier ages and remind ourselves of conceptions that were intimately bound up, for the men of olden times, on the one hand with the knowledge of the inner being of Nature, on the other with the self-knowledge of man. Let us then look for a little at some of these conceptions, even though they will take us into fields somewhat remote from the ordinary consciousness of to-day.

In olden times, these two aims—knowledge of Nature and knowledge of self—were associated in the mind of man with quite strange, not to say terrifying, conceptions. It was indeed not thought possible for man to continue in his ordinary way of life if he wanted to set out on the path to knowledge; for on that path he would inevitably find himself in the presence of deep uncertainties before he could come to any satisfying conviction. In our day we are not accustomed to think of the path of knowledge as something that leads us away from.the natural order of our life; it leaves us free to go forward in everyday life as before. And one must admit that the knowledge offered to us in our laboratories and observatories and clinics is not such as to throw us “right off the rails,” in the way attributed to the path of knowledge that the pupils of wisdom in early times had to tread.

They beheld a kind of abyss between what man is and can experience in ordinary life, and what he becomes and is confronted with when he penetrates into the depths of world-existence, or into the knowledge of his own being. They described how man feels the ground sink away from under his feet, so that only if he be strong enough not to succumb to giddiness of soul can he go forward at all into the field of ultimate knowledge. To tread this path of knowledge unprepared would involve man in a harder test than he is able to meet. Serious and conscientious preparation was necessary before he dare bridge the abyss. In ordinary life man is unaware of the abyss; he simply does not see it. And that, they said, is for him a blessing. Man is enveloped in a kind of blindness that protects him from being overcome by giddiness and falling headlong into the abyss. They spoke too of how man had to cross a “Threshold” in order to come into the fields of higher knowledge, and of how he must have become able to face without fear the revelations that await him at the Threshold. Again, in ordinary life man is protected from crossing the Threshold. Call it personification or what you will, in those ancient schools of wisdom they were relating real experiences when they spoke of man being protected by the “Guardian of the Threshold,” and of undergoing beyond it a time of darkness and uncertainty before ultimately attaining to a vision of reality, a “standing within” spirit-filled reality.

It is inevitable that in our day all manner of confused and hazy notions should connect themselves with such expressions as “Threshold,” “Guardian of the Threshold.” Let me say at once that mankind is undergoing evolution; nor is it only the outer cultural renditions that change and develop, but man's life of soul is changing all the time, moving onward from state to state; consequently the expressions which in olden times could be used to describe intimate processes in the life of soul, cannot bear the same meaning for present-day mankind. What man meant in olden times when he spoke of the Threshold and the Guardian of the Threshold was something different from the processes that take place in man to-day, when he resolves to go forward from ordinary knowledge to super-sensible knowledge; and it is only with a view to making more comprehensible what I shall have to say regarding these latter that I bring in a comparison with ancient conceptions.

What was it of which the men of olden times were afraid? What was it for which the pupil in the School of Wisdom had to be prepared by means of an exact and thoroughgoing discipline of the will—a discipline that should make the will strong and vigorous, able to stand firm in extremely difficult and perplexing situations in Life? Strange though it may sound, it becomes clear to us if we are able to survey the course of human evolution, that what men feared in those times was actually none other than the condition of soul which mankind in general has reached to-day. They wanted to protect the pupil from coming all unprepared to the condition of mind and soul to which we have been brought by the scientific education of the last three or four centuries. Let me illustrate this for you in a particular case.

We all accept to-day the so-called Copernican view of the universe. This view places the sun in the centre of our planetary system; the planets revolve round the sun, with the earth as a planet among the other planets. Ever since the time of Copernicus, this is the picture men have had. In earlier times, quite another picture of the world lived in the general consciousness of mankind. The earth was seen in the centre, and the sun and stars revolving round the earth. Man had, that is to say, a geocentric picture of the world. Copernicus replaced it with a heliocentric picture of the world. Man has now no longer the feeling of standing on firm ground; he sees himself being hurled through space, together with the earth, at a terrific speed. As for how it all looks to the eye, that, we are told, is a mere illusion, induced by relations of perspective and the like, to which human vision is subject.

Now, this heliocentric picture of the world already existed in earlier ages. Plutarch is a writer from whom we can learn a great deal concerning the men of olden times, and how they thought about the world. Let me read you a passage translated from his writings. Plutarch is speaking of Aristarchus of Samos, and he describes the way in which Aristarchus conceived the world. We are therefore taken back into early Greek times, into an epoch many centuries before the Middle Ages, and before Copernicus. In the opinion of Aristarchus, says Plutarch, the universe is much bigger than it looks; for Aristarchus makes the assumption that the stars and the sun do not move, but that the earth revolves round the sun as centre, while the sphere of the fixed stars, whose centre is also in the sun, is so immense that the circumference of the circle described by the earth is to the distance of the fixed stars as is the centre of a sphere to its entire surface.

We find thus in Greek times the heliocentric conception of the world; we find the very same picture as we have to-day of man's place in the planetary system and his relation to the heaven of the fixed stars. In olden times, however, this heliocentric conception of the world was a secret known only to a few, who had undergone a strict training of the will before such knowledge could be imparted to them.

It is important to grasp the significance of this fact. What is common knowledge to-day, freely spoken of by everyone, was in earlier times a wisdom known to a select few. What such a wisdom-pupil knew, for example, concerning the sun and its relation to the earth was considered a knowledge that lay “beyond the Threshold”; man must needs first cross the Threshold before he can come into those fields where the soul discovers this new relationship to the universe. The very same knowledge that our whole education renders familiar and natural to us to-day, was for them on the other side of a Threshold that must not be crossed without due preparation.

What we have shown with regard to the astronomical conception of the world could quite well be worked out for other spheres of knowledge. We should again and again find evidence of how the whole of mankind has in the course of evolution been pushed across what was for Olden times a Threshold on the path to higher knowledge. The apprehension that was felt in those times about the condition of soul evoked by such knowledge, has shown itself frequently in later centuries in the attitude of the churches, which preserve and tend to perpetuate the traditions of the past. Again and again the churches have rejected knowledge that has been attained in the progress of civilisation; and when, for example, the Roman Church refused to acknowledge the teaching of Copernicus (as it did until the year 1827), the reason was the same as [that which] in ancient times prevented the priests from giving out Mystery knowledge to the masses—namely, that the knowledge would bring man into uncertainty if he were not duly prepared beforehand.

Now it is well-known that no power on earth can withstand for long the march of progress; and we in these days have to think in an entirely new way about what one may call the “Threshold of the Spiritual World.” Spiritual Science is no “warming up” of Gnostic or other ancient teaching, but works absolutely on the principles of modern natural science, as I think will have been evident from the example we have been considering.

How was it that men of olden times feared knowledge which today is the common property of all mankind? In my book Die Ratsel der Philosophie1, I have described the changes that have come about in man's mind and soul since early Greek times. The Greek had not a self-consciousness that was fully detached from the external world. When he thought about the world, he felt himself, so to speak, “grown together” with it; he was as closely united with it as we are to-day in the act of sense-perception. For him thought was also, in a manner speaking, sense-perception. Red, blue, G, C sharp—these are for us sense-perceptions; but thought we ourselves produce by inner activity. For the Greek this kind of inner activity did not yet exist. Just as we get red, green, G, C sharp from sense-perception, so did he get the thoughts too from the external world. He had not yet the independence that comes from the comprehension of self. Only quite gradually has the perception and understanding of the self developed to what it is to-day. Self-consciousness has grown steadily stronger in the course of time, and man has thereby detached himself from surrounding Nature. He has learned to look into himself, inwardly to comprehend himself as something that acts independently. In doing so he has placed himself over against Nature; he stands outside her, that he may then contemplate her inner being from without. And with this detachment of thought from external objective life is connected also the birth of the feeling of freedom, that sense of freedom which is in reality a product only of the last few centuries.

We have come to regard history more and more in its purely external aspect; but if we were to consider it, as we try to do in spiritual science, in a more inward way, we should discover that the experience we have to-day when we speak of “freedom” was not there for the Greek. Although we translate the corresponding word in their writings with our word “freedom,” the feeling we associate with the word was quite unknown to the Stoic, for example, and other philosophers. A careful and unbiased study of Greek times will not fail to make this clear.

I laid stress in my Philosophie der Freiheit2 which was written in the early nineties, on the connection of the experience of freedom with what I called “pure thinking”—that thinking which is completely detached from the inner organic life, and which (if the expression be not misunderstood) becomes, even in ordinary life, cognition on a higher level. For when we permeate pure thinking with moral ideas and impulses—that is, with ideas and impulses that are not associated with desires, or with sympathies and antipathies, but solely with pure, loving devotion to the deed that is to be done—when we do this and allow the impulse to quicken in our soul to action, then the action we perform is truly free.

One cannot really put the question concerning freedom in the way that is frequently done, when it is asked: Is man free or unfree? All one can say is that man is on the way to freedom. By cultivating self-evolution and self-knowledge, by achieving inner liberation from his accustomed attitude of mind and soul, man is treading a path that will enable him to rise to pure thinking; and on this path he becomes increasingly free. It is thus not a matter of “either—or,” but rather of gradual approach, or, shall we say, of both. For we are at once free and unfree; unfree where we are still governed by our desires, by what rises up out of our organism, out of the life of instinct; free, on the other hand, where we have grown independent of the instinctive life, where we are able to awaken within us pure love for the deed that has been envisaged in pure thinking.

The condition of mind that leads to the experience of freedom—the condition, namely, of pure thinking, to which man is able to surrender himself—must necessarily, for present-day man, remain an ideal; an ideal, however, that is indissolubly bound up with his worth and dignity as man.

We are on the way to such an ideal, and it is natural science that has set us upon the path. In all the development of natural science in modern times—and the results of this natural science carry authority in the widest circles and tend more and more to become the groundwork of our whole education and culture—one thing stands out clearly. Study the development of natural science and you will be struck with the growing recognition of the value and importance of the thought—the thought that is elaborated by man himself inwardly. This is true in the realm of the inorganic, from physics up to astronomy, as well as in the realm of the organic, and in spite of the fact that scientists base their results everywhere on observation and experiment. And through the work he does in thinking, man develops an enhanced self-consciousness; which means, that his detachment from the inner being of Nature grows.

We can here take once more the example of Astronomy. What Copernicus did, fundamentally speaking, was to reduce to calculation the results of observation. In this way one arrives at a world system that is completely detached from man. The world systems of ancient times were not so; they were always intimately connected with the human being. Man felt himself within the world; he was part of it. In our time man is, so to speak, incidental. He sees himself hurled through universal space together with the planet Earth, and his picture of the whole structure of the world is completely divorced from himself; that which lives in his own inner being must on no account be allowed to play a part in his conception of the universe. Man becomes filled, that is to say, with a thought-content that is the means of detaching him from himself. True, he thinks his thoughts, and in thinking remains always united with his thoughts; but he thinks them in such a way that they have no sort of connection with what rises up out of his organism, out of his life of instinct. He is under necessity so to think that, although the thought remains united with him, it nevertheless wrests itself free from the human-personal in him, so that in his thoughts he becomes, in effect, completely objective.

And this experience brings man to greater consciousness of self. The strenuous efforts required for finding one's way to clear conceptions in the field of astronomy or physics or chemistry to-day, or even only for following in thought the results of others' work, are bound to lead to a strengthening of the consciousness of self.

In the ancient civilisations—and herein lies the great difference between them and our own—education was not directed to the strengthening of self-consciousness. Rather had it the tendency to make man's thinking correspond with what he saw with his eyes. So arose the Ptolemaic conception of the world, which in all essentials is a reproduction of what we perceive with the external senses. Man was not thrust so far out of himself as he is by the modern scientific outlook; hence his self-consciousness did not grow. He remained more within his body—held there, as it were, by enchantment. Consciousness of self he derived from his instincts, and from the feeling of life and vitality within him. Although in our age we have drifted into materialism, this living in the body has been overcome by the development of thinking; and the consciousness of self has grown correspondingly. The very fact that we have become materialists, and lost our awareness of the spiritual in the objects perceived by the senses, has contributed to the achievements of thought. In olden times it was feared that if a man were brought unprepared to the kind of thinking such as is necessary, for example, to grasp the heliocentric system, he would “faint” in his soul; his consciousness of self would not be strong enough to sustain him.

This accounts for the emphasis on the training of the will; for a strong and vigorous will strengthens also the consciousness of self. The preparation of the pupil in the Wisdom School was therefore directed primarily to the will, in order that he might grow strong enough to endure, beyond the Threshold, that picture of the world for which a highly-developed consciousness of self is required.

We see, then, what it was men feared in olden times for the pupil who was to be guided into the inner being of the things of the world, into the inner being of Nature. They were afraid lest he be hurt in his soul, through falling into a condition of uncertainty and darkness, a condition comparable, in the realm of soul, with physical faintness. This danger they hoped to avoid by a thoroughgoing discipline of the will. In ordinary life, they said, man must remain on this side of the realm where the dangerous knowledge is to be found; a Guardian holds him back from the region for which he is unfit, thus protecting him from being overcome by faintness of soul. And their description of the experiences the pupil had to undergo if he wanted to cross the Threshold and pass the Guardian correspond exactly to inner experiences of the soul.

It was told how, when the pupil draws near the Threshold, he immediately has a feeling of uncertainty. If he has been sufficiently prepared, he is able to stand upright in the realm which would otherwise make him giddy; he passes the Guardian of the Threshold and, by virtue of the powers of his soul, enters into the spiritual world—which the Guardian would otherwise not allow him even to behold. But he must be able also to stay in the spiritual world with full consciousness. For the tremendous experiences that await him there call for strength and not for weakness, and if he were to let go, these experiences would have a shattering effect on his whole organisation; he would suffer grievous harm.

And now the strange thing is that in course of evolution a knowledge that could be attained by pupils of the ancient Wisdom Schools only after most careful preparation has become the common property of all mankind. We stand to-day in our ordinary knowledge beyond what the men of old felt to be a Threshold. The purpose they had in view in the ancient Wisdom Schools was that the pupil, when he looked into his own inner being, should feel himself united there with the inner being of Nature. And believing that if he did so unprepared, he would sink into a kind of spiritual faintness, they would not allow him to attempt this exploration until he had received the right discipline and training. And yet in our age everyone penetrates into this region utterly unprepared!

As a matter of fact man is experiencing to-day precisely what the ancients took such care to avoid. He acquires his knowledge of Nature; and he acquires also a strong consciousness of self that enables him to stand upright amid all the knowledge that is current to-day in astronomy, physics, chemistry, biology, etc. He imbibes this knowledge and can remain steadfast without losing his balance. Nevertheless there is a quality in his life of soul that the men of old would deeply deplore. Because in the course of evolution we have acquired thought and the feeling of freedom and a stronger selfconsciousness, therefore we do not lose ourselves when we study the results of natural science; but we do lose something, and the loss is only too manifest to-day in the soul-life of mankind everywhere.

In this matter we labour under great illusion; we dream, and we cling to our dreams, and will not let them go. I have often spoken of how natural science brings conscientious students to a recognition of the boundaries of knowledge, boundaries man cannot pass without taking his power of cognition into forbidden—nay, into impossible—regions. A very distinguished scientist of modern times has spoken of the “Ignorabimus,” reading into the word a confession that however far we go in the knowledge we acquire from sense-observation and the intellect, we never penetrate to the inner being of Nature. I here touch on a subject that at once lands us in conflict, as was felt even at a time when natural science was far less advanced than it is to-day. It was Albrecht von Haller who expressed the “Ignorabimus” in the well-known lines:

To Nature's heart
No living soul can reach.
Thrice happy he
To whom she shows
Even her outer shell.

Goethe, who used constantly to hear these words on the lips of those who shared Haller's attitude towards Nature, labeled such thinkers “Philistine.” For him they are men who do not want to rouse themselves to inner activity of soul; for by dint of inner activity the soul of man can kindle a light within—a light which, shining upon the heart of Nature, shall carry the soul into her innermost being. Goethe proclaims this in forcible and trenchant manner in his poem Allerdings, quoting to begin with the words to Haller:

‘To Nature's heart
No living soul can reach.’
O Philistine,
To me and mine
What use in such a speech?
We think, through every part
We enter into her heart.
Still the cry goes,
‘Thrice happy he
To whom she shows
Even her outer shell.’

For sixty years I have heard that cry;
I curse it, but secretly, silently,
Say to myself a thousand times,
Gladly she gives and she gives us all!
Nature is neither kernel nor shell,
She is both in one; she is one and all.

Look in your own heart, man, and tell
If you yourself are kernel or shell!3

Out of an instinctive feeling that was conscious and yet at the same time unconscious, Goethe rejected utterly the separation of the being of man's soul from the innermost being of Nature. He saw clearly that if the soul becomes conscious, in a healthy manner, of its own real being, then that consciousness brings with it the experience of standing within the innermost heart of Nature.

This conviction it was that kept Goethe from accepting Kant's philosophy. They make a great mistake who assert that at one time of his life Goethe came very near to the philosophy of Kant. In contradistinction to what Kant recognised as the human faculty of cognition, Goethe postulated what he called “perceptive judgment.” This means that in order to form a judgment we do not merely pass in abstract reasoning from concept to concept; rather do we use inwardly for thought the kind of beholding we use outwardly in sense perception. Goethe says he never thought about thinking; what he set himself continually to do was to behold the living element in the thought. And in this beholding of the thoughts he saw a way to unite the human soul with the very being of Nature.

Anthroposophical Spiritual Science would go further on the same path. This perceptive judgment—which, as presented by Goethe, was still in its beginnings—it sets out to develop in the direction indicated in my book How to Attain Knowledge of the Higher Worlds. Faculties of cognition, which in ordinary life, and in the pursuit also of ordinary science, remain latent in man, are led up to “vision,” to a “new beholding.” Just as man perceives around him with the physical eye colours, or light and darkness, so with the eye of the spirit does he now behold the spiritual. By the practice of certain intimate exercises of the soul, he calls forth and develops within him powers that usually remain hidden, and so lifts himself up to a higher kind of knowledge which is able to plunge into the very heart of external Nature. You have frequently heard me speak of the successive stages of this higher knowledge, and I would like here to say a little about their evolution from a particular point of view.

We are accustomed to think of the course of our life as divided between waking and sleeping. These two conditions must, we know, alternate for us if we are to remain healthy in mind and body. How is it with us from the time of awakening to the time of falling asleep? The experiences of the soul are permeated with thoughts; the thoughts receive a certain colouring from the life of feeling; and there is also the life of will, which wells up from dim depths of our being under the guidance of the thoughts, and accomplishes deeds. In the other condition, that of sleep, we lie still; our thoughts sink into darkness; our feelings vanish and our will is inactive. The ordinary normal life of man shows these two alternating conditions. The picture is, however, incomplete; and we shall not arrive at any satisfactory idea of the nature of man if we are content to see the course of his life in this simple manner.

We take it for granted that between waking up and falling asleep we are awake. But the fact is, we are not awake in our whole being. This is overlooked, and consequently we have no true psychology; we come to no right understanding of the soul. If, ridding ourselves of all prejudice, we try to observe inwardly what we experience when we feel, We discover that our feeling life is by no means so illumined with the light of consciousness as is the life of thought and ideation. It is dim, by comparison. For a sense of self, for an experience of self, the life of feeling is undoubtedly every bit as real as—even perhaps in some ways more real than—the life of thought: but clarity, light-filled clarity, is enjoyed by thought alone. There is always something undefined about the life of feeling. Indeed, if we examine the matter carefully, comparing different conditions of soul one with another, we are led finally to the conclusion that the life which pulsates in feeling may be compared with dream life. Study the dream life of man; consider how it surges up from unknown depths of his being; how it manifests in pictures, but in pictures that are vague and indeterminate, so that one does not see all at once exactly how they are connected with external reality. Has not the life of feeling the same quality and character?

Feelings are, of course, something altogether different from dream pictures, but when we compare the degree of consciousness in both, we find it to be very much the same. The life of feeling is a kind of waking dream; the pictures that appear in the dream are here pressed down into the whole organic life. The experience is different in each case, and yet the experience is present in the soul in the same manner in both. So that in reality we are awake only in the life of ideation; in the feeling life we dream even while we are awake.

With the life of the will it is again different. We do not as a rule give much thought to the matter, but is it not so that the impulse of will arises within us without our having any clear consciousness of its origin? We have a thought; and out of the thought springs an impulse of will. Then again we see ourselves acting; and then again we have a thought about the action. But we cannot follow with consciousness what comes between. How a thought becomes an impulse for the will and shoots into my muscle-power; how the nerve registers the movement of the muscles; how, in other words, that which has been sent down into the depths of my being as thought, comes to be carried out in action, afterwards to emerge again when I perceive myself performing the action—all this lives in me in no other way than do the experiences of sleep.

In deep sleep we have in a sense lost our own being; we pass through the experiences of sleep without being aware of them; and it is the same with what comes about through the activity of the will-impulse in man. We dream in our life of feeling, and we are asleep in our willing; dreaming and sleeping are thus perpetually present in waking life. And in these unknown depths of being where the will has its origin, arises also that which we eventually gather up—focus, as it were—in consciousness of self. Man comes to a recognition of his full humanity only when he knows himself as a being that thinks and feels and wills.

Ordinary life, therefore, embraces unconscious conditions. And it is just through the life of ideation becoming separated from the rest of the soul life and lifted up into consciousness, that a way is made for the development of the experience of freedom. Here, in a sense, we divide ourselves up. We are awake in a part of ourselves, in the life of ideation, whilst in relation to another part of us we are as unconscious as we are in relation to the inner being of Nature.

It is at this point that Anthroposophical Spiritual Science steps in with its methods for attaining higher knowledge. This spiritual science is very far removed from any dreamy, obscure mysticism, nor does it support itself, like spiritualism, on external experiment. The foundation for the whole method of spiritual scientific research lies in the inner being of man himself; it can be evolved in full consciousness and will manifest the same clarity as the most exact material conceptions. The world of feeling, which generally, as we have seen, leads a kind of dream life, can become hooded with the same light that permeates thoughts and ideas—which, according to some schools of philosophy, themselves originate in the feelings. By means of exercises described in my book, How to Attain Knowledge of the Higher Worlds. this lighting up of the world of feeling is brought about, with the result that the region which is usually dreamlike in character now lives in the soul as “imaginative” consciousness. The moment man gives himself up to this imaginative consciousness, something is present for him in consciousness that remains generally beneath the Threshold. He thinks pictures, knowing, however, quite well that he is not dreaming them, but that they correspond to realities.

Spiritual Science then leads on further, to “inspired” consciousness, and here we are taken into the realm of the will. Little by little, we are brought to the point of being able to behold clairvoyantly—please do not misunderstand the expression—how the whole human organisation functions when the will pulsates in it. We see what actually takes place in the muscle when the will is active. Such a knowledge is “inspired” knowledge. Man dives down into his own inner being and acquires a self-knowledge which is generally veiled from him. We come to know more of man than stands before us as “given” between birth and death. Feeling and willing being now also flooded with the light of consciousness, we can know man not only as a created being, perceiving in him that which wakes up every morning and enters again into a body ready-made; we can recognise in him also the creative power which comes down from spiritual worlds at the time of birth or conception, and itself forms and organises the body. In effect, at this further stage man comes to know his own eternal being which lives beyond birth and death; he attains to a direct beholding of the eternal and spiritual in his soul.

As man learns in this way to know himself, not merely as natural man, but as spirit, he finds that he is also now within the inner being of Nature; in the spirit of his own nature he recognises the spirit of the Nature that is all around him. And at this point a fact of deep significance is revealed—namely, that with our modern knowledge of Nature we are already standing on the other side of the Threshold, in the old sense of the word. The men of olden times believed they would lose their self-consciousness if they entered this region unprepared. We do not lose our self-consciousness, but we do lose the world.

The full clarity of thought and idea, to which man owes his consciousness of self, has been achieved by him only in modern times; and now this consciousness of self needs to be carried a step further. The men of old paid particular heed to the training of the will; we have now to press forward, as I emphasised in my “Philosophy of Spiritual Activity,” to pure thinking. We must develop our thinking; it must grow into Imagination, Inspiration and Intuition. And this will bring us once again to a Threshold, a new Threshold into the spiritual world. We must not remain in the world that offers itself for sense-perception and leaves the inner being of Nature beyond the boundaries of knowledge. We must cross another Threshold, the Threshold that lies before our own inner being.

At this Threshold we shall no longer let our imagination run away with us and conjure up all manner of atoms and molecules to account for the impressions of colour and sound and heat; for when we come consciously to recognise, and be within, our own spirit, then we shall find we are also within the spirit of Nature. We shall learn to know Nature herself as spirit. In the region where to-day we talk of an atomistic world (we are really only postulating behind Nature a second equally material Nature), in the very region where to-day we are losing the world, we shall find the spirit. And then we shall have the right fundamental feeling towards the inner being of Nature and, also, the being of the human soul.

It is, as you see, a different attitude we have to attain from that of olden times. We must be conscious that we are living in conditions the men of old wanted to avoid. This does not mean, however, that we are in danger of losing ourselves; our world of thought has been too strongly developed for that. And if we develop the world of thought still further, then we shall also not lose what we are in danger of losing. The men of olden times were threatened with the loss of self, with a kind of faintness of the soul. We are faced with the danger of losing the world for our ego-consciousness; of being so surrounded and overborne by purely mathematical pictures of the world, purely atomistic conceptions, that we lose all sense of the “whole” world in its infinite variety and richness. In order that we may find the world again—in order, that is, that we may find the spirit in the world—we must cross what constitutes for modern man the Threshold.

We may even put it this way: if the men of olden times feared the Guardian of the Threshold, and needed to be fully prepared before they might pass him, we in our day must desire earnestly to pass the Guardian. We must long to carry knowledge of the spirit into those regions where hitherto we have relied only on external sense-perception in combination with the results of intellectual reasoning and experiment. Knowledge of the spirit must be taken into the laboratory, into the observatory and into the clinic. Wherever research is carried on, knowledge of the spirit must have place.

Otherwise, since all the results that are arrived at in such institutions come from beyond the Threshold, man is thereby cut off from the world in a manner that is dangerous for him. He feels himself in the presence of an inner being of Nature which he can never approach on an external path, which he can approach only by becoming awake in his soul and pressing forward to the immortal part of his own being. As soon, however, as he does this, he is at that moment also within the spirit of Nature. He has stepped across the Threshold that lies in his own being, and finds himself in the presence of the spiritual in Nature.

To point out to man this path is the task of Anthroposophical Spiritual Science. It has to give what the other sciences cannot give. And it may rightly claim to be Goethean, for to those who say:

To Nature's heart
No living soul can reach.

Goethe replies:

Nature is neither kernel nor shell,
She is both in one, she is one and all.
Look in your own heart, man, and tell
If you yourself are kernel or shell!

We are “shell” as long as we remain in the life of ideas alone. We sever ourselves from Nature, and all we can do is to talk about her. But the man who penetrates to his own inner “kernel,” and experiences himself in the very centre of his soul—he discovers that he is at the same time in the very innermost of Nature; he is experiencing her inner being.

Such, then, is the kind of impulse that Anthroposophical Spiritual Science is ready to give to the whole of human life, and in particular to the several sciences. These several sciences need not remain the highly specialised fields that they have been hitherto; rather shall each be a contribution to that quest which man must ever follow if he would rise to a consciousness of his true dignity—the quest for the eternal in the human being. All that the individual sciences can teach to-day is still only a knowledge that looks on Nature from without. But if those who are working in them tread, as well as the outer, also the inner path of knowledge, then the knowledge acquired in the different fields can grow into a knowledge of man, a comprehensive knowledge of mankind. We need such a knowledge in our time if we are to guide the social problems of the future into paths where right and healthy solutions can be found—as I have explained in my book, “The Threefold Commonwealth.”

One who carries deeply enough in his heart the development of spiritual science will find himself continually face to face with this question of the connection between the being of man and the inner being of Nature. The specialised sciences cannot help us here; they only spread darkness over the world. The darkness is to be feared, even as the men of olden times feared the region beyond the Threshold. But it is possible for man to kindle a light that shall light up the darkness; and this light is the light that shines in the soul of man when he attains to spiritual knowledge.

  • 1. The Riddles of Philosophy
  • 2. Philosophy of Spiritual Activity
  • 3. English translation from Goethe and Faust; an Interpretation by F. M. Stawell and G. L. Dickinson. G. Bell & Sons, 1928.
149. Christ and the Spiritual World: The Search for the Holy Grail: Lecture I28 Dec 1913, Leipzig
Tr. Charles Davy, Dorothy S. Osmond

Rudolf Steiner
And even those who seek for a more spiritual conception of the world—even they, when they look back to the beginning of time, think of this cosmic nebula or something similar.
In the primal Divine Father—says the Gnosis—lies the ground of the world, and only in what proceeds from Him do we find something to which the soul can struggle through if it turns away from all material conceptions and searches a little for its own innermost depth.
It is easy enough to come to terms with a spiritual conception of the world if one says: Yes, the external world is certainly Maya, but with thinking we penetrate into a spiritual world—and if one hopes that this thinking really can reach the spiritual world.
149. Christ and the Spiritual World: The Search for the Holy Grail: Lecture I28 Dec 1913, Leipzig
Tr. Charles Davy, Dorothy S. Osmond

Rudolf Steiner

Many people who are naturally fitted to receive Anthroposophy in our present age will find it necessary to clear away various contradictions that may arise in their minds. In particular, the soul can be brought up against a certain contradiction when it wants to take seriously the memories of such a season of festival as that which includes Christmas and the New Year. When we take these memories seriously, then it becomes clear to us that at the same time as we try to gain knowledge, we must penetrate into the spiritual history of mankind if we are to understand rightly our own spiritual evolution. We need only take a certain thought, and we shall find it on the one hand full of light, while on the other it makes us disturbingly aware of how contradictions, difficulties, must pile up before the soul of anyone who wants to accept in the right sense our anthroposophical knowledge concerning man and the evolution of the world.

Among the varied forms of knowledge that we try to reach through our anthroposophical studies we must of course include knowledge of the Christ; knowledge of the fundamentally important impulse—we have called it the Christ Impulse—which came in at the beginning of our era. And we are bound often to ask ourselves how we can hope to penetrate more effectively, with deepened anthroposophical knowledge, into the course of human evolution, in order to understand the Christ Impulse, than those who lived at the time of the Mystery of Golgotha were able to do. Was it not much easier for them to penetrate into this Mystery, whose secret is specially bound up with the evolution of humanity, than it is for us, at this great distance in time? That might be a troublesome question for persons who want to seek an understanding of Christ in the light of Anthroposophy. It might become one of those contradictions which have a depressing effect just when we want to take most earnestly the deeper principles of our anthroposophical knowledge. This contradiction can be cleared away only when we call up before our souls the whole spiritual situation of humanity at the beginning of our era.

If we try—at first without any kind of religious or similar feeling—to enter into the psychic disposition of man at that time, we can make a most peculiar discovery. We can say to ourselves that we will rely on what cannot be denied even by minds most given over to externals; we will draw on the old tradition as found in history, but we will try to penetrate into that part of it which embraces the purest spiritual life. In this way we may hope to lay hold of essential elements in the evolution of humanity. Let us therefore try to enter quite historically into the endeavours that were made by men, say two hundred years before the Mystery of Golgotha and a hundred and fifty years after it, to deepen their thinking in order to understand the secrets, the riddles, of the world. Then we realise that during the centuries before and after the Mystery of Golgotha a change of far-reaching significance occurred in the souls of men with regard to the life of thought. We find that a large part of the civilised world received the influence of that which Greek culture and other deepened forms of thinking had achieved some centuries previously.

When we consider what mankind had accomplished in this way by its own efforts, not in response to any impulse from without, and how much had been attained by men called “sages” in the Stoic sense (and a good many personalities in Roman history were so ranked), then we are bound to say: These conquests in the realm of thought and ideas were made at the beginning of our era, and Western life has not added very much to them. We have gained an endless amount of knowledge concerning the facts of Nature and have been through revolutions in our ways of thinking about the external world. But the thoughts, the ideas themselves, through which these advances have been made, and with which men have tried to discern the secrets of existence in external, spatial terms, have really developed very little since the beginning of our era. They were all present—even those of which the modern world is so proud, including the idea of evolution—in the souls of that period. What might be called an intellectual laying hold of the world, a life of ideas, had reached a certain summit, and not only among particular individuals, such as the pupils of Socrates a little earlier; it had become popular in a limited sense and had spread widely over Southern Europe and other regions. This deepening of thought is truly astonishing.

An impartial history of philosophy would have to pay special attention to this triumph of human thinking at that time.

But if we now take these highly significant advances in the realm of ideas, and on the other hand the secrets bound up with the Mystery of Golgotha, we become aware of something different. We realise that as the story of the event on Golgotha became known in that age, an immense wrestling of thought with that Mystery occurred. We see how the philosophies of the period, especially the Gnostic philosophy in its much profounder form, struggled to bring all the ideas it had gained to bear on this one purpose. And it is most important to let this struggle work upon us. For we then come to recognise that the struggle was in vain; that the Mystery of Golgotha appeared to human understanding as though it were dispersed through far-distant spiritual worlds and would not unveil itself.

Now from the outset I would like to say that when in these lectures I speak of the Mystery of Golgotha, I do not wish to invest this term with any colouring drawn from religious traditions or convictions. We shall be concerned purely with objective facts that are fundamental to human evolution, and with what physical and spiritual observation can bring to light. I shall leave aside everything that individual religious creeds have to say about the Mystery of Golgotha and shall look only at what has happened in the course of human evolution. I shall have to say many things which will be made clear and substantiated later on.

In setting the Mystery of Golgotha by the side of the deepest thought of that time, the first thing that strikes one is what I expressed by saying: The nature of this Mystery lies far, far beyond what can be reached by the development of thinking. And the more exactly one studies this contrast, the more is one brought to the following recognition. One can enter deeply into the thought-world that belongs to the beginning of our era; one can try to bring livingly before one's soul what thinking meant for those men of Greece and Rome; one can call up before one's soul the ideas that sprang from their thinking, and then one comes to the feeling: Yes, that was the time when thought underwent an unprecedented deepening. Something happened with thought; it approached the human soul in a quite new way. But if then, after living back into the thought-world of that time and recreating it in one's soul, one brings clairvoyant perception to bear on this experience, then suddenly something surprising emerges. One feels that something is happening far, far away in the spiritual worlds and that the deepening of thought is a consequence of it.

We have already called attention to the fact that behind our world lie other worlds—the Astral, the Devachanic, and the Higher Devachanic. Let us first remind ourselves that these three worlds lie behind our own! Then, if the clairvoyant state of soul is raised to full activity within oneself, the impression is received that neither in the Astral world nor in the lower Devachanic world can a complete explanation of the deepening of thought at that time be found. Only if one could place one's soul in the higher Devachanic world—so says clairvoyant insight—would one experience what it is that streams through the other two worlds and penetrates right down into our physical world.

On this physical plane there is no need to be aware, while steeping oneself in that past world of ideas, of anything told concerning the Mystery of Golgotha. One can leave that quite out of account and ask simply: No matter what happened over there in Palestine, what does external history indicate? It shows that in Greece and Rome an infinite deepening of thought took place. Let us put a circle round this Greek and Roman thought-world and make it an enclosed island, as it were, in our soul-life—an island shut off from everything outside; let us imagine that no report of the Mystery of Golgotha has reached it. Then, when we inwardly contemplate this world, we certainly find there nothing that is known to-day about the Mystery of Golgotha, but we find an infinite deepening of thought which indicates that here in the evolution of humanity something happened which took hold of the innermost being of the soul on the physical plane. We are persuaded that in no previous age and among no other people had thinking ever been like that! However sceptical anyone may be, however little he may care to know about the Mystery of Golgotha, he must admit one thing—that in this island world that we have enclosed there was a deepening of thought never previously known.

But if one places oneself in this thought-world, and has a clairvoyant faculty in the background, then one feels truly immersed in the individual character of this thought. And then one says to oneself: Yes, as this thinking flowers into idea, with Plato and others, as it passes over into the world we tried to enclose, it has a quality which sets the soul free, which lays hold of the soul and brings it to a loftier view of itself. Whatever else you may apprehend in the external world or in the spiritual world makes you dependent on those worlds; in thinking you take hold of something which lives in you and which you can experience completely. You may draw back from the physical world, you may disbelieve in a spiritual world, you may refuse to know anything about clairvoyant impressions, you may shut out all physical impressions—with thoughts you can live in yourself; in your thinking you lay hold, as it were, of your own being!

But then—and it cannot be otherwise if one enters with clairvoyant perception into this sea of thought, as I might call it—a feeling of the isolation of thought comes over one; a feeling that thought is still only thought; that it lives first of all only in the soul, and that one cannot draw from it the power to go out into a world where the ground of the rest of our being—the ground of what else we are—is to be found. In the very moment when one discerns the grandeur of thought, one discerns also its unreality. Then one can see also how in the surrounding world that one has come to know through clairvoyance, there is fundamentally nothing to sustain thought.

Then why should thought be there at all? The physical world can do nothing but falsify it. Those who wish to be pure materialists, who refuse to ascribe to thought any primal reality of its own, should really prefer to prohibit it. For if the natural world is the only real world, thought can only falsify it. It is only because materialists are illogical that they do not embrace the only theory of cognition that goes with monistic Materialism—the refrain-from-thinking, think-no-more theory. But to anyone who immerses himself with clairvoyant perception in the world of thought there comes this disquieting awareness of the isolation of thought, as though he were standing quite alone with it. And then only one thing remains for him; but it does remain. Something comes towards him, even though it be from a far spiritual distance, separated from him by two worlds; and it becomes apparent—so the clairvoyant soul says to itself—that in this third world lies the true origin, the fountain-head, of that which is in the life of thought. For clairvoyant souls in our time it could be a powerful experience to immerse themselves, alone with their thinking, in the time when thought underwent its deepening; to shut out everything else, including knowledge of the Mystery of Golgotha, and to reflect how the thought-content on which we still nourish ourselves came forth in the Graeco-Roman world.

Then one should turn one's gaze to other worlds and feel rising over the Devachanic world a star that belongs to a higher spiritual world; the star from which rays out the power that makes itself felt in the thought world of Graeco-Roman antiquity. Then one feels oneself here on Earth, but carried away from the world of today and plunged into the Graeco-Roman world, with its influence spreading out over other regions at that time, before the Mystery of Golgotha. But as soon as one lets the spiritual world make its impression on one, there appears again, shining over Devachan, the star (I speak symbolically), or the spiritual Being of whom one says to oneself: Yes, the experience of the isolation of thought, and of the possibility of thought having undergone such a deepening at the beginning of our era—this is a consequence of the rays that shine out from this star in the higher spiritual world. And then comes a feeling which at first knows nothing of the historical tradition of the Mystery of Golgotha but can be expressed thus: Yes, you are there in the Graeco-Roman world of ideas, with all that Plato and others were able to give to the general education of mankind, with what they have imparted to the souls of men—you feel yourself living in the midst of that. And then you wait ... and truly not in vain, for as though deep in the background of spiritual life appears the star which sends forth its rays of power; and you can say that what you have experienced is a result of that power.

This experience can be gone through. And in going through it one has not relied on any kind of tradition, but has quite impartially sought the origin of what took place in the Graeco-Roman world. But one has also had the experience of being separated by three worlds from understanding the root-causes of that Graeco-Roman world.

And then, perhaps, one turns to the men of that time who tried in their own way to understand the change. Even the external scholarship of today has come to recognise that in this period of transition at the beginning of our era some religious-philosophic geniuses lived. And they can best be encountered by looking at Gnosticism. The Gnosis is known in the most varied ways. Externally, remarkably little is really known about it, but from the available documents one can still get an impression of its endless depth. We will speak of it only in so far as it bears on our present considerations.

Above all we can say that the Gnostics had a feeling for what I have just described; that for the causes of what happened in that past epoch one must look to worlds lying infinitely far away in the background. This awareness was passed on to others, and if we are not superficial we can, if we will, see it glimmering through what we may call the theology of Paul, and in many other manifestations also.

Now, anyone who steeps himself in the Gnosis of that period will have great difficulty in understanding it. Our souls are too much affected and infected by the fruits of the materialistic developments of the last few centuries. In tracing back the evolution of the world they are too readily inclined to think in terms of the Kant-Laplace theory of a cosmic nebula, of something quite material. And even those who seek for a more spiritual conception of the world—even they, when they look back to the beginning of time, think of this cosmic nebula or something similar. These modern people, even the most spiritual, feel very happy when they are spared the trouble of discerning the spiritual in the primal beginnings of cosmic evolution. They find it a great relief, these souls of today, when they can say to themselves: “This or that rarefied form of material substance was there to start with, and out of it everything spiritual developed side by side with everything physical.” And so we often find souls who are greatly comforted when they can apply the most materialistic methods of inquiry to the beginning of the cosmos and arrive at the most abstract conception of some kind of gaseous body.

That is why it is so difficult to enter into the thoughts of the Gnosis. For what the Gnosis places at the beginning of the world carries no suggestion of anything at all material. Anyone thoroughly attuned to modern education will perhaps be unable to restrain a slight smile if he is invited to think in the sense of the Gnosis that the world in which he finds himself, the world he explains so beautifully with his Darwinism, bears no relation to a true picture of how the world began! Indeed, he will hardly be able to help smiling when he is asked to think that the origin of the world resides in that cosmic Being who is beyond all concepts, not to be reached by any of the means that are applied nowadays to explaining the world. In the primal Divine Father—says the Gnosis—lies the ground of the world, and only in what proceeds from Him do we find something to which the soul can struggle through if it turns away from all material conceptions and searches a little for its own innermost depth. And this is Silence: the eternal Silence in which there is neither space nor time, but silence only.

It was to this duality of the primal Father and the Silence preceding time and space that the Gnostic looked up; and then, from the union of the primal Father with the Silence, as it were, he conceived other existences proceeding: one can equally well call them Worlds or Beings. And from them others, and again others, and again others—and so on through thirty stages. And only at the thirtieth stage did the Gnostic posit a condition prior to our present mentality—a condition so delightfully explained by Darwinism in terms of that mentality. Or, strictly speaking, at the thirty-first stage, for thirty of these existences, which can be called Worlds or Beings, precede our world. “Aeon” is the name generally given to these thirty Beings or Worlds that precede our own.

One can get a clear idea of what is meant by this Aeon-world only by saying to oneself: To the thirty-first stage there belongs not only what your senses perceive as the external world, but also the way in which your thinking as physical man tries to explain the sense world. It is easy enough to come to terms with a spiritual conception of the world if one says: Yes, the external world is certainly Maya, but with thinking we penetrate into a spiritual world—and if one hopes that this thinking really can reach the spiritual world. But according to the Gnostic this is not so; for him, this thinking belongs to the thirty-first Aeon, to the physical world. So not only sense perception, but human thinking, lies outside the thirty Aeons, who can be looked up to through the stages of spiritual evolution, and who reveal themselves in ever-mounting perfection.

One can easily imagine the smile that comes to a Monist, standing at the summit of his time, if he is asked to believe in thirty preceding worlds—thirty worlds with a content entirely different from anything his thinking can conceive. But that was the view of the Gnostics. And then they asked themselves: How is it with this world?

We will disregard for a while what we have ourselves said about the world in the sense of the early twentieth century. What I am now telling you must not be taken as offering a convincing world-picture. In the Anthroposophy of the twentieth century we have naturally to get beyond the Gnosis, but just now we want to sink ourselves in it.

Why is this surrounding world, including the human faculty of thinking about it, shut off from the thirty Aeons? We must look, said the Gnostic, to the lowest but still purely spiritual Aeon. And there we find the Divine Sophia, the Divine Wisdom. She had evolved in a spiritual way through the twenty-nine stages, and in the spiritual world she looked up to the highest Aeon through the ranks of spiritual Beings or Worlds. But one day, one cosmic day, it became evident, to her that if she was to maintain a free vision into the spiritual world of the Aeons, she had to separate something from herself. And she separated from herself that which existed in her as desire. And this desire, being no longer present in the Divine Sophia, the Divine Wisdom, now wanders through the realms of space and permeates everything that comes into being in the realms of space. Desire does not live only in sense perception, but also in human thinking, and in the longing that looks back to the spiritual world; but always as something cast out into the souls of men. As an image, but as an image of the Divine Sophia cast out from her, lives this desire, Achamod, thrown out into the world and permeating it.

If you look into yourself, without raising yourself into spiritual worlds, you look into the desire-filled world of Achamod. Because this world is filled with desire, it cannot disclose within itself that which is revealed by looking out into the world of the Aeons. Far, far away in the world of the Aeons—so thought the Gnosis—the pure spirituality of the Aeons engenders what the Gnostics called the Son of the Father-God, and also what they called the pure Holy Spirit. So we have here another generation, as it were, another evolutionary line, different from that which led to the Divine Sophia. As in the propagation of physical life the sexes are separate, so in the progression of the Aeons another stream took its origin from a very high level in the spiritual world: the stream of the Son and the Holy Spirit stemming from the Father. So in the world of Aeons there was one stream leading to the Divine Sophia and another to the Son and the Holy Spirit. If one rises through the Aeons, one comes eventually to an Aeon from whom there arose on the one hand the succession leading to the Divine Sophia, and on the other the succession leading to the Son and the Holy Spirit. And then we ascend to the Father-God and the Divine Silence.

Because the human soul is shut off with Achamod in the material world, it has in the sense of the Gnosis a longing for the spiritual world, and above all for the Divine Sophia, from whom it is separated through being filled with Achamod. This feeling of being separated from the Divine, of not being within the Divine—this feeling is actually experienced, according to the Gnostic, as the material world. And the Gnostic sees originating from the divine-spiritual world, but bound up with Achamod, what one might call (to borrow a Greek word) the Demiurgos, the cosmic Architect.

This Demiurgos is the real arch-creator and sustainer of that which is permeated with Achamod and the material. The souls of men are woven into his world. But they are imbued also with longing for the Divine Sophia. As though in the far distance of the Aeon-world appear the Son and the Holy Spirit in their pure divine spirituality, but they appear only to someone who has—in the sense of the Gnosis—raised himself above everything in which is embodied Achamod, the desire that pervades space.

Why is there this longing in the souls that have been drawn into the world of Achamod? Why, after their separation from the divine-spiritual world, do they feel a longing for it? The Gnostics also asked themselves these questions, and they said: Achamod was cast out from the Divine Wisdom, the Divine Sophia, but before Achamod had completely become this material world, where men now live, there came to her something like a brief raying-out of light from the Son of God; and then immediately the light vanished again. For the Gnostic this was an important concept: that Achamod—the same Achamod that lives in the souls of men—had been granted in the primal remote past a glimpse of Divine light, which had then immediately disappeared. But the memory of it lives on today in human souls, however deeply enmeshed in the material world the soul may be. “I live in the world of Achamod, the material world”, such a soul might have said. “I am surrounded with a sheath drawn from the material world, but when I sink into my inner being, a memory comes to life within me. The element that holds me bound to the material world longs after the Divine Sophia, the Divine Wisdom; for the being of Achamod, which lives in me, was once illuminated by a. ray from the Son of God, who dwells in the world of the Aeons.”

We should try to picture clearly to ourselves such a soul as this, a disciple of the Gnosis. There were such souls: they are not a hypothetical invention. Anyone who studies history with understanding will come to realise through the external documents that many souls of this kind lived in that period.

. We need to see clearly why there are such strong objections nowadays to what I have been saying. What will a thoroughly level-headed man of today have to say about the Gnosis? We have already had to listen to the view that the theology of Paul gives an impression of rabbinical subtleties, far too intricate for a sensible Monist to concern himself with—a Monist who looks out proudly over the world and draws it all together with the simple concept of evolution or with the still simpler concept of energy, and says: “Now at last we have grown up; we have acquired the ideas which give us a picture of the world based on energy, and we look back at these children, these poor dear children, who centuries ago built up the Gnosis out of childishness—they imagined all sorts of spirits, thirty Aeons! That is what the human soul does in its time of nursery play. The grown-up soul of today, with its far-reaching Monism, has left such fancies far behind. We must look back indulgently at these Gnostic infantilisms—they are really charming!”

Such is the prevailing mood today, and it is not easily teachable. One might say to it: Yes, if a Gnostic, with his soul born out of the Gnosis, were to stand before you, he might also take the liberty of expressing his outlook, somewhat like this: “I understand very well how you have become so proud and arrogant, with your ideas of evolution and energy, but this is because your thinking has become so crude and simple and primitive that you are satisfied with your nebulae and your entirely abstract concepts. You say the words ‘evolution’ and ‘energy’ and think you have got something, but you are blind to the finer spiritual life that seeks its way up into that which rises through thirty stages above anything you have.”

But for us the antithesis mentioned at the beginning of this lecture becomes all the sharper. We see on the one hand our own time, with its quite crude and primitive concepts, and on the other the Gnosis. And we have seen how the Gnosis employs endlessly complicated concepts—thirty Aeons—in order to find in the course of evolution the Son of God and the Holy Spirit, and to find in the soul the longing for the Divine Sophia and the Holy Spirit.

Then we ask ourselves: Is it not from the deepening of thought in the Graeco-Roman world that we have gained what we have carried so splendidly far in our thoughts about energy and evolution? And in this Gnosis, with its complicated ideas, so unsympathetic to the present day, are we not looking at something quite strange? Are not these colossal contrasts? Indeed they are. And the contradiction, lying like a weight on the soul, becomes even greater if we reflect on what was said about clairvoyant souls: that they can transpose themselves into the thought-world of the Greeks and Romans, and then see the world with the star, of which we have spoken. And mingled everywhere with this deepening of Greek thought we find that other deepening which the Gnosis exemplifies. Yet when we look at this with the aid of what Anthroposophy should give us today, and are yet powerless to understand what the star should signify, separated as we are from it by three worlds—and if we ask the Gnostics: Have you understood what happened at that time in the historical evolution of humanity? ... then, standing on the ground of Anthroposophy, we cannot take the answer from the Gnostics, for it could never satisfy us; it would throw no light on what is shown to the clairvoyant soul.

It is not my wish that you should treat our considerations today as offering an explanation of anything. The more you feel that what I have told you is not an explanation; the more you feel that I have put before you contradiction after contradiction and have shown you only one occult experience, the perception of the star, the better will you have understood me for today. I would wish you to see clearly that at the beginning of our era there appeared in the world something which influenced human understanding and was yet far, far from being understood; I would like you to feel that the period at the beginning of our era was a great riddle. I want you to feel that in human evolution there happened something which seemed at first like a deepening of thought, or a discovery of thought; and that the root causes of this are a profound enigma. You must seek in hidden worlds for that which appeared in the Maya of the physical sense-world as a deepening of Graeco-Roman thought. And it is not an explanation of what we have heard, but the setting out of a riddle, that I wished to give you today. We will continue tomorrow.

4. The Philosophy of Spiritual Activity (1986): Philosophy of Spiritual Activity and Monism
Tr. William Lindemann

Rudolf Steiner
“Only through the building up of a moral world order by intelligent individual's conscious of themselves, can the world process be led to its goal.”
Monism cannot eliminate the former from the world, just as it cannot eliminate perception from the world, and it rejects the latter because monism seeks within the world all the principles of explanation which it needs to illumine the phenomena of the world, and seeks none outside it.
The veiled materialism of the present day is no less intolerant toward a view that comprehends the world spiritually than the admitted materialism of the last century. Today's materialism only deceives many people who believe themselves able to reject a spiritually oriented world conception because, after all, the scientific one has “long since left materialism behind.”
4. The Philosophy of Spiritual Activity (1986): Philosophy of Spiritual Activity and Monism
Tr. William Lindemann

Rudolf Steiner

The naive person, who considers real only what he can see with his eyes and grasp with his hands, also requires for his moral life incentives that are perceptible to the senses. He requires a being who communicates these incentives to him in a way understandable to his senses. He will let these incentives be dictated to him as commandments by a person whom he considers to be wiser and more powerful than himself, or whom, for some other reason, he acknowledges as a power standing over him. There result in this way as moral principles the authorities already enumerated earlier, of family, state, society, church and divinity. The most limited person still believes in some one other person; the somewhat more advanced person lets his moral behavior be dictated to him by a majority (state, society). Always it is perceivable powers upon which he builds. The person upon whom the conviction finally dawns that these are after all basically just such fallible men as he himself is will seek guidance from a higher power, from a divine being whom he endows with sense-perceptible characteristics. He lets this being again communicate to him the conceptual content of his moral life in a perceivable way, whether it be that God appears in the burning bush, or that He moves about among men in bodily human form and says to them in a way their ears can hear what they ought and ought not to do.

The highest level of development of naive realism in the area of morality is that where the moral commandment (moral ideas) is separated from any entity other than oneself, and is hypothetically thought to be an absolute power in one's own inner being. What the human being first perceived as the voice of god from outside, this he now perceives as an independent power in his own inner being, and speaks of this inner voice in such a way that he equates it with his conscience.

With this, however, the level of the naive consciousness is already left behind, and we have entered into the region where the laws of morality are made self-dependent as norms. They then no longer have any bearer, but rather become metaphysical entities that exist in and through themselves. They are analogues to the invisible-visible forces of metaphysical realism, which does not seek reality through the involvement that the human being has with this reality in thinking, but which rather thinks up these forces hypothetically and adds them to what is experienced. Moral norms outside man also always appear in company with this metaphysical realism. This metaphysical realism must also seek the origin of morality in the sphere of some reality outside man. There are different possibilities here. If the assumed being of things is thought of as something essentially without thoughts and as working by purely mechanical laws, which is the picture materialism has of it, then this being will also bring forth the human individual out of itself through purely mechanical necessity, along with everything about him. The consciousness freedom can then only be an illusion. For while I consider myself to be the creator of my action, the matter composing me and its processes of motion are at work within me. I believe myself free; all my actions are, however, actually only results of the material processes underlying my bodily and spiritual organism. Only because we do not know the motives compelling us, do we have the feeling of inner freedom, according to this view: “We must again emphasize here that this feeling of inner freedom ... rests upon the absence of external compelling motives.” “Our actions are necessitated like our thinking.” (Ziehen, Guidelines of Physiological Pathology)1

Another possibility is that a person sees some spiritual being as the absolute, outside man, which exists behind the appearances. Then he will also seek the impulse to action within such a spiritual power. He will regard the moral principles to be found in his reason as flowing from this being-in-itself which has its own particular intentions for man. Moral laws seem, to the dualist of this sort, as though dictated by the absolute, and the human being, through his reason, has simply to discover and carry out the decisions of the absolute being the moral world order appears to the dualist to be the perceptible reflection of a still higher order standing behind the moral world order. Earthly morality is the manifestation of a world order outside man. The human being is not the essential thing in this moral order, but rather the being-in-itself, the being outside man. Man ought to do what this being wills. Eduard von Hartmann, who pictures the being-in-itself as the divinity whose own existence is suffering, believes that this divine being created the world so that through it he might be delivered from his infinitely great suffering. This philosopher, therefore, sees the moral development of mankind as a process which is there in order to deliver the divinity. “Only through the building up of a moral world order by intelligent individual's conscious of themselves, can the world process be led to its goal.” “Real existence is the incarnation of the divinity; the world process is the history of the passion of God become flesh, and at the same time the path to the deliverance of the one crucified in the flesh; morality, however, is our collaboration in the shortening of this path of suffering and deliverance.” (Hartmann, Phenomenology of Moral Consciousness)2 Here man does not act because he wants to, but rather he ought to act, because God wants to be delivered. Just as the materialistic dualist turns man into an automaton, whose actions are only the result of purely mechanical lawfulness, so the spiritual dualist (that is, the person who sees the absolute, the being-in-itself, as a spirituality with which man has no involvement with his conscious experience), turns man into a slave to the will of that absolute. Inner freedom, in materialism as well as in one-sided spiritualism, or in any metaphysical realism which infers something outside man as true reality and which does not experience this reality, is out of the question.

Both naive and metaphysical realism, to be consistent, must deny our inner freedom for one and the same reason, because they see in man only the one who executes or carries out principles forced upon him by necessity. Naive realism kills inner freedom through submission to the authority of a perceptible being, or to the one, conceived of by analogy as perceptible, or, finally, to the abstract inner voice which he interprets as “conscience”; the metaphysician who merely infers something outside man cannot acknowledge inner freedom, because he considers man to be mechanically or morally determined by a “being-in-itself.”

Monism has to recognize the partial validity of naive realism, because it recognizes the validity of the world of perception. Whoever is incapable of bringing forth moral ideas through intuition must receive them from others. Insofar as man receives his moral principles from outside, he is actually unfree. But monism ascribes to the idea the same significance as to the perception. The idea, however, can come to manifestation within the human individual. Insofar as man follows his impulses from this side, he feels himself to be free. Monism ascribes no validity, however, to the metaphysics which merely draws inferences, now, consequently, to impulses to action originating from so-called “beings-in-themselves.” Man can, according to the monistic view, act unfreely if he follows a perceptible outer compulsion; he can act freely if he obeys only himself. Monism can acknowledge no unconscious compulsion, hidden behind perception and concept. If someone asserts about an action of a fellowman that it is done unfreely, then he must show, within the perceptible world, the thing, or the person, or the establishment, which has motivated someone to his action; if the person making this assertion appeals to causes for the action outside of the perceptibly and spiritually real world, then monism cannot enter into such an assertion.

According to the monistic view man acts in part unfreely, in part freely. He finds himself to be unfree in the world of his perceptions, and makes real within himself the free spirit.

The moral commandments, which the merely inference-drawing metaphysician has to regard as flowing from a higher power, are, for the believer in monism, thoughts of men; the moral world order is for him neither a copy of a purely mechanical natural order, not of a world order outside man, but rather through and through the free work of man. The human being does not have to accomplish in the world the will of some being lying outside him, but rather his own will; he does not realize the decisions and intentions of another being, but rather his own. Behind the human being who acts, monism does not see the purposes of a world guidance outside himself which determines people according to its will; but rather human beings pursue, insofar as they are realizing intuitive ideas, only their own human purposes. And, indeed, each individual pursues his particular purposes. And, indeed, each individual pursues his particular purposes. For the world of ideas does not express itself in a community of people, but only in human individuals. What presents itself as the common goal of a whole group of people is only the result of single acts of will by individuals, and usually, in fact, by some chosen few whom the others follow as their authorities. Each of us is called upon to become a free spirit, just as each rose seed is called upon to become a rose.

Monism is therefore, in the sphere of truly moral action, a philosophy of inner freedom. Because monism is a philosophy of reality, it rejects the metaphysical, unreal restrictions upon the free spirit, just as much as it acknowledges the physical and historical (naive-real) restrictions of the naive person. Because monism does not regard man as a finished product which unfolds its full being at every moment of its life, for monism the dispute as to whether man as such is free or not amounts to nothing. Monism sees man as a self-developing being and asks whether, on this course of development, the stage of the free spirit can also be attained.

Monism knows that nature does not release man from her arms already complete as free spirit, but rather that she leads him to a certain stage from which, still as an unfree being, he develops himself further until he comes to the point where he finds himself.

Monism is clear about the fact that a being who acts out of physical or moral compulsion cannot be truly moral. It regards the transition through automatic behavior (according to natural drives and instincts) and through obedient behavior (according to moral norms) as necessary preliminary stages for morality, but sees the possibility of surmounting both transitional stages through the free spirit. Monism frees the truly moral world view in general from the fetters, within the world, of the naive maxims of morality, and from the maxims of morality, outside the world, of the speculative metaphysicians. Monism cannot eliminate the former from the world, just as it cannot eliminate perception from the world, and it rejects the latter because monism seeks within the world all the principles of explanation which it needs to illumine the phenomena of the world, and seeks none outside it. Just as monism refuses even to think about principles of knowledge other than those that exist for men (see pages 113–114), so it also rejects decisively the thought of moral principles other than those that exist for men. Human morality, like human knowledge, is determined by human nature. And just as different beings would understand as knowledge something totally different than we, so different beings would also have a different morality. Morality, for the adherent of monism, is a specifically human characteristic, and spiritual activity (Freiheit) the human way to be moral.

First Addendum to the Revised Edition of 1918

A difficulty in judging what has been presented in the two preceding chapters may arise through the fact that one believes oneself to be confronted by a contradiction. On the one hand the experience of thinking is spoken of, which is felt to be of a universal significance equally valid for every human consciousness; on the other hand, the fact has been pointed to here that the ideas which are realized in our moral life and which are of the same nature as the ideas achieved by thinking, express themselves in an individual way in every human consciousness. Whosoever feels himself compelled to stop before this confrontation as thought before a “contradiction,” and whoever does not recognize that precisely in the living contemplation of this actually existing antithesis a part of the being of man reveals itself, to such a person, neither the idea of knowledge nor that of inner freedom can appear in the right light. For the view which believes its concepts to be merely drawn (abstracted) from the sense world, and which does not allow intuition to come into its own, the thought which is claimed here as a reality will remain a “mere contradiction.” For an insight which sees how ideas are intuitively experienced as a self-sustaining, real being, the fact becomes clear that man, within the world of ideas surrounding him, lives, in the act of knowing, into something which is one for all men, but that, when he borrows from the world of ideas the intuitions for his acts of will, he individualizes a member of this world of ideas through the same activity which he unfolds as a universal human activity in the spiritual-ideal process of the act of knowing. What appears to be a logical contradiction—the universal nature of the ideas of knowledge and the individual nature of the ideas of morality—is the very thing which, inasmuch as it is beheld in its reality, becomes a living concept. Therein lies a characteristic of man's being, that what is to be intuitively grasped within man moves like the living swing of a pendulum, back and forth between universally valid knowledge and individual experience of this universal element. Whoever cannot behold the one end of the pendulum swing in its reality, for him thinking remains only a subjective human activity; whoever cannot grasp the other end, for him, with man's activity in thinking, all individual life seems lost. For a thinker of the first sort, knowledge, for the other thinker, moral life, is an impenetrable phenomenon. Both will put forward all kinds of things to explain the one or the other, all of which miss the point, because actually the experienceability of thinking is either not grasped by them at all, or is misunderstood to be a merely abstracting activity.

Second Addendum to the Revised Edition of 1918

On pages 162 and 163 materialism is discussed. I am well aware that there are thinkers—such as Th. Ziehen mentioned above—who would not call themselves materialists at all, but to whom, nevertheless, from the point of view presented in this book, this concept must be applied. The point is not whether someone says that for him the world is not restricted to merely material existence; that he is therefore no materialist. The point is rather whether he develops concepts which are applicable only to a material existence. Someone who states that “our actions are necessitated like our thinking,” has put forward a concept which is applicable merely to material processes, but not to action nor to being; and, if the thought his concept through to the end, he would, in fact, have to think materialistically. That he does not do this results only from that inconsistency which is so often the consequence of thinking which is not carried to its conclusion.—One often hears nowadays that the materialism of the nineteenth century has been done away with scientifically. In actual truth, however, it has not been so at all. It is just that one often does not notice today that one has no ideas other than those with which one can approach only what is material. Materialism cloaks itself now in this way, whereas in the second half of the nineteenth century, it displayed itself opening. The veiled materialism of the present day is no less intolerant toward a view that comprehends the world spiritually than the admitted materialism of the last century. Today's materialism only deceives many people who believe themselves able to reject a spiritually oriented world conception because, after all, the scientific one has “long since left materialism behind.”

  • 1. Leitfaden der physiologischen Psychologie. For the way “materialism” is spoken of here, and the justification for doing so, see the Addition to this chapter.
  • 2. Phänomenologie des sittlichen Bewusstseins.
4. The Philosophy of Freedom (1964): Freedom - Philosophy and Monism
Tr. Michael Wilson

Rudolf Steiner
Only through the building up of a moral world order by intelligent self-conscious individuals can the world process be led towards its goal. ...
It regards the phases of automatic behavior (following natural urges and instincts) and of obedient behavior (following moral standards) as necessary preparatory stages of morality, but it also sees that both these transitory stages can be overcome by the free spirit. Monism frees the truly moral world conception both from the mundane fetters of naïve moral maxims and from the transcendental moral maxims of the speculative metaphysician. Monism can no more eliminate the former from the world than it can eliminate percepts; it rejects the latter because it seeks all the principles for the elucidation of the world phenomena within that world, and none outside it.
4. The Philosophy of Freedom (1964): Freedom - Philosophy and Monism
Tr. Michael Wilson

Rudolf Steiner

The naïve man, who acknowledges as real only what he can see with his eyes and grasp with his hands, requires for his moral life, also, a basis for action that shall be perceptible to the senses. He requires someone or something to impart the basis for his action to him in a way that his senses can understand. He is ready to allow this basis for action to be dictated to him as commandments by any man whom he considers wiser or more powerful than himself, or whom he acknowledges for some other reason to be a power over him. In this way there arise, as moral principles, the authority of family, state, society, church and God, as previously described. A man who is very narrow minded still puts his faith in some one person; the more advanced man allows his moral conduct to be dictated by a majority (state, society). It is always on perceptible powers that he builds. The man who awakens at last to the conviction that basically these powers are human beings as weak as himself, seeks guidance from a higher power, from a Divine Being, whom he endows, however, with sense perceptible features. He conceives this Being as communicating to him the conceptual content of his moral life, again in a perceptible way—whether it be, for example, that God appears in the burning bush, or that He moves about among men in manifest human shape, and that their ears can hear Him telling them what to do and what not to do.

The highest stage of development of naïve realism in the sphere of morality is that where the moral commandment (moral idea) is separated from every being other than oneself and is thought of, hypothetically, as being an absolute power in one's own inner life. What man first took to be the external voice of God, he now takes as an independent power within him, and speaks of this inner voice in such a way as to identify it with conscience.

But in doing this he has already gone beyond the stage of naïve consciousness into the sphere where the moral laws have become independently existing standards. There they are no longer carried by real bearers, but have become metaphysical entities existing in their own right. They are analogous to the invisible “visible forces” of metaphysical realism, which does not seek reality through the part of it that man has in his thinking, but hypothetically adds it on to actual experience. These extra-human moral standards always occur as accompanying features of metaphysical realism. For metaphysical realism is bound to seek the origin of morality in the sphere of extra-human reality. Here there are several possibilities. If the hypothetically assumed entity is conceived as in itself unthinking, acting according to purely mechanical laws, as materialism would have it, then it must also produce out of itself, by purely mechanical necessity, the human individual with all his characteristic features. The consciousness of freedom can then be nothing more than an illusion. For though I consider myself the author of my action, it is the matter of which I am composed and the movements going on in it that are working in me. I believe myself free; but in fact all my actions are nothing but the result of the material processes which underlie my physical and mental organization. It is said that we have the feeling of freedom only because we do not know the motives compelling us.

We must emphasize that the feeling of freedom is due to the absence of external compelling motives ... Our action is necessitated as is our thinking.1

Another possibility is that a man may picture the extra-human Absolute that lies behind the world of appearances as a spiritual being. In this case he will also seek the impulse for his actions in a corresponding spiritual force. He will see the moral principles to be found in his own reason as the expression of this being itself, which has its own special intentions with regard to man. To this kind of dualist the moral laws appear to be dictated by the Absolute, and all that man has to do is to use his intelligence to find out the decisions of the absolute being and then carry them out. The moral world order appears to the dualist as the perceptible reflection of a higher order standing behind it. Earthly morality is the manifestation of the extra-human world order. It is not man that matters in this moral order, but the being itself, that is, the extra-human entity. Man shall do as this being wills. Eduard von Hartmann, who imagines this being itself as a Godhead whose very existence is a life of suffering, believes that this Divine Being has created the world in order thereby to gain release from His infinite suffering. Hence this philosopher regards the moral evolution of humanity as a process which is there for the redemption of God.

Only through the building up of a moral world order by intelligent self-conscious individuals can the world process be led towards its goal. ... True existence is the incarnation of the Godhead; the world process is the Passion of the incarnated Godhead and at the same time the way of redemption for Him who was crucified in the flesh; morality, however, is the collaboration in the shortening of this path of suffering and redemption.2

Here man does not act because he wants to, but he shall act, because it is God's will to be redeemed. Whereas the materialistic dualist makes man an automaton whose actions are only the result of a purely mechanical system, the spiritualistic dualist (that is, one who sees the Absolute, the Being-in-itself, as something spiritual in which man has no share in his conscious experience) makes him a slave to the will of the Absolute. As in materialism, so also in one-sided spiritualism, in fact in any kind of metaphysical realism inferring but not experiencing something extra-human as the true reality, freedom is out of the question.

Metaphysical as well as naïve realism, consistently followed out, must deny freedom for one and the same reason: they both see man as doing no more than putting into effect, or carrying out, principles forced upon him by necessity. Naive realism destroys freedom by subjecting man to the authority of a perceptible being or of one conceived on the analogy of a perceptible being, or eventually to the authority of the abstract inner voice which it interprets as “conscience”; the metaphysician, who merely infers the extra-human reality, cannot acknowledge freedom because he sees man as being determined, mechanically or morally, by a “Being-in-itself”.

Monism will have to recognize that naïve realism is partially justified because it recognizes the justification of the world of percepts. Whoever is incapable of producing moral ideas through intuition must accept them from others. In so far as a man receives his moral principles from without, he is in fact unfree. But monism attaches as much significance to the idea as to the percept. The idea, however, can come to manifestation in the human individual. In so far as man follows the impulses coming from this side, he feels himself to be free. But monism denies all justification to metaphysics, which merely draws inferences, and consequently also to the impulses of action which are derived from so-called “Beings-in-themselves”. According to the monistic view, man may act unfreely-when he obeys some perceptible external compulsion; he can act freely, when he obeys none but himself. Monism cannot recognize any unconscious compulsion hidden behind percept and concept. If anyone asserts that the action of a fellow man is done unfreely, then he must identify the thing or the person or the institution within the perceptible world, that has caused the person to act; and if he bases his assertion upon causes of action lying outside the world that is real to the senses and the spirit, then monism can take no notice of it.

According to the monistic view, then, man's action is partly unfree, partly free. He finds himself to be unfree in the world of percepts, and he realizes within himself the free spirit.

The moral laws which the metaphysician who works by mere inference must regard as issuing from a higher power, are, for the adherent of monism, thoughts of men; for him the moral world order is neither the imprint of a purely mechanical natural order, nor that of an extra-human world order, but through and through the free creation of men. It is not the will of some being outside him in the world that man has to carry out, but his own; he puts into effect his own resolves and intentions, not those of another being. Monism does not see, behind man's actions, the purposes of a supreme directorate, foreign to him and determining him according to its will, but rather sees that men, in so far as they realize their intuitive ideas, pursue only their own human ends. Moreover, each individual pursues his own particular ends. For the world of ideas comes to expression, not in a community of men, but only in human individuals. What appears as the common goal of a whole group of people is only the result of the separate acts of will of its individual members, and in fact, usually of a few outstanding ones who, as their authorities, are followed by the others. Each one of us has it in him to be a free spirit, just as every rose bud has in it a rose.

Monism, then, in the sphere of true moral action, is a freedom philosophy. Since it is a philosophy of reality, it rejects the metaphysical, unreal restrictions of the free spirit as completely as it accepts the physical and historical (naïvely real) restrictions of the naïve man. Since it does not consider man as a finished product, disclosing his full nature in every moment of his life, it regards the dispute as to whether man as such is free or not, to be of no consequence. It sees in man a developing being, and asks whether, in the course of this development, the stage of the free spirit can be reached.

Monism knows that Nature does not send man forth from her arms ready made as a free spirit, but that she leads him up to a certain stage from which he continues to develop still as an unfree being until he comes to the point where he finds his own self.

Monism is quite clear that a being acting under physical or moral compulsion cannot be a truly moral being. It regards the phases of automatic behavior (following natural urges and instincts) and of obedient behavior (following moral standards) as necessary preparatory stages of morality, but it also sees that both these transitory stages can be overcome by the free spirit. Monism frees the truly moral world conception both from the mundane fetters of naïve moral maxims and from the transcendental moral maxims of the speculative metaphysician. Monism can no more eliminate the former from the world than it can eliminate percepts; it rejects the latter because it seeks all the principles for the elucidation of the world phenomena within that world, and none outside it.

Just as monism refuses even to think of principles of knowledge other than those that apply to men (see Chapter 7), so it emphatically rejects even the thought of moral maxims other than those that apply to men. Human morality, like human knowledge, is conditioned by human nature. And just as beings of a different order will understand knowledge to mean something very different from what it means to us, so will other beings have a different morality from ours. Morality is for the monist a specifically human quality, and spiritual freedom the human way of being moral.

Author's additions, 1918

In forming a judgment about the argument of the two preceding chapters, a difficulty can arise in that one appears to be faced with a contradiction. On the one hand we have spoken of the experience of thinking, which is felt to have universal significance, equally valid for every human consciousness; on the other hand we have shown that the ideas which come to realization in the moral life, and are of the same kind as those elaborated in thinking, come to expression in each human consciousness in a quite individual way. If we cannot get beyond regarding this antithesis as a “contradiction”, and if we do not see that in the living recognition of this actually existing antithesis a piece of man's essential nature reveals itself, then we shall be unable to see either the idea of knowledge or the idea of freedom in a true light. For those who think of their concepts as merely abstracted from the sense perceptible world and who do not allow intuition its rightful place, this thought, here claimed as a reality, must remain a “mere contradiction”. If we really understand how ideas are intuitively experienced in their self-sustaining essence, it becomes clear that in the act of knowing, man, on the edge of the world of ideas, lives his way into something which is the same for all men, but that when, from this world of ideas, he derives the intuitions for his acts of will, he individualizes a part of this world by the same activity that he practices as a universal human one in the spiritual ideal process of knowing. What appears as a logical contradiction between the universal nature of cognitive ideas and the individual nature of moral ideas is the very thing that, when seen in its reality, becomes a living concept. It is a characteristic feature of the essential nature of man that what can be intuitively grasped swings to and fro within man, like a living pendulum, between universally valid knowledge and the individual experience of it. For those who cannot see the one half of the swing in its reality, thinking remains only a subjective human activity; for those who cannot grasp the other half, man's activity in thinking will seem to lose all individual life. For the first kind of thinker, it is the act of knowing that is an unintelligible fact; for the second kind, it is the moral life. Both will put forward all sorts of imagined ways of explaining the one or the other, all equally unfounded, either because they entirely fail to grasp that thinking can be actually experienced, or because they misunderstand it as a merely abstracting activity.

On page 147 I have spoken of materialism. I am well aware that there are thinkers—such as Ziehen, mentioned above—who do not call themselves materialists at all, but who must nevertheless be described as such from the point of view put forward in this book. The point is not whether someone says that for him the world is not restricted to merely material existence and that therefore he is no materialist; but the point is whether he develops concepts which are applicable only to material existence. Anyone who says, “Our action is necessitated as is our thinking”, has implied a concept which is applicable only to material processes, but not to action or to being; and if he were to think his concept through to the end, he could not help but think materialistically. He avoids doing this only by the same inconsistency that so often results from not thinking one's thoughts through to the end.

It is often said nowadays that the materialism of the nineteenth century is outmoded in knowledgeable circles. But in fact this is not at all true. It is only that nowadays people so often fail to notice that they have no other ideas but those with which one can approach only material things. Thus recent materialism is veiled, whereas in the second half of the nineteenth century it showed itself openly. The veiled materialism of the present is no less intolerant of an outlook that grasps the world spiritually than was the self-confessed materialism of the last century. But it deceives many who think they have a right to reject a view of the world which takes spirit into account on the ground that the scientific view “has long ago abandoned materialism”.

  • 1. Ziehen, Leitfaden der physiologischen Psychologie, 1st edition, pp. 207 ff. For the way I have here spoken about “materialism”, and the justification for doing so, see the Addition to this chapter.
  • 2. Hartmann, Phaenomenologie des sittlichen Bewusstseins, p. 871.

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